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First Trust Active Factor Small Cap ETF

2 hedge funds and large institutions have $674K invested in First Trust Active Factor Small Cap ETF in 2020 Q4 according to their latest regulatory filings, with 0 funds opening new positions, 1 increasing their positions, 1 reducing their positions, and closing their positions.

New
Increased
Maintained
Reduced
Closed

44% more capital invested

Capital invested by funds: $468K → $674K (+$206K)

4.49% more ownership

Funds ownership: 25.99%30.48% (+4.5%)

0% more funds holding

Funds holding: 22 (0)

0% more repeat investments, than reductions

Existing positions increased: 1 | Existing positions reduced: 1

Holders
2
Holders Change
Holders Change %
0%
% of All Funds
0.04%
Holding in Top 10
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
New
Increased
1
Reduced
1
Closed
Calls
Puts
Net Calls
Net Calls Change

Top Buyers

Rank Fund Capital Flow
1
PFS
Prospera Financial Services
Texas
+$147K

Top Sellers

Rank Fund Capital Flow
1
TRCT
Tower Research Capital (TRC)
New York
-$56.3K
Name Holding Trade Value Shares
Change
Change in
Stake
TRCT
1
Tower Research Capital (TRC)
New York
$405K -$56.3K -2,796 -13%
PFS
2
Prospera Financial Services
Texas
$269K +$147K +7,287 +149%

AFSM Hedge Fund Activity: Q4 2020 in Review

2 of the 5,652 institutional investors tracked by Wall St. Rank reported a position in First Trust Active Factor Small Cap ETF (AFSM) for Q4 2020, worth a combined $674K — up 44% from $468K a quarter earlier.

Fund positioning in AFSM was balanced in Q4 2020: 0 funds opened new positions, 0 closed out, 1 added to existing stakes and 1 trimmed.

The largest buyer was Prospera Financial Services, adding an estimated $147K. The largest seller was Tower Research Capital (TRC), cutting an estimated $56.3K.

  • 2 institutional investors held First Trust Active Factor Small Cap ETF (AFSM) as of Q4 2020, unchanged from Q3 2020.
  • Funds reported $674K of First Trust Active Factor Small Cap ETF stock for Q4 2020, up 44% quarter-over-quarter.
  • 0 funds opened new First Trust Active Factor Small Cap ETF positions in Q4 2020 and 0 closed out.
  • The largest First Trust Active Factor Small Cap ETF buyer in Q4 2020 was Prospera Financial Services, an estimated $147K added.
  • The largest First Trust Active Factor Small Cap ETF seller in Q4 2020 was Tower Research Capital (TRC), an estimated $56.3K sold.

Based on aggregated 13F filings for Q4 2020.