First Trust Active Factor Small Cap ETF
AFSM
6 hedge funds and large institutions have $1.46M invested in First Trust Active Factor Small Cap ETF in 2024 Q1 according to their latest regulatory filings, with 3 funds opening new positions, 2 increasing their positions, 1 reducing their positions, and 3 closing their positions.
100% more repeat investments, than reductions
Existing positions increased: 2 | Existing positions reduced: 1
0% more funds holding
Funds holding: 6 → 6 (0)
0% more first-time investments, than exits
New positions opened: 3 | Existing positions closed: 3
35.21% less ownership
Funds ownership: 60.17% → 24.96% (-35%)
41% less capital invested
Capital invested by funds: $2.47M → $1.46M (-$1.01M)
Top Buyers
| Rank | Fund | Capital Flow |
|---|---|---|
| 1 |
CFD
Creative Financial Designs
Kokomo,
Indiana
|
+$469K |
| 2 |
IFG
Independent Financial Group
San Diego,
California
|
+$205K |
| 3 |
PFS
Prospera Financial Services
Dallas,
Texas
|
+$8.29K |
| 4 |
Osaic Holdings
Scottsdale,
Arizona
|
+$1.58K |
| 5 |
Morgan Stanley
New York
|
+$28 |
Top Sellers
| Rank | Fund | Capital Flow |
|---|---|---|
| 1 |
Citadel Advisors
Miami,
Florida
|
-$1.05M |
| 2 |
TRCT
Tower Research Capital (TRC)
New York
|
-$293K |
| 3 |
Susquehanna International Group
Bala Cynwyd,
Pennsylvania
|
-$278K |
| 4 |
GWM
Geneos Wealth Management
Englewood,
Colorado
|
-$165K |
| Name | Holding | Trade Value |
Shares Change |
Change in Stake |
|
|---|---|---|---|---|---|
|
PFS
1
Prospera Financial Services
Dallas,
Texas
| $561K | +$8.29K | +300 | +2% |
|
|
CFD
2
Creative Financial Designs
Kokomo,
Indiana
| $498K | +$469K | +16,978 | New |
|
|
IFG
3
Independent Financial Group
San Diego,
California
| $217K | +$205K | +7,403 | New |
|
|
TRCT
4
Tower Research Capital (TRC)
New York
| $167K | -$293K | -10,607 | -65% |
|
|
5
Osaic Holdings
Scottsdale,
Arizona
| $20.5K | +$1.58K | +57 | +9% |
|
|
6
Morgan Stanley
New York
| $56 | +$28 | +1 | New |
|
|
7
Citadel Advisors
Miami,
Florida
| – | -$1.05M | -38,292 | Closed |
|
|
8
Susquehanna International Group
Bala Cynwyd,
Pennsylvania
| – | -$278K | -10,157 | Closed |
|
|
GWM
9
Geneos Wealth Management
Englewood,
Colorado
| – | -$165K | -6,020 | Closed |
|
AFSM Hedge Fund Activity: Q1 2024 in Review
6 of the 6,946 institutional investors tracked by Wall St. Rank reported a position in First Trust Active Factor Small Cap ETF (AFSM) for Q1 2024, worth a combined $1.46M — down 41% from $2.47M a quarter earlier.
Fund positioning in AFSM was balanced in Q1 2024: 3 funds opened new positions, 3 closed out, 2 added to existing stakes and 1 trimmed.
The largest buyer was Creative Financial Designs, opening a new position worth an estimated $469K. The largest seller was Citadel Advisors, exiting entirely with an estimated $1.05M sold.
- 6 institutional investors held First Trust Active Factor Small Cap ETF (AFSM) as of Q1 2024, unchanged from Q4 2023.
- Funds reported $1.46M of First Trust Active Factor Small Cap ETF stock for Q1 2024, down 41% quarter-over-quarter.
- 3 funds opened new First Trust Active Factor Small Cap ETF positions in Q1 2024 and 3 closed out, a net change of 0 holders.
- The largest First Trust Active Factor Small Cap ETF buyer in Q1 2024 was Creative Financial Designs, an estimated $469K added.
- The largest First Trust Active Factor Small Cap ETF seller in Q1 2024 was Citadel Advisors, an estimated $1.05M sold.
Based on aggregated 13F filings for Q1 2024.