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First Trust Active Factor Small Cap ETF

21 hedge funds and large institutions have $30.4M invested in First Trust Active Factor Small Cap ETF in 2025 Q1 according to their latest regulatory filings, with 3 funds opening new positions, 12 increasing their positions, 6 reducing their positions, and 2 closing their positions.

New
Increased
Maintained
Reduced
Closed

100% more repeat investments, than reductions

Existing positions increased: 12 | Existing positions reduced: 6

50% more first-time investments, than exits

New positions opened: 3 | Existing positions closed: 2

5% more funds holding

Funds holding: 2021 (+1)

2.84% more ownership

Funds ownership: 91.76%94.59% (+2.8%)

0% more capital invested

Capital invested by funds: $30.4M → $30.4M (+$41.4K)

Holders
21
Holders Change
+1
Holders Change %
+5%
% of All Funds
0.28%
Holding in Top 10
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
New
3
Increased
12
Reduced
6
Closed
2
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
Envestnet Asset Management
1
Envestnet Asset Management
Illinois
$6.95M +$829K +28,116 +13%
Truist Financial
2
Truist Financial
North Carolina
$6.79M +$684K +23,182 +11%
FDCDDQ
3
Federation des caisses Desjardins du Quebec
Quebec, Canada
$3.27M +$147K +4,990 +4%
BFA
4
Beacon Financial Advisory
Ohio
$2.86M -$239K -8,098 -7%
Cetera Investment Advisers
5
Cetera Investment Advisers
Illinois
$1.68M +$103K +3,505 +6%
CSP
6
Cary Street Partners
Virginia
$1.66M -$72.1K -2,444 -4%
SCA
7
Snowden Capital Advisors
New York
$904K +$190K +6,452 +25%
BAWC
8
Boyce & Associates Wealth Consulting
Texas
$856K -$655K -22,198 -42%
WEG
9
World Equity Group
Illinois
$852K +$126K +4,272 +16%
Osaic Holdings
10
Osaic Holdings
Arizona
$636K +$122K +4,132 +22%
TRCT
11
Tower Research Capital (TRC)
New York
$633K +$586K +19,859 +712%
LPL Financial
12
LPL Financial
California
$599K +$633K +21,451 New
KAS
13
Kestra Advisory Services
Texas
$500K +$65.3K +2,212 +14%
PFS
14
Prospera Financial Services
Texas
$467K -$51.1K -1,732 -9%
CFD
15
Creative Financial Designs
Indiana
$461K -$51.5K -1,745 -10%
MC
16
Moors & Cabot
Massachusetts
$389K +$207K +7,004 +101%
GWM
17
Geneos Wealth Management
Colorado
$328K +$347K +11,750 New
SMC
18
Smith, Moore & Co
Missouri
$248K +$23.2K +785 +10%
SPC
19
Sigma Planning Corp
Michigan
$239K -$32.5K -1,100 -11%
HI
20
Harbour Investments
Wisconsin
$34K +$35.8K +1,215 New
National Bank of Canada
21
National Bank of Canada
Quebec, Canada
$33.6K +$6.08K +206 +21%
AAS
22
Avantax Advisory Services
Texas
-$489K -16,263 Closed
IFG
23
Independent Financial Group
California
-$211K -7,030 Closed

AFSM Hedge Fund Activity: Q1 2025 in Review

21 of the 7,459 institutional investors tracked by Wall St. Rank reported a position in First Trust Active Factor Small Cap ETF (AFSM) for Q1 2025, worth a combined $30.4M — up 0.14% from $30.4M a quarter earlier.

Buyers outnumbered sellers: 3 funds opened new AFSM positions and 2 closed out — a net gain of 1 holder — while 12 added to existing stakes and 6 trimmed.

The largest buyer was Envestnet Asset Management, adding an estimated $829K. The largest seller was Boyce & Associates Wealth Consulting, cutting an estimated $655K.

  • 21 institutional investors held First Trust Active Factor Small Cap ETF (AFSM) as of Q1 2025, up from 20 in Q4 2024.
  • Funds reported $30.4M of First Trust Active Factor Small Cap ETF stock for Q1 2025, up 0.14% quarter-over-quarter.
  • 3 funds opened new First Trust Active Factor Small Cap ETF positions in Q1 2025 and 2 closed out, a net change of +1 holder.
  • The largest First Trust Active Factor Small Cap ETF buyer in Q1 2025 was Envestnet Asset Management, an estimated $829K added.
  • The largest First Trust Active Factor Small Cap ETF seller in Q1 2025 was Boyce & Associates Wealth Consulting, an estimated $655K sold.

Based on aggregated 13F filings for Q1 2025.