Moors & Cabot’s First Trust Active Factor Small Cap ETF AFSM Stock Holding History

Moors & Cabot’s Portfolio AFSM Stock Details AFSM Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2026 Q2	$612K	Sell	14,880 -1,802	-11%	-$67.2K	0.02%	512
2026 Q1	$548K	Buy	16,682 +3,014	+22%	+$102K	0.02%	525
2025 Q4	$449K	Sell	13,668 -1,870	-12%	-$60.8K	0.02%	571
2025 Q3	$508K	Buy	15,538 +306	+2%	+$9.61K	0.02%	521
2025 Q2	$455K	Buy	15,232 +1,309	+9%	+$37K	0.02%	527
2025 Q1	$389K	Buy	13,923 +7,004	+101%	+$207K	0.02%	559
2024 Q4	$208K	Buy	+6,919	New	+$217K	0.01%	801

Other funds holding AFSM

JJBC

James J. Burns & Company Melville, New York $924M AUM 22.18% 1-Year Est. Return

LPL Financial San Diego, California $445B AUM 25.58% 1-Year Est. Return

Envestnet Asset Management Chicago, Illinois $424B AUM 22.9% 1-Year Est. Return

Truist Financial Charlotte, North Carolina $83.7B AUM 27.22% 1-Year Est. Return

JP Morgan Chase New York $1.81T AUM 41.13% 1-Year Est. Return

Cetera Investment Advisers Schaumburg, Illinois $110B AUM 26.29% 1-Year Est. Return

FDCDDQ

Federation des caisses Desjardins du Quebec Levis, Quebec, Canada $32.7B AUM 35.71% 1-Year Est. Return

MOS

MGO One Seven Beachwood, Ohio $6.06B AUM 28.9% 1-Year Est. Return

KAS

Kestra Advisory Services Austin, Texas $31B AUM 28.39% 1-Year Est. Return

AAP

Arax Advisory Partners Denver, Colorado $15.1B AUM 27.93% 1-Year Est. Return

Moors & Cabot's AFSM Position: Q2 2026 in Review

Moors & Cabot reduced its First Trust Active Factor Small Cap ETF (AFSM) stake by 11% in Q2 2026, selling an estimated $67.2K and leaving 14,880 shares worth $612K. The position accounts for 0.02% of the portfolio, ranked #512.

Moors & Cabot first reported a position in AFSM in Q4 2024 and has held it in 7 quarters since. 38 funds tracked by Wall St. Rank hold AFSM as of Q2 2026.

Moors & Cabot held 14,880 shares of First Trust Active Factor Small Cap ETF worth $612K as of Q2 2026.
Moors & Cabot sold 1,802 First Trust Active Factor Small Cap ETF shares in Q2 2026, an estimated $67.2K.
First Trust Active Factor Small Cap ETF made up 0.02% of Moors & Cabot's portfolio in Q2 2026, its #512 holding.
Moors & Cabot first reported a position in First Trust Active Factor Small Cap ETF in Q4 2024 and has held it in 7 quarters since.
38 funds tracked by Wall St. Rank held First Trust Active Factor Small Cap ETF as of Q2 2026.

Based on Moors & Cabot's 13F filing for Q2 2026, filed 10 Aug 2026.