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AFSM icon

Moors & Cabot’s First Trust Active Factor Small Cap ETF AFSM Stock Holding History

Moors & Cabot’s Portfolio AFSM Stock Details AFSM Fund Activity
Bought
Maintained
Sold
Quarter Market Value Status Shares Change in
Stake 		Trade Value Portfolio Weight Portfolio Position
2026
Q1 		$548K Buy
16,682
+3,014
+22% +$102K 0.02% 525
2025
Q4 		$449K Sell
13,668
-1,870
-12% -$60.8K 0.02% 571
2025
Q3 		$508K Buy
15,538
+306
+2% +$9.61K 0.02% 521
2025
Q2 		$455K Buy
15,232
+1,309
+9% +$37K 0.02% 527
2025
Q1 		$389K Buy
13,923
+7,004
+101% +$207K 0.02% 559
2024
Q4 		$208K Buy
+6,919
New +$217K 0.01% 801

Other funds holding AFSM

JJBC
James J. Burns & Company Melville, New York $737M AUM 17.98% 1-Year Est. Return
Carson Wealth (CWM LLC)
Carson Wealth (CWM LLC) Omaha, Nebraska $38.1B AUM 19.66% 1-Year Est. Return
Envestnet Asset Management
Envestnet Asset Management Chicago, Illinois $424B AUM 22.94% 1-Year Est. Return
Truist Financial
Truist Financial Charlotte, North Carolina $83.7B AUM 27.22% 1-Year Est. Return
LPL Financial
LPL Financial San Diego, California $377B AUM 19.32% 1-Year Est. Return
JP Morgan Chase
JP Morgan Chase New York $1.56T AUM 27.86% 1-Year Est. Return
Cetera Investment Advisers
Cetera Investment Advisers Schaumburg, Illinois $94B AUM 20.14% 1-Year Est. Return
FDCDDQ
Federation des caisses Desjardins du Quebec Levis, Quebec, Canada $27.8B AUM 31.66% 1-Year Est. Return
MOS
MGO One Seven Beachwood, Ohio $6.06B AUM 28.9% 1-Year Est. Return
USCWA
U.S. Capital Wealth Advisors Austin, Texas $3.98B AUM 22.36% 1-Year Est. Return

Moors & Cabot's AFSM Position: Q1 2026 in Review

Moors & Cabot increased its First Trust Active Factor Small Cap ETF (AFSM) stake by 22% in Q1 2026, buying an estimated $102K and bringing the position to 16,682 shares worth $548K. The position accounts for 0.02% of the portfolio, ranked #525.

Moors & Cabot first reported a position in AFSM in Q4 2024 and has held it in 6 quarters since. 32 funds tracked by Wall St. Rank hold AFSM as of Q1 2026.

  • Moors & Cabot held 16,682 shares of First Trust Active Factor Small Cap ETF worth $548K as of Q1 2026.
  • Moors & Cabot bought 3,014 First Trust Active Factor Small Cap ETF shares in Q1 2026, an estimated $102K.
  • First Trust Active Factor Small Cap ETF made up 0.02% of Moors & Cabot's portfolio in Q1 2026, its #525 holding.
  • Moors & Cabot first reported a position in First Trust Active Factor Small Cap ETF in Q4 2024 and has held it in 6 quarters since.
  • 32 funds tracked by Wall St. Rank held First Trust Active Factor Small Cap ETF as of Q1 2026.

Based on Moors & Cabot's 13F filing for Q1 2026, filed 8 May 2026.