Moors & Cabot’s First Trust Active Factor Small Cap ETF AFSM Stock Holding History

Moors & Cabot’s Portfolio AFSM Stock Details AFSM Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2026 Q3	$784K	Buy	20,007 +5,127	+34%	+$206K	0.03%	443
2026 Q2	$612K	Sell	14,880 -1,802	-11%	-$67.2K	0.02%	512
2026 Q1	$548K	Buy	16,682 +3,014	+22%	+$102K	0.02%	525
2025 Q4	$449K	Sell	13,668 -1,870	-12%	-$60.8K	0.02%	571
2025 Q3	$508K	Buy	15,538 +306	+2%	+$9.6K	0.02%	521
2025 Q2	$455K	Buy	15,232 +1,309	+9%	+$37K	0.02%	527
2025 Q1	$389K	Buy	13,923 +7,004	+101%	+$207K	0.02%	559
2024 Q4	$208K	Buy	+6,919	New	+$217K	0.01%	801

Other funds holding AFSM

James J. Burns & Company Melville, New York $937M AUM 13.35% 1-Year Est. Return

LPL Financial San Diego, California $468B AUM 17.69% 1-Year Est. Return

Truist Financial Charlotte, North Carolina $84.4B AUM 20.16% 1-Year Est. Return

MGO One Seven Beachwood, Ohio $6.08B AUM 21.44% 1-Year Est. Return

Kestra Advisory Services Austin, Texas $35.1B AUM 20.13% 1-Year Est. Return

Advisortrust Partners Raleigh, North Carolina $318M AUM 23.53% 1-Year Est. Return

Crusonia Wealth Advisors Denver, Colorado $667M AUM 14.93% 1-Year Est. Return

Strategic Blueprint Atlanta, Georgia $2.04B AUM 19.27% 1-Year Est. Return

Thrivent Financial for Lutherans Minneapolis, Minnesota $61B AUM 26.91% 1-Year Est. Return

Kestra Private Wealth Services Austin, Texas $9.37B AUM 22.72% 1-Year Est. Return

Moors & Cabot's AFSM Position: Q3 2026 in Review

Moors & Cabot increased its First Trust Active Factor Small Cap ETF (AFSM) stake by 34% in Q3 2026, buying an estimated $206K and bringing the position to 20,007 shares worth $784K. The position accounts for 0.03% of the portfolio, ranked #443.

Moors & Cabot first reported a position in AFSM in Q4 2024 and has held it in 8 quarters since. 18 funds tracked by Wall St. Rank hold AFSM as of Q3 2026.

Moors & Cabot held 20,007 shares of First Trust Active Factor Small Cap ETF worth $784K as of Q3 2026.
Moors & Cabot bought 5,127 First Trust Active Factor Small Cap ETF shares in Q3 2026, an estimated $206K.
First Trust Active Factor Small Cap ETF made up 0.03% of Moors & Cabot's portfolio in Q3 2026, its #443 holding.
Moors & Cabot first reported a position in First Trust Active Factor Small Cap ETF in Q4 2024 and has held it in 8 quarters since.
18 funds tracked by Wall St. Rank held First Trust Active Factor Small Cap ETF as of Q3 2026.

Based on Moors & Cabot's 13F filing for Q3 2026, filed 6 Nov 2026.