Tower Research Capital (TRC)’s First Trust Active Factor Small Cap ETF AFSM Stock Holding History

Tower Research Capital (TRC)’s Portfolio AFSM Stock Details AFSM Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2026 Q1	$975K	Buy	+29,686	New	+$1.01M	0.03%	546
2025 Q4	–	Sell	-3,823	Closed	-$125K	–	5121
2025 Q3	$125K	Buy	+3,823	New	+$120K	﹤0.01%	1826
2025 Q2	–	Sell	-22,647	Closed	-$633K	–	5241
2025 Q1	$633K	Buy	22,647 +19,859	+712%	+$586K	0.02%	714
2024 Q4	$83.9K	Buy	+2,788	New	+$87.5K	﹤0.01%	2250
2024 Q3	–	Sell	-45,185	Closed	-$1.28M	–	5688
2024 Q2	$1.28M	Buy	45,185 +39,501	+695%	+$1.12M	0.02%	622
2024 Q1	$167K	Sell	5,684 -10,607	-65%	-$293K	﹤0.01%	1529
2023 Q4	$446K	Sell	16,291 -6,569	-29%	-$161K	0.01%	1454
2023 Q3	$550K	Sell	22,860 -2,330	-9%	-$58.1K	0.02%	816
2023 Q2	$625K	Sell	25,190 -22,322	-47%	-$520K	0.02%	830
2023 Q1	$1.1M	Buy	47,512 +11,283	+31%	+$268K	0.04%	392
2022 Q4	$819K	Buy	36,229 +18,267	+102%	+$418K	0.03%	462
2022 Q3	$374K	Sell	17,962 -2,485	-12%	-$57K	0.01%	1373
2022 Q2	$444K	Buy	20,447 +1,539	+8%	+$36.5K	0.01%	1210
2022 Q1	$485K	Buy	18,908 +7,627	+68%	+$195K	﹤0.01%	1168
2021 Q4	$313K	Sell	11,281 -23,011	-67%	-$629K	0.01%	1446
2021 Q3	$888K	Buy	34,292 +31,546	+1,149%	+$823K	0.02%	612
2021 Q2	$73K	Sell	2,746 -7,634	-74%	-$198K	﹤0.01%	2684
2021 Q1	$260K	Sell	10,380 -7,940	-43%	-$196K	﹤0.01%	1782
2020 Q4	$405K	Sell	18,320 -2,796	-13%	-$56.3K	0.01%	1155
2020 Q3	$380K	Sell	21,116 -15,022	-42%	-$268K	﹤0.01%	1978
2020 Q2	$608K	Buy	36,138 +1,731	+5%	+$27K	0.03%	844
2020 Q1	$471K	Sell	34,407 -11,547	-25%	-$211K	0.03%	446
2019 Q4	$943K	Buy	+45,954	New	+$939K	0.08%	125

Other funds holding AFSM

JJBC

James J. Burns & Company Melville, New York $737M AUM 17.98% 1-Year Est. Return

Carson Wealth (CWM LLC) Omaha, Nebraska $38.1B AUM 19.66% 1-Year Est. Return

Envestnet Asset Management Chicago, Illinois $424B AUM 22.94% 1-Year Est. Return

Truist Financial Charlotte, North Carolina $83.7B AUM 27.22% 1-Year Est. Return

LPL Financial San Diego, California $377B AUM 19.32% 1-Year Est. Return

JP Morgan Chase New York $1.56T AUM 27.86% 1-Year Est. Return

Cetera Investment Advisers Schaumburg, Illinois $94B AUM 20.14% 1-Year Est. Return

FDCDDQ

Federation des caisses Desjardins du Quebec Levis, Quebec, Canada $27.8B AUM 31.66% 1-Year Est. Return

MOS

MGO One Seven Beachwood, Ohio $6.06B AUM 28.9% 1-Year Est. Return

USCWA

U.S. Capital Wealth Advisors Austin, Texas $3.98B AUM 22.36% 1-Year Est. Return

Tower Research Capital (TRC)'s AFSM Position: Q1 2026 in Review

Tower Research Capital (TRC) opened a new position in First Trust Active Factor Small Cap ETF (AFSM) in Q1 2026: 29,686 shares worth $975K. The stake represents 0.03% of the portfolio and ranks #546 among its holdings. This is a return to the name: Tower Research Capital (TRC) previously reported a position in AFSM as recently as Q3 2025.

Tower Research Capital (TRC) first reported a position in AFSM in Q4 2019 and has held it in 23 quarters since. The position peaked at $1.28M in Q2 2024. 32 funds tracked by Wall St. Rank hold AFSM as of Q1 2026.

Tower Research Capital (TRC) held 29,686 shares of First Trust Active Factor Small Cap ETF worth $975K as of Q1 2026.
First Trust Active Factor Small Cap ETF was a new Tower Research Capital (TRC) position in Q1 2026.
First Trust Active Factor Small Cap ETF made up 0.03% of Tower Research Capital (TRC)'s portfolio in Q1 2026, its #546 holding.
Tower Research Capital (TRC) first reported a position in First Trust Active Factor Small Cap ETF in Q4 2019 and has held it in 23 quarters since.
Tower Research Capital (TRC)'s First Trust Active Factor Small Cap ETF position peaked at $1.28M in Q2 2024.
32 funds tracked by Wall St. Rank held First Trust Active Factor Small Cap ETF as of Q1 2026.

Based on Tower Research Capital (TRC)'s 13F filing for Q1 2026, filed 15 May 2026.