First Trust Active Factor Small Cap ETF
AFSM
3 hedge funds and large institutions have $417K invested in First Trust Active Factor Small Cap ETF in 2022 Q3 according to their latest regulatory filings, with 1 funds opening new positions, 1 increasing their positions, 1 reducing their positions, and 2 closing their positions.
0% more repeat investments, than reductions
Existing positions increased: 1 | Existing positions reduced: 1
9.58% less ownership
Funds ownership: 29.63% → 20.05% (-9.6%)
25% less funds holding
Funds holding: 4 → 3 (-1)
35% less capital invested
Capital invested by funds: $644K → $417K (-$227K)
50% less first-time investments, than exits
New positions opened: 1 | Existing positions closed: 2
Top Buyers
| Rank | Fund | Capital Flow |
|---|---|---|
| 1 |
UBS Group
Zurich,
Switzerland
|
+$8.85K |
| 2 |
APA
American Portfolios Advisors
Holbrook,
New York
|
+$3.44K |
Top Sellers
| Rank | Fund | Capital Flow |
|---|---|---|
| 1 |
PFS
Prospera Financial Services
Dallas,
Texas
|
-$165K |
| 2 |
TRCT
Tower Research Capital (TRC)
New York
|
-$57K |
| 3 |
Osaic Holdings
Scottsdale,
Arizona
|
-$1K |
| Name | Holding | Trade Value |
Shares Change |
Change in Stake |
|
|---|---|---|---|---|---|
|
TRCT
1
Tower Research Capital (TRC)
New York
| $374K | -$57K | -2,485 | -12% |
|
|
2
UBS Group
Zurich,
Switzerland
| $40K | +$8.85K | +386 | +25% |
|
|
APA
3
American Portfolios Advisors
Holbrook,
New York
| $3.12K | +$3.44K | +150 | New |
|
|
PFS
4
Prospera Financial Services
Dallas,
Texas
| – | -$165K | -7,584 | Closed |
|
|
5
Osaic Holdings
Scottsdale,
Arizona
| – | -$1K | -50 | Closed |
|
AFSM Hedge Fund Activity: Q3 2022 in Review
3 of the 5,806 institutional investors tracked by Wall St. Rank reported a position in First Trust Active Factor Small Cap ETF (AFSM) for Q3 2022, worth a combined $417K — down 35% from $644K a quarter earlier.
Sellers outnumbered buyers: 2 funds closed out of AFSM and 1 opened new positions — a net loss of 1 holder — while 1 trimmed existing stakes and 1 added.
The largest buyer was UBS Group, adding an estimated $8.85K. The largest seller was Prospera Financial Services, exiting entirely with an estimated $165K sold.
- 3 institutional investors held First Trust Active Factor Small Cap ETF (AFSM) as of Q3 2022, down from 4 in Q2 2022.
- Funds reported $417K of First Trust Active Factor Small Cap ETF stock for Q3 2022, down 35% quarter-over-quarter.
- 1 fund opened new First Trust Active Factor Small Cap ETF positions in Q3 2022 and 2 closed out, a net change of -1 holder.
- The largest First Trust Active Factor Small Cap ETF buyer in Q3 2022 was UBS Group, an estimated $8.85K added.
- The largest First Trust Active Factor Small Cap ETF seller in Q3 2022 was Prospera Financial Services, an estimated $165K sold.
Based on aggregated 13F filings for Q3 2022.