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First Trust Active Factor Small Cap ETF

4 hedge funds and large institutions have $1.28M invested in First Trust Active Factor Small Cap ETF in 2021 Q3 according to their latest regulatory filings, with 1 funds opening new positions, 2 increasing their positions, 0 reducing their positions, and 0 closing their positions.

New
Increased
Maintained
Reduced
Closed

218% more capital invested

Capital invested by funds: $404K → $1.28M (+$879K)

33% more funds holding

Funds holding: 34 (+1)

19.23% more ownership

Funds ownership: 30.34%49.57% (+19%)

Holders
4
Holders Change
+1
Holders Change %
+33.33%
% of All Funds
0.07%
Holding in Top 10
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
New
1
Increased
2
Reduced
Closed
Calls
Puts
Net Calls
Net Calls Change

Top Sellers

No sellers this quarter
Name Holding Trade Value Shares
Change
Change in
Stake
TRCT
1
Tower Research Capital (TRC)
New York
$888K +$823K +31,546 +1,149%
PFS
2
Prospera Financial Services
Texas
$315K
IA
3
IFP Advisors
Florida
$49K +$49.6K +1,900 New
SWM
4
Spire Wealth Management
Virginia
$31K +$24.8K +950 +364%

AFSM Hedge Fund Activity: Q3 2021 in Review

4 of the 5,713 institutional investors tracked by Wall St. Rank reported a position in First Trust Active Factor Small Cap ETF (AFSM) for Q3 2021, worth a combined $1.28M — up 218% from $404K a quarter earlier.

Buyers outnumbered sellers: 1 fund opened new AFSM positions and 0 closed out — a net gain of 1 holder — while 2 added to existing stakes and 0 trimmed.

The largest buyer was Tower Research Capital (TRC), adding an estimated $823K.

  • 4 institutional investors held First Trust Active Factor Small Cap ETF (AFSM) as of Q3 2021, up from 3 in Q2 2021.
  • Funds reported $1.28M of First Trust Active Factor Small Cap ETF stock for Q3 2021, up 218% quarter-over-quarter.
  • 1 fund opened new First Trust Active Factor Small Cap ETF positions in Q3 2021 and 0 closed out, a net change of +1 holder.
  • The largest First Trust Active Factor Small Cap ETF buyer in Q3 2021 was Tower Research Capital (TRC), an estimated $823K added.

Based on aggregated 13F filings for Q3 2021.