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First Trust Active Factor Small Cap ETF
AFSM

3 hedge funds and large institutions have $684K invested in First Trust Active Factor Small Cap ETF in 2021 Q4 according to their latest regulatory filings, with 0 funds opening new positions, 1 increasing their positions, 1 reducing their positions, and 1 closing their positions.

New
Increased
Maintained
Reduced
Closed

0% more repeat investments, than reductions

Existing positions increased: 1 | Existing positions reduced: 1

24.91% less ownership

Funds ownership: 49.57% → 24.66% (-25%)

25% less funds holding

Funds holding: 4 → 3 (-1)

47% less capital invested

Capital invested by funds: $1.28M → $684K (-$599K)

100% less first-time investments, than exits

New positions opened: 0 | Existing positions closed: 1

Holders
3
Holders Change
-1
Holders Change %
-25%
% of All Funds
0.05%
Holding in Top 10
–
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
–
New
–
Increased
1
Reduced
1
Closed
1
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

Rank Fund Capital Flow
1
SWM
Spire Wealth Management
Virginia
+$27

Top Sellers

Rank Fund Capital Flow
1
TRCT
Tower Research Capital (TRC)
New York
-$629K
2
IA
IFP Advisors
Florida
-$49K
Name Holding Trade Value Shares
Change 		Change in
Stake
PFS
1
Prospera Financial Services
Texas
$337K – – –
TRCT
2
Tower Research Capital (TRC)
New York
$313K -$629K -23,011 -67%
SWM
3
Spire Wealth Management
Virginia
$34K +$27 +1 +0.1%
IA
4
IFP Advisors
Florida
– -$49K -1,900 Closed

AFSM Hedge Fund Activity: Q4 2021 in Review

3 of the 6,499 institutional investors tracked by Wall St. Rank reported a position in First Trust Active Factor Small Cap ETF (AFSM) for Q4 2021, worth a combined $684K — down 47% from $1.28M a quarter earlier.

Sellers outnumbered buyers: 1 fund closed out of AFSM and 0 opened new positions — a net loss of 1 holder — while 1 trimmed existing stakes and 1 added.

The largest buyer was Spire Wealth Management, adding an estimated $27. The largest seller was Tower Research Capital (TRC), cutting an estimated $629K.

  • 3 institutional investors held First Trust Active Factor Small Cap ETF (AFSM) as of Q4 2021, down from 4 in Q3 2021.
  • Funds reported $684K of First Trust Active Factor Small Cap ETF stock for Q4 2021, down 47% quarter-over-quarter.
  • 0 funds opened new First Trust Active Factor Small Cap ETF positions in Q4 2021 and 1 closed out, a net change of -1 holder.
  • The largest First Trust Active Factor Small Cap ETF buyer in Q4 2021 was Spire Wealth Management, an estimated $27 added.
  • The largest First Trust Active Factor Small Cap ETF seller in Q4 2021 was Tower Research Capital (TRC), an estimated $629K sold.

Based on aggregated 13F filings for Q4 2021.