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First Trust Active Factor Small Cap ETF
AFSM

4 hedge funds and large institutions have $869K invested in First Trust Active Factor Small Cap ETF in 2022 Q1 according to their latest regulatory filings, with 1 funds opening new positions, 3 increasing their positions, 0 reducing their positions, and 0 closing their positions.

New
Increased
Maintained
Reduced
Closed

33% more funds holding

Funds holding: 3 → 4 (+1)

27% more capital invested

Capital invested by funds: $684K → $869K (+$185K)

9.23% more ownership

Funds ownership: 24.66% → 33.89% (+9.2%)

Holders
4
Holders Change
+1
Holders Change %
+33.33%
% of All Funds
0.06%
Holding in Top 10
–
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
–
New
1
Increased
3
Reduced
–
Closed
–
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

Rank Fund Capital Flow
1
TRCT
Tower Research Capital (TRC)
New York
+$195K
2
UBS Group
UBS Group
Switzerland
+$33.4K
3
PFS
Prospera Financial Services
Texas
+$7.6K
4
SWM
Spire Wealth Management
Virginia
+$77

Top Sellers

No sellers this quarter
Name Holding Trade Value Shares
Change 		Change in
Stake
TRCT
1
Tower Research Capital (TRC)
New York
$485K +$195K +7,627 +68%
PFS
2
Prospera Financial Services
Texas
$320K +$7.6K +297 +2%
UBS Group
3
UBS Group
Switzerland
$33K +$33.4K +1,303 New
SWM
4
Spire Wealth Management
Virginia
$31K +$77 +3 +0.2%

AFSM Hedge Fund Activity: Q1 2022 in Review

4 of the 6,341 institutional investors tracked by Wall St. Rank reported a position in First Trust Active Factor Small Cap ETF (AFSM) for Q1 2022, worth a combined $869K — up 27% from $684K a quarter earlier.

Buyers outnumbered sellers: 1 fund opened new AFSM positions and 0 closed out — a net gain of 1 holder — while 3 added to existing stakes and 0 trimmed.

The largest buyer was Tower Research Capital (TRC), adding an estimated $195K.

  • 4 institutional investors held First Trust Active Factor Small Cap ETF (AFSM) as of Q1 2022, up from 3 in Q4 2021.
  • Funds reported $869K of First Trust Active Factor Small Cap ETF stock for Q1 2022, up 27% quarter-over-quarter.
  • 1 fund opened new First Trust Active Factor Small Cap ETF positions in Q1 2022 and 0 closed out, a net change of +1 holder.
  • The largest First Trust Active Factor Small Cap ETF buyer in Q1 2022 was Tower Research Capital (TRC), an estimated $195K added.

Based on aggregated 13F filings for Q1 2022.