First Trust Active Factor Small Cap ETF
AFSM
4 hedge funds and large institutions have $3.14M invested in First Trust Active Factor Small Cap ETF in 2022 Q4 according to their latest regulatory filings, with 3 funds opening new positions, 1 increasing their positions, 0 reducing their positions, and 1 closing their positions.
652% more capital invested
Capital invested by funds: $417K → $3.14M (+$2.72M)
200% more first-time investments, than exits
New positions opened: 3 | Existing positions closed: 1
49.37% more ownership
Funds ownership: 20.05% → 69.42% (+49%)
33% more funds holding
Funds holding: 3 → 4 (+1)
Top Buyers
| Rank | Fund | Capital Flow |
|---|---|---|
| 1 |
Cetera Investment Advisers
Schaumburg,
Illinois
|
+$2.05M |
| 2 |
TRCT
Tower Research Capital (TRC)
New York
|
+$418K |
| 3 |
PFS
Prospera Financial Services
Dallas,
Texas
|
+$289K |
| 4 |
Osaic Holdings
Scottsdale,
Arizona
|
+$6.86K |
Top Sellers
| Rank | Fund | Capital Flow |
|---|---|---|
| 1 |
UBS Group
Zurich,
Switzerland
|
-$40K |
| Name | Holding | Trade Value |
Shares Change |
Change in Stake |
|
|---|---|---|---|---|---|
|
1
Cetera Investment Advisers
Schaumburg,
Illinois
| $2.03M | +$2.05M | +89,647 | New |
|
|
TRCT
2
Tower Research Capital (TRC)
New York
| $819K | +$418K | +18,267 | +102% |
|
|
PFS
3
Prospera Financial Services
Dallas,
Texas
| $286K | +$289K | +12,660 | New |
|
|
4
Osaic Holdings
Scottsdale,
Arizona
| $6.39K | +$6.86K | +300 | New |
|
|
5
UBS Group
Zurich,
Switzerland
| – | -$40K | -1,934 | Closed |
|
AFSM Hedge Fund Activity: Q4 2022 in Review
4 of the 6,222 institutional investors tracked by Wall St. Rank reported a position in First Trust Active Factor Small Cap ETF (AFSM) for Q4 2022, worth a combined $3.14M — up 652% from $417K a quarter earlier.
Buyers outnumbered sellers: 3 funds opened new AFSM positions and 1 closed out — a net gain of 2 holders — while 1 added to existing stakes and 0 trimmed.
The largest buyer was Cetera Investment Advisers, opening a new position worth an estimated $2.05M. The largest seller was UBS Group, exiting entirely with an estimated $40K sold.
- 4 institutional investors held First Trust Active Factor Small Cap ETF (AFSM) as of Q4 2022, up from 3 in Q3 2022.
- Funds reported $3.14M of First Trust Active Factor Small Cap ETF stock for Q4 2022, up 652% quarter-over-quarter.
- 3 funds opened new First Trust Active Factor Small Cap ETF positions in Q4 2022 and 1 closed out, a net change of +2 holders.
- The largest First Trust Active Factor Small Cap ETF buyer in Q4 2022 was Cetera Investment Advisers, an estimated $2.05M added.
- The largest First Trust Active Factor Small Cap ETF seller in Q4 2022 was UBS Group, an estimated $40K sold.
Based on aggregated 13F filings for Q4 2022.