Osaic Holdings’s First Trust Active Factor Small Cap ETF AFSM Stock Holding History

Osaic Holdings’s Portfolio AFSM Stock Details AFSM Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2026 Q1	$1.48M	Sell	45,126 -9,807	-18%	-$333K	﹤0.01%	2332
2025 Q4	$1.81M	Buy	54,933 +5,780	+12%	+$188K	﹤0.01%	2176
2025 Q3	$1.59M	Buy	49,153 +27,954	+132%	+$878K	﹤0.01%	2381
2025 Q2	$633K	Sell	21,199 -1,545	-7%	-$43.7K	﹤0.01%	2918
2025 Q1	$636K	Buy	22,744 +4,132	+22%	+$122K	﹤0.01%	2649
2024 Q4	$560K	Buy	18,612 +17,962	+2,763%	+$564K	﹤0.01%	2691
2024 Q3	$20K	Hold	650	–	–	﹤0.01%	5385
2024 Q2	$18.4K	Sell	650 -49	-7%	-$1.39K	﹤0.01%	5404
2024 Q1	$20.5K	Buy	699 +57	+9%	+$1.58K	﹤0.01%	5349
2023 Q4	$17.6K	Sell	642 -928	-59%	-$22.8K	﹤0.01%	5564
2023 Q3	$37.8K	Buy	1,570 +422	+37%	+$10.5K	﹤0.01%	5178
2023 Q2	$28.4K	Buy	1,148 +2	+0.2%	+$47	﹤0.01%	5329
2023 Q1	$26.3K	Buy	1,146 +846	+282%	+$20.1K	﹤0.01%	5401
2022 Q4	$6.39K	Buy	+300	New	+$6.86K	﹤0.01%	6170
2022 Q3	–	Sell	-50	Closed	-$1K	–	7225
2022 Q2	$1K	Buy	+50	New	+$1.19K	﹤0.01%	7017

Other funds holding AFSM

JJBC

James J. Burns & Company Melville, New York $737M AUM 17.98% 1-Year Est. Return

Carson Wealth (CWM LLC) Omaha, Nebraska $38.1B AUM 19.66% 1-Year Est. Return

Envestnet Asset Management Chicago, Illinois $424B AUM 22.94% 1-Year Est. Return

Truist Financial Charlotte, North Carolina $83.7B AUM 27.22% 1-Year Est. Return

LPL Financial San Diego, California $377B AUM 19.32% 1-Year Est. Return

JP Morgan Chase New York $1.56T AUM 27.86% 1-Year Est. Return

Cetera Investment Advisers Schaumburg, Illinois $94B AUM 20.14% 1-Year Est. Return

FDCDDQ

Federation des caisses Desjardins du Quebec Levis, Quebec, Canada $27.8B AUM 31.66% 1-Year Est. Return

MOS

MGO One Seven Beachwood, Ohio $6.06B AUM 28.9% 1-Year Est. Return

USCWA

U.S. Capital Wealth Advisors Austin, Texas $3.98B AUM 22.36% 1-Year Est. Return

Osaic Holdings's AFSM Position: Q1 2026 in Review

Osaic Holdings reduced its First Trust Active Factor Small Cap ETF (AFSM) stake by 18% in Q1 2026, selling an estimated $333K and leaving 45,126 shares worth $1.48M. The position accounts for ﹤0.01% of the portfolio, ranked #2332.

Osaic Holdings first reported a position in AFSM in Q2 2022 and has held it in 15 quarters since. The position peaked at $1.81M in Q4 2025. 32 funds tracked by Wall St. Rank hold AFSM as of Q1 2026.

Osaic Holdings held 45,126 shares of First Trust Active Factor Small Cap ETF worth $1.48M as of Q1 2026.
Osaic Holdings sold 9,807 First Trust Active Factor Small Cap ETF shares in Q1 2026, an estimated $333K.
First Trust Active Factor Small Cap ETF made up ﹤0.01% of Osaic Holdings's portfolio in Q1 2026, its #2332 holding.
Osaic Holdings first reported a position in First Trust Active Factor Small Cap ETF in Q2 2022 and has held it in 15 quarters since.
Osaic Holdings's First Trust Active Factor Small Cap ETF position peaked at $1.81M in Q4 2025.
32 funds tracked by Wall St. Rank held First Trust Active Factor Small Cap ETF as of Q1 2026.

Based on Osaic Holdings's 13F filing for Q1 2026, filed 15 May 2026.