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First Trust Active Factor Small Cap ETF
AFSM

5 hedge funds and large institutions have $2.35M invested in First Trust Active Factor Small Cap ETF in 2023 Q3 according to their latest regulatory filings, with 0 funds opening new positions, 2 increasing their positions, 2 reducing their positions, and 1 closing their positions.

New
Increased
Maintained
Reduced
Closed

1.36% more ownership

Funds ownership: 63.68% → 65.05% (+1.4%)

0% more repeat investments, than reductions

Existing positions increased: 2 | Existing positions reduced: 2

1% less capital invested

Capital invested by funds: $2.37M → $2.35M (-$19.7K)

17% less funds holding

Funds holding: 6 → 5 (-1)

100% less first-time investments, than exits

New positions opened: 0 | Existing positions closed: 1

Holders
5
Holders Change
-1
Holders Change %
-16.67%
% of All Funds
0.08%
Holding in Top 10
–
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
–
New
–
Increased
2
Reduced
2
Closed
1
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

Rank Fund Capital Flow
1
Susquehanna International Group
Susquehanna International Group
Pennsylvania
+$109K
2
Osaic Holdings
Osaic Holdings
Arizona
+$10.5K

Top Sellers

Rank Fund Capital Flow
1
TRCT
Tower Research Capital (TRC)
New York
-$58.1K
2
Citadel Advisors
Citadel Advisors
Florida
-$7.93K
3
UBS Group
UBS Group
Switzerland
-$2.43K

AFSM Hedge Fund Activity: Q3 2023 in Review

5 of the 6,312 institutional investors tracked by Wall St. Rank reported a position in First Trust Active Factor Small Cap ETF (AFSM) for Q3 2023, worth a combined $2.35M — down 0.83% from $2.37M a quarter earlier.

Sellers outnumbered buyers: 1 fund closed out of AFSM and 0 opened new positions — a net loss of 1 holder — while 2 trimmed existing stakes and 2 added.

The largest buyer was Susquehanna International Group, adding an estimated $109K. The largest seller was Tower Research Capital (TRC), cutting an estimated $58.1K.

  • 5 institutional investors held First Trust Active Factor Small Cap ETF (AFSM) as of Q3 2023, down from 6 in Q2 2023.
  • Funds reported $2.35M of First Trust Active Factor Small Cap ETF stock for Q3 2023, down 0.83% quarter-over-quarter.
  • 0 funds opened new First Trust Active Factor Small Cap ETF positions in Q3 2023 and 1 closed out, a net change of -1 holder.
  • The largest First Trust Active Factor Small Cap ETF buyer in Q3 2023 was Susquehanna International Group, an estimated $109K added.
  • The largest First Trust Active Factor Small Cap ETF seller in Q3 2023 was Tower Research Capital (TRC), an estimated $58.1K sold.

Based on aggregated 13F filings for Q3 2023.