First Trust Active Factor Small Cap ETF
AFSM
5 hedge funds and large institutions have $2.35M invested in First Trust Active Factor Small Cap ETF in 2023 Q3 according to their latest regulatory filings, with 0 funds opening new positions, 2 increasing their positions, 2 reducing their positions, and 1 closing their positions.
1.36% more ownership
Funds ownership: 63.68% → 65.05% (+1.4%)
0% more repeat investments, than reductions
Existing positions increased: 2 | Existing positions reduced: 2
1% less capital invested
Capital invested by funds: $2.37M → $2.35M (-$19.7K)
17% less funds holding
Funds holding: 6 → 5 (-1)
100% less first-time investments, than exits
New positions opened: 0 | Existing positions closed: 1
Top Buyers
| Rank | Fund | Capital Flow |
|---|---|---|
| 1 |
Susquehanna International Group
Bala Cynwyd,
Pennsylvania
|
+$109K |
| 2 |
Osaic Holdings
Scottsdale,
Arizona
|
+$10.5K |
Top Sellers
| Rank | Fund | Capital Flow |
|---|---|---|
| 1 |
TRCT
Tower Research Capital (TRC)
New York
|
-$58.1K |
| 2 |
Citadel Advisors
Miami,
Florida
|
-$7.93K |
| 3 |
UBS Group
Zurich,
Switzerland
|
-$2.43K |
| Name | Holding | Trade Value |
Shares Change |
Change in Stake |
|
|---|---|---|---|---|---|
|
1
Citadel Advisors
Miami,
Florida
| $922K | -$7.93K | -318 | -0.8% |
|
|
TRCT
2
Tower Research Capital (TRC)
New York
| $550K | -$58.1K | -2,330 | -9% |
|
|
PFS
3
Prospera Financial Services
Dallas,
Texas
| $454K | – | – | – |
|
|
4
Susquehanna International Group
Bala Cynwyd,
Pennsylvania
| $385K | +$109K | +4,366 | +38% |
|
|
5
Osaic Holdings
Scottsdale,
Arizona
| $37.8K | +$10.5K | +422 | +37% |
|
|
6
UBS Group
Zurich,
Switzerland
| – | -$2.43K | -98 | Closed |
|
AFSM Hedge Fund Activity: Q3 2023 in Review
5 of the 6,302 institutional investors tracked by Wall St. Rank reported a position in First Trust Active Factor Small Cap ETF (AFSM) for Q3 2023, worth a combined $2.35M — down 0.83% from $2.37M a quarter earlier.
Sellers outnumbered buyers: 1 fund closed out of AFSM and 0 opened new positions — a net loss of 1 holder — while 2 trimmed existing stakes and 2 added.
The largest buyer was Susquehanna International Group, adding an estimated $109K. The largest seller was Tower Research Capital (TRC), cutting an estimated $58.1K.
- 5 institutional investors held First Trust Active Factor Small Cap ETF (AFSM) as of Q3 2023, down from 6 in Q2 2023.
- Funds reported $2.35M of First Trust Active Factor Small Cap ETF stock for Q3 2023, down 0.83% quarter-over-quarter.
- 0 funds opened new First Trust Active Factor Small Cap ETF positions in Q3 2023 and 1 closed out, a net change of -1 holder.
- The largest First Trust Active Factor Small Cap ETF buyer in Q3 2023 was Susquehanna International Group, an estimated $109K added.
- The largest First Trust Active Factor Small Cap ETF seller in Q3 2023 was Tower Research Capital (TRC), an estimated $58.1K sold.
Based on aggregated 13F filings for Q3 2023.