UBS Group
AFSM icon

UBS Group’s First Trust Active Factor Small Cap ETF AFSM Stock Holding History

UBS Group’s Portfolio AFSM Stock Details AFSM Fund Activity
Bought
Maintained
Sold
Quarter Market Value Status Shares Change in
Stake 		Trade Value Portfolio Weight Portfolio Position
2025
Q4 		– Sell
-154
Closed -$5.04K – 10447
2025
Q3 		$5.04K Sell
154
-302
-66% -$9.49K ﹤0.01% 8904
2025
Q2 		$13.6K Buy
+456
New +$12.9K ﹤0.01% 8690
2024
Q3 		– Sell
-35
Closed -$990 – 9455
2024
Q2 		$990 Buy
+35
New +$993 ﹤0.01% 8704
2023
Q3 		– Sell
-98
Closed -$2.43K – 9408
2023
Q2 		$2.43K Sell
98
-3,383
-97% -$78.9K ﹤0.01% 7752
2023
Q1 		$80.8K Buy
+3,481
New +$82.6K ﹤0.01% 6097
2022
Q4 		– Sell
-1,934
Closed -$40K – 10683
2022
Q3 		$40K Buy
1,934
+386
+25% +$8.85K ﹤0.01% 6558
2022
Q2 		$34K Buy
1,548
+245
+19% +$5.81K ﹤0.01% 6243
2022
Q1 		$33K Buy
+1,303
New +$33.4K ﹤0.01% 6895

Other funds holding AFSM

JJBC
James J. Burns & Company Melville, New York $737M AUM 17.98% 1-Year Est. Return
Carson Wealth (CWM LLC)
Carson Wealth (CWM LLC) Omaha, Nebraska $38.1B AUM 19.66% 1-Year Est. Return
Envestnet Asset Management
Envestnet Asset Management Chicago, Illinois $424B AUM 22.94% 1-Year Est. Return
Truist Financial
Truist Financial Charlotte, North Carolina $83.7B AUM 27.22% 1-Year Est. Return
LPL Financial
LPL Financial San Diego, California $377B AUM 19.32% 1-Year Est. Return
JP Morgan Chase
JP Morgan Chase New York $1.56T AUM 27.86% 1-Year Est. Return
Cetera Investment Advisers
Cetera Investment Advisers Schaumburg, Illinois $94B AUM 20.14% 1-Year Est. Return
FDCDDQ
Federation des caisses Desjardins du Quebec Levis, Quebec, Canada $27.8B AUM 31.66% 1-Year Est. Return
MOS
MGO One Seven Beachwood, Ohio $6.06B AUM 28.9% 1-Year Est. Return
IA
IFG Advisory Atlanta, Georgia $34.9M AUM 20.48% 1-Year Est. Return

UBS Group's AFSM Position: Q4 2025 in Review

UBS Group sold out of First Trust Active Factor Small Cap ETF (AFSM) in Q4 2025, closing a stake of 154 shares — an estimated $5.04K sold.

UBS Group first reported a position in AFSM in Q1 2022 and held it in 8 quarters. The position peaked at $80.8K in Q1 2023. 30 funds tracked by Wall St. Rank hold AFSM as of Q4 2025.

  • UBS Group reported no remaining First Trust Active Factor Small Cap ETF position as of Q4 2025 after selling out during the quarter.
  • UBS Group sold 154 First Trust Active Factor Small Cap ETF shares in Q4 2025, an estimated $5.04K.
  • UBS Group first reported a position in First Trust Active Factor Small Cap ETF in Q1 2022 and held it in 8 quarters.
  • UBS Group's First Trust Active Factor Small Cap ETF position peaked at $80.8K in Q1 2023.
  • 30 funds tracked by Wall St. Rank held First Trust Active Factor Small Cap ETF as of Q4 2025.

Based on UBS Group's 13F filing for Q4 2025, filed 29 Jan 2026.