Cetera Investment Advisers’s First Trust Active Factor Small Cap ETF AFSM Stock Holding History

Cetera Investment Advisers’s Portfolio AFSM Stock Details AFSM Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2026 Q1	$2.76M	Sell	84,058 -3,983	-5%	-$135K	﹤0.01%	1979
2025 Q4	$2.89M	Buy	88,041 +1,974	+2%	+$64.2K	﹤0.01%	1887
2025 Q3	$2.82M	Buy	86,067 +24,186	+39%	+$760K	﹤0.01%	1883
2025 Q2	$1.85M	Buy	61,881 +1,802	+3%	+$51K	﹤0.01%	1899
2025 Q1	$1.68M	Buy	60,079 +3,505	+6%	+$103K	﹤0.01%	1877
2024 Q4	$1.7M	Buy	+56,574	New	+$1.77M	﹤0.01%	1771
2023 Q2	–	Sell	-34,825	Closed	-$809K	–	2195
2023 Q1	$809K	Sell	34,825 -54,822	-61%	-$1.3M	0.01%	1144
2022 Q4	$2.03M	Buy	+89,647	New	+$2.05M	0.02%	708

Other funds holding AFSM

JJBC

James J. Burns & Company Melville, New York $737M AUM 17.98% 1-Year Est. Return

Carson Wealth (CWM LLC) Omaha, Nebraska $38.1B AUM 19.66% 1-Year Est. Return

Envestnet Asset Management Chicago, Illinois $424B AUM 22.94% 1-Year Est. Return

Truist Financial Charlotte, North Carolina $83.7B AUM 27.22% 1-Year Est. Return

LPL Financial San Diego, California $377B AUM 19.32% 1-Year Est. Return

JP Morgan Chase New York $1.56T AUM 27.86% 1-Year Est. Return

FDCDDQ

Federation des caisses Desjardins du Quebec Levis, Quebec, Canada $27.8B AUM 31.66% 1-Year Est. Return

MOS

MGO One Seven Beachwood, Ohio $6.06B AUM 28.9% 1-Year Est. Return

USCWA

U.S. Capital Wealth Advisors Austin, Texas $3.98B AUM 22.36% 1-Year Est. Return

SCA

Snowden Capital Advisors New York $3.76B AUM 23.4% 1-Year Est. Return

Cetera Investment Advisers's AFSM Position: Q1 2026 in Review

Cetera Investment Advisers reduced its First Trust Active Factor Small Cap ETF (AFSM) stake by 4.5% in Q1 2026, selling an estimated $135K and leaving 84,058 shares worth $2.76M. The position accounts for ﹤0.01% of the portfolio, ranked #1979.

Cetera Investment Advisers first reported a position in AFSM in Q4 2022 and has held it in 8 quarters since. The position peaked at $2.89M in Q4 2025. 32 funds tracked by Wall St. Rank hold AFSM as of Q1 2026.

Cetera Investment Advisers held 84,058 shares of First Trust Active Factor Small Cap ETF worth $2.76M as of Q1 2026.
Cetera Investment Advisers sold 3,983 First Trust Active Factor Small Cap ETF shares in Q1 2026, an estimated $135K.
First Trust Active Factor Small Cap ETF made up ﹤0.01% of Cetera Investment Advisers's portfolio in Q1 2026, its #1979 holding.
Cetera Investment Advisers first reported a position in First Trust Active Factor Small Cap ETF in Q4 2022 and has held it in 8 quarters since.
Cetera Investment Advisers's First Trust Active Factor Small Cap ETF position peaked at $2.89M in Q4 2025.
32 funds tracked by Wall St. Rank held First Trust Active Factor Small Cap ETF as of Q1 2026.

Based on Cetera Investment Advisers's 13F filing for Q1 2026, filed 13 May 2026.