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First Trust Active Factor Small Cap ETF

3 hedge funds and large institutions have $576K invested in First Trust Active Factor Small Cap ETF in 2021 Q1 according to their latest regulatory filings, with 1 funds opening new positions, 0 increasing their positions, 1 reducing their positions, and closing their positions.

New
Increased
Maintained
Reduced
Closed

50% more funds holding

Funds holding: 23 (+1)

7.52% less ownership

Funds ownership: 30.48%22.96% (-7.5%)

15% less capital invested

Capital invested by funds: $674K → $576K (-$98K)

100% less repeat investments, than reductions

Existing positions increased: 0 | Existing positions reduced: 1

Holders
3
Holders Change
+1
Holders Change %
+50%
% of All Funds
0.05%
Holding in Top 10
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
New
1
Increased
Reduced
1
Closed
Calls
Puts
Net Calls
Net Calls Change

Top Buyers

No buyers this quarter

Top Sellers

Rank Fund Capital Flow
1
TRCT
Tower Research Capital (TRC)
New York
-$196K
Name Holding Trade Value Shares
Change
Change in
Stake
PFS
1
Prospera Financial Services
Texas
$305K
TRCT
2
Tower Research Capital (TRC)
New York
$260K -$196K -7,940 -43%
HI
3
Harbour Investments
Wisconsin
$11K +$10.4K +420 New

AFSM Hedge Fund Activity: Q1 2021 in Review

3 of the 5,696 institutional investors tracked by Wall St. Rank reported a position in First Trust Active Factor Small Cap ETF (AFSM) for Q1 2021, worth a combined $576K — down 15% from $674K a quarter earlier.

Buyers outnumbered sellers: 1 fund opened new AFSM positions and 0 closed out — a net gain of 1 holder — while 0 added to existing stakes and 1 trimmed.

The largest seller was Tower Research Capital (TRC), cutting an estimated $196K.

  • 3 institutional investors held First Trust Active Factor Small Cap ETF (AFSM) as of Q1 2021, up from 2 in Q4 2020.
  • Funds reported $576K of First Trust Active Factor Small Cap ETF stock for Q1 2021, down 15% quarter-over-quarter.
  • 1 fund opened new First Trust Active Factor Small Cap ETF positions in Q1 2021 and 0 closed out, a net change of +1 holder.
  • The largest First Trust Active Factor Small Cap ETF seller in Q1 2021 was Tower Research Capital (TRC), an estimated $196K sold.

Based on aggregated 13F filings for Q1 2021.