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SPC

Sigma Planning Corp Portfolio holdings

AUM $3.6B
1-Year Est. Return 24.57%
This Fund
S&P 500
This Quarter Est. Return
+2.4%
1 Year Est. Return
+24.57%
3 Year Est. Return
+69.88%
5 Year Est. Return
+82.98%
10 Year Est. Return
+301.75%
AUM
$3.18B
AUM Growth
-$79.9M
Cap. Flow
-$97.3M
Cap. Flow %
-3.05%
Top 10 Hldgs %
27.03%
Holding
1,277
New
66
Increased
498
Reduced
566
Closed
115

Top Buys

Rank Stock Value
1
MSTB icon
LHA Market State Tactical Beta ETF
MSTB
+$5.36M
2
DUKQ
Ocean Park Domestic ETF
DUKQ
+$5.35M
3
SDVY icon
First Trust SMID Cap Rising Dividend Achievers ETF
SDVY
+$3.6M
4
MGOV icon
First Trust Intermediate Government Opportunities ETF
MGOV
+$2.91M
5
PSFF icon
Pacer Swan SOS Fund of Funds ETF
PSFF
+$2.77M

Top Sells

Rank Stock Value
1
FDEC icon
FT Vest US Equity Buffer ETF December
FDEC
+$16.3M
2
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$9.68M
3
JANW icon
AllianzIM U.S. Equity Buffer20 Jan ETF
JANW
+$7.37M
4
FIXD icon
First Trust Smith Opportunistic Fixed Income ETF
FIXD
+$4.97M
5
AMZN icon
Amazon
AMZN
+$4.83M

Sector Composition

Rank Sector Weight
1 Technology 14.13%
2 Consumer Discretionary 4.56%
3 Financials 4.27%
4 Healthcare 3.68%
5 Industrials 3.03%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
STR
1251
DELISTED
Sitio Royalties
STR
– –
-12,564
Closed -$262K
SYBT icon
1252
Stock Yards Bancorp
SYBT
$2.41B
– –
-3,455
Closed -$214K
TIPX icon
1253
State Street SPDR Bloomberg 1-10 Year TIPS ETF
TIPX
$2B
– –
-13,943
Closed -$264K
UHS icon
1254
Universal Health Services
UHS
$9.43B
– –
-1,119
Closed -$256K
UJUN icon
1255
Innovator US Equity Ultra Buffer ETF June
UJUN
$178M
– –
-37,321
Closed -$1.24M
VKTX icon
1256
Viking Therapeutics
VKTX
$4.04B
– –
-15,119
Closed -$957K
VMI icon
1257
Valmont Industries
VMI
$9.44B
– –
-1,539
Closed -$446K
VRIG icon
1258
Invesco Variable Rate Investment Grade ETF
VRIG
$1.77B
– –
-23,863
Closed -$599K
VRSN icon
1259
VeriSign
VRSN
$25.3B
– –
-11,125
Closed -$2.11M
WBS icon
1260
Webster Financial
WBS
$12.3B
– –
-5,029
Closed -$234K
WDAY icon
1261
Workday
WDAY
$33.4B
– –
-954
Closed -$233K
WFRD icon
1262
Weatherford International
WFRD
$6.36B
– –
-4,317
Closed -$367K
ZTR
1263
Virtus Total Return Fund
ZTR
$340M
– –
-68,650
Closed -$426K
VTEI icon
1264
Vanguard Intermediate-Term Tax-Exempt Bond ETF
VTEI
$1.48B
– –
-2,475
Closed -$250K
SOLV icon
1265
Solventum
SOLV
$13.5B
– –
-3,450
Closed -$241K
EIPI
1266
FT Energy Income Partners Enhanced Income ETF
EIPI
$1.08B
– –
-10,546
Closed -$204K
SIXD
1267
AllianzIM U.S. Equity 6 Month Buffer10 Jun/Dec ETF
SIXD
$383M
– –
-14,799
Closed -$389K
KSEP
1268
Innovator U.S. Small Cap Power Buffer ETF - September
KSEP
$24.8M
– –
-14,375
Closed -$367K
MTTR
1269
DELISTED
Matterport, Inc. Class A Common Stock
MTTR
– –
-28,825
Closed -$130K
IBTE
1270
DELISTED
iShares iBonds Dec 2024 Term Treasury ETF
IBTE
– –
-28,173
Closed -$676K
BSCO
1271
DELISTED
Invesco BulletShares 2024 Corporate Bond ETF
BSCO
– –
-42,326
Closed -$894K
IBHD
1272
DELISTED
iShares iBonds 2024 Term High Yield and Income ETF
IBHD
– –
-23,449
Closed -$546K
IBDP
1273
DELISTED
iShares iBonds Dec 2024 Term Corporate ETF
IBDP
– –
-69,545
Closed -$1.75M
MRO
1274
DELISTED
Marathon Oil Corporation
MRO
– –
-15,299
Closed -$407K
SAVE
1275
DELISTED
Spirit Airlines, Inc.
SAVE
– –
-25,336
Closed -$60.8K
48 49 50
51
52

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Sigma Planning Corp's Q4 2024 Portfolio in Review

As of Q4 2024, Sigma Planning Corp held 1,277 positions worth $3.18B, down 2.4% from $3.26B the previous quarter. Its ten largest holdings account for 27% of the portfolio.

Sigma Planning Corp withdrew a net $97.3M in Q4 2024, closing 115 positions and reducing 566 holdings. Its most notable exit was State Street SPDR EURO STOXX 50 ETF, an estimated $3.8M position sold in full.

By sector, the portfolio is most concentrated in Technology at 14% of assets, up from 13% a quarter earlier, followed by Consumer Discretionary and Financials.

Against the trend, Sigma Planning Corp opened a new position in LHA Market State Tactical Beta ETF worth $5.26M.

  • Sigma Planning Corp's largest Q4 2024 buy was LHA Market State Tactical Beta ETF: 155,539 shares worth $5.26M.
  • Sigma Planning Corp added most to First Trust SMID Cap Rising Dividend Achievers ETF in Q4 2024, an estimated $3.6M increase.
  • Sigma Planning Corp's biggest Q4 2024 reduction was FT Vest US Equity Buffer ETF December, cutting an estimated $16.3M.
  • Sigma Planning Corp fully exited State Street SPDR EURO STOXX 50 ETF in Q4 2024, selling an estimated $3.8M.
  • Sigma Planning Corp's ten largest holdings make up 27% of its $3.18B portfolio in Q4 2024.
  • Sigma Planning Corp opened 66 new positions and closed 115 in Q4 2024.
  • Sigma Planning Corp's portfolio value fell 2.4% quarter-over-quarter to $3.18B.

Based on Sigma Planning Corp's 13F filing for Q4 2024, filed 3 Feb 2025.