SPC

Sigma Planning Corp Portfolio holdings

AUM $3.33B
This Quarter Return
+2.39%
1 Year Return
+17.21%
3 Year Return
+65.27%
5 Year Return
+117.04%
10 Year Return
+263.51%
AUM
$3.18B
AUM Growth
-$79.7M
Cap. Flow
-$103M
Cap. Flow %
-3.23%
Top 10 Hldgs %
27.03%
Holding
1,271
New
64
Increased
497
Reduced
566
Closed
111

Top Buys

1
DUKQ
Ocean Park Domestic ETF
DUKQ
$5.28M
2
MSTB icon
LHA Market State Tactical Beta ETF
MSTB
$5.26M
3
SDVY icon
First Trust SMID Cap Rising Dividend Achievers ETF
SDVY
$3.45M
4
MGOV icon
First Trust Intermediate Government Opportunities ETF
MGOV
$2.86M
5
PSFF icon
Pacer Swan SOS Fund of Funds ETF
PSFF
$2.79M

Top Sells

1
FDEC icon
FT Vest US Equity Buffer ETF December
FDEC
$16.4M
2
SPY icon
SPDR S&P 500 ETF Trust
SPY
$9.63M
3
JANW icon
AllianzIM U.S. Large Cap Buffer20 Jan ETF
JANW
$7.44M
4
AMZN icon
Amazon
AMZN
$5.18M
5
FIXD icon
First Trust Exchange-Traded Fund VIII First Trust Smith Opportunistic Fixed Income ETF
FIXD
$4.87M

Sector Composition

1 Technology 14.13%
2 Consumer Discretionary 4.56%
3 Financials 4.27%
4 Healthcare 3.64%
5 Industrials 3.03%
Name Market Value Portfolio Weight Shares or Principal Shares
Change % 		Capital Flow
PCY icon
1226
Invesco Emerging Markets Sovereign Debt ETF
PCY
$1.22B
– –
-11,750
Closed -$253K
PHM icon
1227
Pultegroup
PHM
$26.3B
– –
-1,802
Closed -$259K
PINS icon
1228
Pinterest
PINS
$25.2B
– –
-8,047
Closed -$260K
PJUN icon
1229
Innovator US Equity Power Buffer ETF June
PJUN
$763M
– –
-7,709
Closed -$284K
PPL icon
1230
PPL Corp
PPL
$26.8B
– –
-6,730
Closed -$223K
PSA icon
1231
Public Storage
PSA
$51.2B
– –
-654
Closed -$238K
PZA icon
1232
Invesco National AMT-Free Municipal Bond ETF
PZA
$2.99B
– –
-8,426
Closed -$203K
R icon
1233
Ryder
R
$7.59B
– –
-1,429
Closed -$208K
RIVN icon
1234
Rivian
RIVN
$17.5B
– –
-10,702
Closed -$120K
RSPH icon
1235
Invesco S&P 500 Equal Weight Health Care ETF
RSPH
$706M
– –
-12,291
Closed -$396K
RVT icon
1236
Royce Value Trust
RVT
$1.92B
– –
-28,972
Closed -$455K
RWAY icon
1237
Runway Growth Finance
RWAY
$390M
– –
-10,200
Closed -$105K
RWT
1238
Redwood Trust
RWT
$793M
– –
-10,656
Closed -$82.4K
SCCO icon
1239
Southern Copper
SCCO
$82B
– –
-1,979
Closed -$221K
SCZ icon
1240
iShares MSCI EAFE Small-Cap ETF
SCZ
$10.6B
– –
-6,538
Closed -$443K
SMLF icon
1241
iShares US Small Cap Equity Factor ETF
SMLF
$2.13B
– –
-6,200
Closed -$411K
SPHY icon
1242
SPDR Portfolio High Yield Bond ETF
SPHY
$9.08B
– –
-21,559
Closed -$518K
STR
1243
DELISTED
Sitio Royalties
STR
– –
-12,564
Closed -$262K
SYBT icon
1244
Stock Yards Bancorp
SYBT
$2.34B
– –
-3,455
Closed -$214K
TIPX icon
1245
SPDR Bloomberg 1-10 Year TIPS ETF
TIPX
$1.75B
– –
-13,943
Closed -$264K
UBS icon
1246
UBS Group
UBS
$126B
– –
0
– –
UHS icon
1247
Universal Health Services
UHS
$11.6B
– –
-1,119
Closed -$256K
UJUN icon
1248
Innovator US Equity Ultra Buffer ETF June
UJUN
$144M
– –
-37,321
Closed -$1.24M
VKTX icon
1249
Viking Therapeutics
VKTX
$3.02B
– –
-15,119
Closed -$957K
VMI icon
1250
Valmont Industries
VMI
$7.25B
– –
-1,539
Closed -$446K
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