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SPC

Sigma Planning Corp Portfolio holdings

AUM $3.6B
1-Year Est. Return 24.57%
This Fund
S&P 500
This Quarter Est. Return
+9.13%
1 Year Est. Return
+24.57%
3 Year Est. Return
+69.88%
5 Year Est. Return
+82.98%
10 Year Est. Return
+301.75%
AUM
$3.18B
AUM Growth
+$1.9B
Cap. Flow
+$1.74B
Cap. Flow %
54.58%
Top 10 Hldgs %
24.54%
Holding
1,256
New
411
Increased
763
Reduced
43
Closed
34

Top Buys

Rank Stock Value
1
IVV icon
iShares Core S&P 500 ETF
IVV
+$94.1M
2
AAPL icon
Apple
AAPL
+$92M
3
MSFT icon
Microsoft
MSFT
+$37.4M
4
AMZN icon
Amazon
AMZN
+$37M
5
QQQ icon
Invesco QQQ Trust
QQQ
+$35.8M

Top Sells

Rank Stock Value
1
CEG icon
Constellation Energy
CEG
+$1.81M
2
PTLC icon
Pacer Trendpilot US Large Cap ETF
PTLC
+$1.79M
3
HYLS icon
First Trust Exchange-Traded Fund IV First Trust Tactical High Yield ETF
HYLS
+$1.54M
4
SMCI icon
Super Micro Computer
SMCI
+$1.09M
5
HTGC icon
Hercules Capital
HTGC
+$833K

Sector Composition

Rank Sector Weight
1 Technology 12.93%
2 Healthcare 4.36%
3 Consumer Discretionary 4.33%
4 Financials 3.96%
5 Industrials 3.37%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
CCJ icon
1226
Cameco
CCJ
$37.6B
– –
-5,002
Closed -$216K
CHPT icon
1227
ChargePoint
CHPT
$137M
– –
-699
Closed -$32.7K
CRK icon
1228
Comstock Resources
CRK
$3.63B
– –
-12,760
Closed -$113K
DFAI
1229
Dimensional International Core Equity Market ETF
DFAI
$17.2B
– –
-15,629
Closed -$448K
DSL
1230
DoubleLine Income Solutions Fund
DSL
$1.22B
– –
-25,088
Closed -$307K
EFC
1231
Ellington Financial
EFC
$1.7B
– –
-40,726
Closed -$518K
EPR icon
1232
EPR Properties
EPR
$4.94B
– –
-5,255
Closed -$255K
GNRC icon
1233
Generac Holdings
GNRC
$11.3B
– –
-1,790
Closed -$231K
HES
1234
DELISTED
Hess
HES
– –
-2,048
Closed -$295K
HYLS icon
1235
First Trust Exchange-Traded Fund IV First Trust Tactical High Yield ETF
HYLS
$1.6B
– –
-36,987
Closed -$1.54M
HYT icon
1236
BlackRock Corporate High Yield Fund
HYT
$1.36B
– –
-46,453
Closed -$438K
MBRX icon
1237
Moleculin Biotech
MBRX
$15.5M
– –
-32
Closed -$10.3K
NIO icon
1238
NIO
NIO
$11.7B
– –
-14,316
Closed -$130K
NMFC icon
1239
New Mountain Finance
NMFC
$667M
– –
-33,197
Closed -$422K
NOK icon
1240
PUT
Nokia
NOK
$49.5B
– –
-13,200
Closed -$1.85K
NWL icon
1241
PUT
Newell Brands
NWL
$2.22B
– –
-25,600
Closed -$9.31K
OFS icon
1242
OFS Capital
OFS
$45.8M
– –
-33,561
Closed -$393K
PFLT icon
1243
PennantPark Floating Rate Capital
PFLT
$707M
– –
-16,204
Closed -$196K
S icon
1244
SentinelOne
S
$6.32B
– –
-8,600
Closed -$236K
SCM icon
1245
Stellus Capital Investment Corp
SCM
$210M
– –
-36,473
Closed -$469K
SPH icon
1246
Suburban Propane Partners
SPH
$1.24B
– –
-11,017
Closed -$196K
STLA icon
1247
Stellantis
STLA
$16.7B
– –
-31,696
Closed -$739K
TPVG icon
1248
TriplePoint Venture Growth BDC
TPVG
$186M
– –
-37,440
Closed -$407K
UTL icon
1249
Unitil
UTL
$1.02B
– –
-3,956
Closed -$208K
VIOG icon
1250
Vanguard S&P Small-Cap 600 Growth ETF
VIOG
$1.05B
– –
-1,990
Closed -$214K
47 48 49
50
51

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SCM
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BPS
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VPC
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ACM
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WWA
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GCM
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Sigma Planning Corp's Q1 2024 Portfolio in Review

As of Q1 2024, Sigma Planning Corp held 1,256 positions worth $3.18B, up 149% from $1.28B the previous quarter. Its ten largest holdings account for 25% of the portfolio.

Sigma Planning Corp deployed $1.74B of net new capital in Q1 2024, opening 411 new positions and adding to 763 existing holdings. Its largest new stake was AllianzIM U.S. Equity Buffer20 Jan ETF: 255,130 shares worth $8.02M.

By sector, the portfolio is most concentrated in Technology at 13% of assets, up from 12% a quarter earlier, followed by Healthcare and Consumer Discretionary.

On the sell side, the largest reduction was Constellation Energy, an estimated $1.81M trimmed.

  • Sigma Planning Corp's largest Q1 2024 buy was AllianzIM U.S. Equity Buffer20 Jan ETF: 255,130 shares worth $8.02M.
  • Sigma Planning Corp added most to iShares Core S&P 500 ETF in Q1 2024, an estimated $94.1M increase.
  • Sigma Planning Corp's biggest Q1 2024 reduction was Constellation Energy, cutting an estimated $1.81M.
  • Sigma Planning Corp fully exited First Trust Exchange-Traded Fund IV First Trust Tactical High Yield ETF in Q1 2024, selling an estimated $1.54M.
  • Sigma Planning Corp's ten largest holdings make up 25% of its $3.18B portfolio in Q1 2024.
  • Sigma Planning Corp opened 411 new positions and closed 34 in Q1 2024.
  • Sigma Planning Corp's portfolio value rose 149% quarter-over-quarter to $3.18B.

Based on Sigma Planning Corp's 13F filing for Q1 2024, filed 2 May 2024.