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SPC

Sigma Planning Corp Portfolio holdings

AUM $3.6B
1-Year Est. Return 24.57%
This Fund
S&P 500
This Quarter Est. Return
+2.4%
1 Year Est. Return
+24.57%
3 Year Est. Return
+69.88%
5 Year Est. Return
+82.98%
10 Year Est. Return
+301.75%
AUM
$3.18B
AUM Growth
-$79.9M
Cap. Flow
-$97.3M
Cap. Flow %
-3.05%
Top 10 Hldgs %
27.03%
Holding
1,277
New
66
Increased
498
Reduced
566
Closed
115

Top Buys

Rank Stock Value
1
MSTB icon
LHA Market State Tactical Beta ETF
MSTB
+$5.36M
2
DUKQ
Ocean Park Domestic ETF
DUKQ
+$5.35M
3
SDVY icon
First Trust SMID Cap Rising Dividend Achievers ETF
SDVY
+$3.6M
4
MGOV icon
First Trust Intermediate Government Opportunities ETF
MGOV
+$2.91M
5
PSFF icon
Pacer Swan SOS Fund of Funds ETF
PSFF
+$2.77M

Top Sells

Rank Stock Value
1
FDEC icon
FT Vest US Equity Buffer ETF December
FDEC
+$16.3M
2
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$9.68M
3
JANW icon
AllianzIM U.S. Equity Buffer20 Jan ETF
JANW
+$7.37M
4
FIXD icon
First Trust Smith Opportunistic Fixed Income ETF
FIXD
+$4.97M
5
AMZN icon
Amazon
AMZN
+$4.83M

Sector Composition

Rank Sector Weight
1 Technology 14.13%
2 Consumer Discretionary 4.56%
3 Financials 4.27%
4 Healthcare 3.68%
5 Industrials 3.03%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
BALT icon
101
Innovator Defined Wealth Shield ETF
BALT
$2.66B
$5.92M 0.19%
188,301
+41,546
+28% +$1.29M
XLE icon
102
State Street Energy Select Sector SPDR ETF
XLE
$39.5B
$5.91M 0.19%
138,018
-7,920
-5% -$360K
UCON icon
103
First Trust Smith Unconstrained Bond ETF
UCON
$3.26B
$5.88M 0.18%
238,372
-3,806
-2% -$94.4K
FTSM icon
104
First Trust Enhanced Short Maturity ETF
FTSM
$6.51B
$5.86M 0.18%
98,120
-23,452
-19% -$1.4M
IWM icon
105
iShares Russell 2000 ETF
IWM
$80.9B
$5.86M 0.18%
26,498
-17,120
-39% -$3.9M
IEMG icon
106
iShares Core MSCI Emerging Markets ETF
IEMG
$149B
$5.82M 0.18%
111,366
-7,231
-6% -$400K
RSST icon
107
Return Stacked US Stocks & Managed Futures ETF
RSST
$478M
$5.81M 0.18%
242,993
+87,961
+57% +$2.11M
FTEC icon
108
Fidelity MSCI Information Technology Index ETF
FTEC
$19.9B
$5.74M 0.18%
31,046
+2,819
+10% +$515K
MCD icon
109
McDonald's
MCD
$188B
$5.58M 0.18%
19,259
-3,176
-14% -$947K
IJS icon
110
iShares S&P Small-Cap 600 Value ETF
IJS
$8.11B
$5.4M 0.17%
49,688
-706
-1% -$78.3K
HON icon
111
Honeywell
HON
$77.1B
$5.39M 0.17%
25,335
-864
-3% -$180K
T icon
112
AT&T
T
$165B
$5.34M 0.17%
234,364
-20,717
-8% -$466K
DUKQ
113
Ocean Park Domestic ETF
DUKQ
$13M
$5.28M 0.17%
+198,765
New +$5.35M
MSTB icon
114
LHA Market State Tactical Beta ETF
MSTB
$191M
$5.26M 0.17%
+155,539
New +$5.36M
IWF icon
115
iShares Russell 1000 Growth ETF
IWF
$122B
$5.23M 0.16%
52,108
+152
+0.3% +$14.9K
CIBR icon
116
First Trust NASDAQ Cybersecurity ETF
CIBR
$13.8B
$5.18M 0.16%
81,629
+859
+1% +$53.9K
VGT icon
117
Vanguard Information Technology ETF
VGT
$139B
$5.16M 0.16%
66,384
+1,224
+2% +$94K
VB icon
118
Vanguard Small-Cap ETF
VB
$79.5B
$5.16M 0.16%
21,473
+773
+4% +$190K
IYW icon
119
iShares US Technology ETF
IYW
$23.7B
$5.14M 0.16%
32,243
-944
-3% -$149K
IJK icon
120
iShares S&P Mid-Cap 400 Growth ETF
IJK
$10.8B
$5.12M 0.16%
56,277
+358
+0.6% +$33.7K
XMHQ icon
121
Invesco S&P MidCap Quality ETF
XMHQ
$5.43B
$5.1M 0.16%
51,764
+1,817
+4% +$188K
NOW icon
122
ServiceNow
NOW
$102B
$5.07M 0.16%
23,915
+400
+2% +$81K
SOXX icon
123
iShares Semiconductor ETF
SOXX
$44.2B
$5.06M 0.16%
23,480
+2,609
+13% +$582K
XLP icon
124
State Street Consumer Staples Select Sector SPDR ETF
XLP
$14.2B
$5.05M 0.16%
64,268
-2,249
-3% -$183K
AMD icon
125
Advanced Micro Devices
AMD
$851B
$5.05M 0.16%
41,790
+5,003
+14% +$720K
3 4
5
6 7

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Sigma Planning Corp's Q4 2024 Portfolio in Review

As of Q4 2024, Sigma Planning Corp held 1,277 positions worth $3.18B, down 2.4% from $3.26B the previous quarter. Its ten largest holdings account for 27% of the portfolio.

Sigma Planning Corp withdrew a net $97.3M in Q4 2024, closing 115 positions and reducing 566 holdings. Its most notable exit was State Street SPDR EURO STOXX 50 ETF, an estimated $3.8M position sold in full.

By sector, the portfolio is most concentrated in Technology at 14% of assets, up from 13% a quarter earlier, followed by Consumer Discretionary and Financials.

Against the trend, Sigma Planning Corp opened a new position in LHA Market State Tactical Beta ETF worth $5.26M.

  • Sigma Planning Corp's largest Q4 2024 buy was LHA Market State Tactical Beta ETF: 155,539 shares worth $5.26M.
  • Sigma Planning Corp added most to First Trust SMID Cap Rising Dividend Achievers ETF in Q4 2024, an estimated $3.6M increase.
  • Sigma Planning Corp's biggest Q4 2024 reduction was FT Vest US Equity Buffer ETF December, cutting an estimated $16.3M.
  • Sigma Planning Corp fully exited State Street SPDR EURO STOXX 50 ETF in Q4 2024, selling an estimated $3.8M.
  • Sigma Planning Corp's ten largest holdings make up 27% of its $3.18B portfolio in Q4 2024.
  • Sigma Planning Corp opened 66 new positions and closed 115 in Q4 2024.
  • Sigma Planning Corp's portfolio value fell 2.4% quarter-over-quarter to $3.18B.

Based on Sigma Planning Corp's 13F filing for Q4 2024, filed 3 Feb 2025.