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SPC

Sigma Planning Corp Portfolio holdings

AUM $3.6B
1-Year Est. Return 24.57%
This Fund
S&P 500
This Quarter Est. Return
+2.4%
1 Year Est. Return
+24.57%
3 Year Est. Return
+69.88%
5 Year Est. Return
+82.98%
10 Year Est. Return
+301.75%
AUM
$3.18B
AUM Growth
-$79.9M
Cap. Flow
-$97.3M
Cap. Flow %
-3.05%
Top 10 Hldgs %
27.03%
Holding
1,277
New
66
Increased
498
Reduced
566
Closed
115

Top Buys

Rank Stock Value
1
MSTB icon
LHA Market State Tactical Beta ETF
MSTB
+$5.36M
2
DUKQ
Ocean Park Domestic ETF
DUKQ
+$5.35M
3
SDVY icon
First Trust SMID Cap Rising Dividend Achievers ETF
SDVY
+$3.6M
4
MGOV icon
First Trust Intermediate Government Opportunities ETF
MGOV
+$2.91M
5
PSFF icon
Pacer Swan SOS Fund of Funds ETF
PSFF
+$2.77M

Top Sells

Rank Stock Value
1
FDEC icon
FT Vest US Equity Buffer ETF December
FDEC
+$16.3M
2
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$9.68M
3
JANW icon
AllianzIM U.S. Equity Buffer20 Jan ETF
JANW
+$7.37M
4
FIXD icon
First Trust Smith Opportunistic Fixed Income ETF
FIXD
+$4.97M
5
AMZN icon
Amazon
AMZN
+$4.83M

Sector Composition

Rank Sector Weight
1 Technology 14.13%
2 Consumer Discretionary 4.56%
3 Financials 4.27%
4 Healthcare 3.68%
5 Industrials 3.03%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
GGB icon
1201
Gerdau
GGB
$9.44B
– –
-12,747
Closed -$44.6K
GJAN icon
1202
FT Vest US Equity Moderate Buffer ETF January
GJAN
$437M
– –
-35,574
Closed -$1.35M
GNRC icon
1203
Generac Holdings
GNRC
$11.9B
– –
-1,302
Closed -$207K
GPK icon
1204
Graphic Packaging
GPK
$3.26B
– –
-7,145
Closed -$211K
GVI icon
1205
iShares Intermediate Government/Credit Bond ETF
GVI
$3.72B
– –
-2,173
Closed -$233K
HIGH icon
1206
Simplify Enhanced Income ETF
HIGH
$68.9M
– –
-18,476
Closed -$433K
HIG icon
1207
Hartford Financial Services
HIG
$38.5B
– –
-1,825
Closed -$215K
HUN icon
1208
Huntsman Corp
HUN
$2.24B
– –
-18,964
Closed -$459K
IAPR icon
1209
Innovator International Developed Power Buffer ETF April
IAPR
$197M
– –
-13,292
Closed -$378K
ICLR icon
1210
Icon
ICLR
$12.8B
– –
-852
Closed -$245K
IDCC icon
1211
PUT
InterDigital
IDCC
$6.68B
– –
-11,700
Closed -$6.68K
IEUR icon
1212
iShares Core MSCI Europe ETF
IEUR
$8.66B
– –
-4,387
Closed -$267K
IGRO icon
1213
iShares International Dividend Growth ETF
IGRO
$1.27B
– –
-4,201
Closed -$313K
ILMN icon
1214
Illumina
ILMN
$29.4B
– –
-2,559
Closed -$334K
IVOO icon
1215
Vanguard S&P Mid-Cap 400 ETF
IVOO
$3.73B
– –
-1,963
Closed -$207K
IWX icon
1216
iShares Russell Top 200 Value ETF
IWX
$4.03B
– –
-3,856
Closed -$313K
JD icon
1217
JD.com
JD
$40.8B
– –
-5,363
Closed -$215K
KEY icon
1218
KeyCorp
KEY
$24.3B
– –
-12,285
Closed -$206K
LEVI icon
1219
Levi Strauss
LEVI
$9.44B
– –
-17,241
Closed -$376K
LKQ icon
1220
LKQ Corp
LKQ
$6.58B
– –
-5,813
Closed -$232K
LUV icon
1221
Southwest Airlines
LUV
$22.1B
– –
-7,843
Closed -$232K
MCHP icon
1222
Microchip Technology
MCHP
$42.8B
– –
-2,621
Closed -$210K
MGM icon
1223
MGM Resorts International
MGM
$11.7B
– –
-6,186
Closed -$242K
MUR icon
1224
Murphy Oil
MUR
$5.58B
– –
-7,395
Closed -$250K
NBIX icon
1225
Neurocrine Biosciences
NBIX
$17.7B
– –
-2,000
Closed -$230K
47 48
49
50 51

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Sigma Planning Corp's Q4 2024 Portfolio in Review

As of Q4 2024, Sigma Planning Corp held 1,277 positions worth $3.18B, down 2.4% from $3.26B the previous quarter. Its ten largest holdings account for 27% of the portfolio.

Sigma Planning Corp withdrew a net $97.3M in Q4 2024, closing 115 positions and reducing 566 holdings. Its most notable exit was State Street SPDR EURO STOXX 50 ETF, an estimated $3.8M position sold in full.

By sector, the portfolio is most concentrated in Technology at 14% of assets, up from 13% a quarter earlier, followed by Consumer Discretionary and Financials.

Against the trend, Sigma Planning Corp opened a new position in LHA Market State Tactical Beta ETF worth $5.26M.

  • Sigma Planning Corp's largest Q4 2024 buy was LHA Market State Tactical Beta ETF: 155,539 shares worth $5.26M.
  • Sigma Planning Corp added most to First Trust SMID Cap Rising Dividend Achievers ETF in Q4 2024, an estimated $3.6M increase.
  • Sigma Planning Corp's biggest Q4 2024 reduction was FT Vest US Equity Buffer ETF December, cutting an estimated $16.3M.
  • Sigma Planning Corp fully exited State Street SPDR EURO STOXX 50 ETF in Q4 2024, selling an estimated $3.8M.
  • Sigma Planning Corp's ten largest holdings make up 27% of its $3.18B portfolio in Q4 2024.
  • Sigma Planning Corp opened 66 new positions and closed 115 in Q4 2024.
  • Sigma Planning Corp's portfolio value fell 2.4% quarter-over-quarter to $3.18B.

Based on Sigma Planning Corp's 13F filing for Q4 2024, filed 3 Feb 2025.