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SPC

Sigma Planning Corp Portfolio holdings

AUM $3.6B
1-Year Est. Return 24.57%
This Fund
S&P 500
This Quarter Est. Return
+2.4%
1 Year Est. Return
+24.57%
3 Year Est. Return
+69.88%
5 Year Est. Return
+82.98%
10 Year Est. Return
+301.75%
AUM
$3.18B
AUM Growth
-$79.9M
Cap. Flow
-$97.3M
Cap. Flow %
-3.05%
Top 10 Hldgs %
27.03%
Holding
1,277
New
66
Increased
498
Reduced
566
Closed
115

Top Buys

Rank Stock Value
1
MSTB icon
LHA Market State Tactical Beta ETF
MSTB
+$5.36M
2
DUKQ
Ocean Park Domestic ETF
DUKQ
+$5.35M
3
SDVY icon
First Trust SMID Cap Rising Dividend Achievers ETF
SDVY
+$3.6M
4
MGOV icon
First Trust Intermediate Government Opportunities ETF
MGOV
+$2.91M
5
PSFF icon
Pacer Swan SOS Fund of Funds ETF
PSFF
+$2.77M

Top Sells

Rank Stock Value
1
FDEC icon
FT Vest US Equity Buffer ETF December
FDEC
+$16.3M
2
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$9.68M
3
JANW icon
AllianzIM U.S. Equity Buffer20 Jan ETF
JANW
+$7.37M
4
FIXD icon
First Trust Smith Opportunistic Fixed Income ETF
FIXD
+$4.97M
5
AMZN icon
Amazon
AMZN
+$4.83M

Sector Composition

Rank Sector Weight
1 Technology 14.13%
2 Consumer Discretionary 4.56%
3 Financials 4.27%
4 Healthcare 3.68%
5 Industrials 3.03%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
CAR icon
1176
Avis
CAR
$5.63B
– –
-4,025
Closed -$353K
CASY icon
1177
Casey's General Stores
CASY
$31.9B
– –
-6,146
Closed -$2.31M
CFLT
1178
DELISTED
Confluent
CFLT
– –
-13,639
Closed -$278K
CG icon
1179
Carlyle Group
CG
$16.3B
– –
-33,136
Closed -$1.43M
CGDG icon
1180
Capital Group Dividend Growers ETF
CGDG
$5.38B
– –
-16,581
Closed -$509K
CLOV icon
1181
Clover Health Investments
CLOV
$2.28B
– –
-10,324
Closed -$29.1K
CNC icon
1182
Centene
CNC
$31.3B
– –
-2,803
Closed -$211K
DFAR icon
1183
Dimensional US Real Estate ETF
DFAR
$1.82B
– –
-14,117
Closed -$362K
DG icon
1184
Dollar General
DG
$25.9B
– –
-4,299
Closed -$364K
DINO icon
1185
HF Sinclair
DINO
$15.9B
– –
-6,309
Closed -$281K
EAGG icon
1186
iShares ESG Aware US Aggregate Bond ETF
EAGG
$4.96B
– –
-4,174
Closed -$203K
EBAY icon
1187
eBay
EBAY
$48.6B
– –
-3,328
Closed -$217K
ECPG icon
1188
PUT
Encore Capital Group
ECPG
$1.93B
– –
-10,200
Closed -$2.88K
EFAV icon
1189
iShares MSCI EAFE Min Vol Factor ETF
EFAV
$5.22B
– –
-2,811
Closed -$216K
ENPH icon
1190
Enphase Energy
ENPH
$4.84B
– –
-1,859
Closed -$210K
EQIX icon
1191
Equinix
EQIX
$107B
– –
-968
Closed -$859K
FAUG icon
1192
FT Vest US Equity Buffer ETF August
FAUG
$1.18B
– –
-4,474
Closed -$205K
FEZ icon
1193
State Street SPDR EURO STOXX 50 ETF
FEZ
$4.28B
– –
-71,422
Closed -$3.8M
FFEB icon
1194
FT Vest US Equity Buffer ETF February
FFEB
$1.37B
– –
-7,693
Closed -$374K
FJUL icon
1195
FT Vest US Equity Buffer ETF July
FJUL
$1.19B
– –
-45,014
Closed -$2.17M
FMAT icon
1196
Fidelity MSCI Materials Index ETF
FMAT
$585M
– –
-4,728
Closed -$256K
FNOV icon
1197
FT Vest US Equity Buffer ETF November
FNOV
$1.2B
– –
-4,660
Closed -$220K
FXZ icon
1198
First Trust Materials AlphaDEX Fund
FXZ
$378M
– –
-3,571
Closed -$239K
FYLD icon
1199
Cambria Foreign Shareholder Yield ETF
FYLD
$692M
– –
-8,524
Closed -$237K
GBF icon
1200
iShares Government/Credit Bond ETF
GBF
$133M
– –
-2,632
Closed -$281K
46 47
48
49 50

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Sigma Planning Corp's Q4 2024 Portfolio in Review

As of Q4 2024, Sigma Planning Corp held 1,277 positions worth $3.18B, down 2.4% from $3.26B the previous quarter. Its ten largest holdings account for 27% of the portfolio.

Sigma Planning Corp withdrew a net $97.3M in Q4 2024, closing 115 positions and reducing 566 holdings. Its most notable exit was State Street SPDR EURO STOXX 50 ETF, an estimated $3.8M position sold in full.

By sector, the portfolio is most concentrated in Technology at 14% of assets, up from 13% a quarter earlier, followed by Consumer Discretionary and Financials.

Against the trend, Sigma Planning Corp opened a new position in LHA Market State Tactical Beta ETF worth $5.26M.

  • Sigma Planning Corp's largest Q4 2024 buy was LHA Market State Tactical Beta ETF: 155,539 shares worth $5.26M.
  • Sigma Planning Corp added most to First Trust SMID Cap Rising Dividend Achievers ETF in Q4 2024, an estimated $3.6M increase.
  • Sigma Planning Corp's biggest Q4 2024 reduction was FT Vest US Equity Buffer ETF December, cutting an estimated $16.3M.
  • Sigma Planning Corp fully exited State Street SPDR EURO STOXX 50 ETF in Q4 2024, selling an estimated $3.8M.
  • Sigma Planning Corp's ten largest holdings make up 27% of its $3.18B portfolio in Q4 2024.
  • Sigma Planning Corp opened 66 new positions and closed 115 in Q4 2024.
  • Sigma Planning Corp's portfolio value fell 2.4% quarter-over-quarter to $3.18B.

Based on Sigma Planning Corp's 13F filing for Q4 2024, filed 3 Feb 2025.