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SPC

Sigma Planning Corp Portfolio holdings

AUM $3.6B
1-Year Est. Return 24.57%
This Fund
S&P 500
This Quarter Est. Return
+2.4%
1 Year Est. Return
+24.57%
3 Year Est. Return
+69.88%
5 Year Est. Return
+82.98%
10 Year Est. Return
+301.75%
AUM
$3.18B
AUM Growth
-$79.9M
Cap. Flow
-$97.3M
Cap. Flow %
-3.05%
Top 10 Hldgs %
27.03%
Holding
1,277
New
66
Increased
498
Reduced
566
Closed
115

Top Buys

Rank Stock Value
1
MSTB icon
LHA Market State Tactical Beta ETF
MSTB
+$5.36M
2
DUKQ
Ocean Park Domestic ETF
DUKQ
+$5.35M
3
SDVY icon
First Trust SMID Cap Rising Dividend Achievers ETF
SDVY
+$3.6M
4
MGOV icon
First Trust Intermediate Government Opportunities ETF
MGOV
+$2.91M
5
PSFF icon
Pacer Swan SOS Fund of Funds ETF
PSFF
+$2.77M

Top Sells

Rank Stock Value
1
FDEC icon
FT Vest US Equity Buffer ETF December
FDEC
+$16.3M
2
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$9.68M
3
JANW icon
AllianzIM U.S. Equity Buffer20 Jan ETF
JANW
+$7.37M
4
FIXD icon
First Trust Smith Opportunistic Fixed Income ETF
FIXD
+$4.97M
5
AMZN icon
Amazon
AMZN
+$4.83M

Sector Composition

Rank Sector Weight
1 Technology 14.13%
2 Consumer Discretionary 4.56%
3 Financials 4.27%
4 Healthcare 3.68%
5 Industrials 3.03%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
MJ icon
1151
Amplify Alternative Harvest ETF
MJ
$101M
$33.1K ﹤0.01%
1,230
+73
+6% +$2.44K
PLG
1152
Platinum Group Metals
PLG
$164M
$30.1K ﹤0.01%
23,500
+5,000
+27% +$8.03K
OPK icon
1153
Opko Health
OPK
$921M
$26.4K ﹤0.01%
17,972
– –
ZOM
1154
DELISTED
Zomedica Corp.
ZOM
$21.6K ﹤0.01%
180,400
– –
DNN icon
1155
Denison Mines
DNN
$2.63B
$21.6K ﹤0.01%
12,000
– –
TLRY icon
1156
Tilray
TLRY
$479M
$17.6K ﹤0.01%
1,321
+229
+21% +$3.36K
CMLS
1157
DELISTED
Cumulus Media Inc. Class A Common Stock
CMLS
$14.5K ﹤0.01%
21,700
-14,054
-39% -$13.3K
WKSP icon
1158
Worksport
WKSP
$9.56M
$10.4K ﹤0.01%
1,130
+36
+3% +$255
XRX icon
1159
PUT
Xerox
XRX
$337M
$4.57K ﹤0.01%
116,400
+59,100
+103% +$545K
SQFTW icon
1160
Presidio Property Trust Inc Series A Warrants
SQFTW
$208K
$357 ﹤0.01%
10,218
– –
UBS icon
1161
CALL
UBS Group
UBS
$170B
$250 ﹤0.01%
25,000
– –
ADMA icon
1162
ADMA Biologics
ADMA
$1.92B
– –
-15,000
Closed -$300K
AEM icon
1163
Agnico Eagle Mines
AEM
$72.6B
– –
-2,580
Closed -$208K
AI icon
1164
C3.ai
AI
$1.27B
– –
-8,346
Closed -$202K
AMZA icon
1165
InfraCap MLP ETF
AMZA
$471M
– –
-5,517
Closed -$224K
ASPN icon
1166
Aspen Aerogels
ASPN
$387M
– –
-9,880
Closed -$274K
BBD icon
1167
Banco Bradesco
BBD
$38.1B
– –
-19,463
Closed -$53.3K
BCI icon
1168
abrdn Bloomberg All Commodity Strategy K-1 Free ETF
BCI
$2.56B
– –
-9,935
Closed -$203K
BF.B icon
1169
Brown-Forman Class B
BF.B
$12B
– –
-9,768
Closed -$481K
BFH icon
1170
PUT
Bread Financial
BFH
$4.21B
– –
-14,500
Closed -$2.78K
BHP icon
1171
BHP
BHP
$213B
– –
-3,767
Closed -$235K
KEEL
1172
Keel Infrastructure Corp
KEEL
$2.57B
– –
-27,800
Closed -$58.7K
BKH icon
1173
Black Hills Corp
BKH
$5.73B
– –
-5,571
Closed -$341K
BLDR icon
1174
Builders FirstSource
BLDR
$7.84B
– –
-1,432
Closed -$278K
BMA icon
1175
Banco Macro
BMA
$5.7B
– –
-6,275
Closed -$398K
45 46
47
48 49

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Sigma Planning Corp's Q4 2024 Portfolio in Review

As of Q4 2024, Sigma Planning Corp held 1,277 positions worth $3.18B, down 2.4% from $3.26B the previous quarter. Its ten largest holdings account for 27% of the portfolio.

Sigma Planning Corp withdrew a net $97.3M in Q4 2024, closing 115 positions and reducing 566 holdings. Its most notable exit was State Street SPDR EURO STOXX 50 ETF, an estimated $3.8M position sold in full.

By sector, the portfolio is most concentrated in Technology at 14% of assets, up from 13% a quarter earlier, followed by Consumer Discretionary and Financials.

Against the trend, Sigma Planning Corp opened a new position in LHA Market State Tactical Beta ETF worth $5.26M.

  • Sigma Planning Corp's largest Q4 2024 buy was LHA Market State Tactical Beta ETF: 155,539 shares worth $5.26M.
  • Sigma Planning Corp added most to First Trust SMID Cap Rising Dividend Achievers ETF in Q4 2024, an estimated $3.6M increase.
  • Sigma Planning Corp's biggest Q4 2024 reduction was FT Vest US Equity Buffer ETF December, cutting an estimated $16.3M.
  • Sigma Planning Corp fully exited State Street SPDR EURO STOXX 50 ETF in Q4 2024, selling an estimated $3.8M.
  • Sigma Planning Corp's ten largest holdings make up 27% of its $3.18B portfolio in Q4 2024.
  • Sigma Planning Corp opened 66 new positions and closed 115 in Q4 2024.
  • Sigma Planning Corp's portfolio value fell 2.4% quarter-over-quarter to $3.18B.

Based on Sigma Planning Corp's 13F filing for Q4 2024, filed 3 Feb 2025.