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SPC

Sigma Planning Corp Portfolio holdings

AUM $3.6B
1-Year Est. Return 24.57%
This Fund
S&P 500
This Quarter Est. Return
+2.4%
1 Year Est. Return
+24.57%
3 Year Est. Return
+69.88%
5 Year Est. Return
+82.98%
10 Year Est. Return
+301.75%
AUM
$3.18B
AUM Growth
-$79.9M
Cap. Flow
-$97.3M
Cap. Flow %
-3.05%
Top 10 Hldgs %
27.03%
Holding
1,277
New
66
Increased
498
Reduced
566
Closed
115

Top Buys

Rank Stock Value
1
MSTB icon
LHA Market State Tactical Beta ETF
MSTB
+$5.36M
2
DUKQ
Ocean Park Domestic ETF
DUKQ
+$5.35M
3
SDVY icon
First Trust SMID Cap Rising Dividend Achievers ETF
SDVY
+$3.6M
4
MGOV icon
First Trust Intermediate Government Opportunities ETF
MGOV
+$2.91M
5
PSFF icon
Pacer Swan SOS Fund of Funds ETF
PSFF
+$2.77M

Top Sells

Rank Stock Value
1
FDEC icon
FT Vest US Equity Buffer ETF December
FDEC
+$16.3M
2
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$9.68M
3
JANW icon
AllianzIM U.S. Equity Buffer20 Jan ETF
JANW
+$7.37M
4
FIXD icon
First Trust Smith Opportunistic Fixed Income ETF
FIXD
+$4.97M
5
AMZN icon
Amazon
AMZN
+$4.83M

Sector Composition

Rank Sector Weight
1 Technology 14.13%
2 Consumer Discretionary 4.56%
3 Financials 4.27%
4 Healthcare 3.68%
5 Industrials 3.03%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
OLED icon
1126
PUT
Universal Display
OLED
$3.71B
$97.3K ﹤0.01%
+39,500
New +$7.03M
INTS icon
1127
Intensity Therapeutics
INTS
$12M
$96.5K ﹤0.01%
2,193
+283
+15% +$20.5K
BCX icon
1128
BlackRock Resources & Commodities Strategy Trust
BCX
$899M
$93.7K ﹤0.01%
10,976
+147
+1% +$1.36K
NIM icon
1129
Nuveen Select Maturities Municipal Fund
NIM
$117M
$91.2K ﹤0.01%
10,474
– –
CIK
1130
Credit Suisse Asset Management Income Fund
CIK
$133M
$90.8K ﹤0.01%
31,435
+139
+0.4% +$415
LTRN icon
1131
Lantern Pharma
LTRN
$35.1M
$90.8K ﹤0.01%
28,450
-200
-0.7% -$685
IGR
1132
CBRE Global Real Estate Income Fund
IGR
$712M
$90.4K ﹤0.01%
18,798
+901
+5% +$5.13K
MPT
1133
Medical Properties Trust
MPT
$2.89B
$90.2K ﹤0.01%
22,831
-1,422
-6% -$6.37K
NAT icon
1134
Nordic American Tanker
NAT
$1.37B
$82.3K ﹤0.01%
32,909
+3,602
+12% +$11.1K
UA icon
1135
Under Armour Class C
UA
$2.92B
$81.6K ﹤0.01%
+10,933
New +$91.2K
BBBY
1136
Bed Bath & Beyond
BBBY
$473M
$75.2K ﹤0.01%
+16,775
New +$107K
AUR icon
1137
Aurora
AUR
$11.7B
$73.3K ﹤0.01%
11,637
+950
+9% +$5.95K
PHK
1138
PIMCO High Income Fund
PHK
$861M
$73.2K ﹤0.01%
15,070
-19,484
-56% -$97.9K
AWP
1139
abrdn Global Premier Properties Fund
AWP
$377M
$64.6K ﹤0.01%
5,576
-459
-8% -$5.86K
AG icon
1140
First Majestic Silver
AG
$8.05B
$64K ﹤0.01%
11,650
-3,026
-21% -$19.5K
GAB icon
1141
Gabelli Equity Trust
GAB
$1.74B
$63.7K ﹤0.01%
11,832
+28
+0.2% +$155
BB icon
1142
BlackBerry
BB
$5.01B
$61.7K ﹤0.01%
16,326
– –
PLUG icon
1143
Plug Power
PLUG
$2.92B
$52.6K ﹤0.01%
24,688
-17,679
-42% -$38.6K
INTC icon
1144
CALL
Intel
INTC
$466B
$52.2K ﹤0.01%
+34,800
New +$784K
IAF
1145
abrdn Australia Equity Fund
IAF
$120M
$50.7K ﹤0.01%
4,033
– –
JMIA
1146
Jumia Technologies
JMIA
$726M
$49.8K ﹤0.01%
13,048
-598
-4% -$2.69K
OXSQ icon
1147
Oxford Square Capital
OXSQ
$151M
$49.3K ﹤0.01%
20,207
– –
IBRX icon
1148
ImmunityBio
IBRX
$7.44B
$43.5K ﹤0.01%
17,000
– –
SB icon
1149
Safe Bulkers
SB
$781M
$42.1K ﹤0.01%
11,785
+2
+0% +$8
ACHV icon
1150
Achieve Life Sciences
ACHV
$626M
$37.3K ﹤0.01%
+10,600
New +$48K
44 45
46
47 48

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SCM
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BPS
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VPC
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ACM
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WWA
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Sigma Planning Corp's Q4 2024 Portfolio in Review

As of Q4 2024, Sigma Planning Corp held 1,277 positions worth $3.18B, down 2.4% from $3.26B the previous quarter. Its ten largest holdings account for 27% of the portfolio.

Sigma Planning Corp withdrew a net $97.3M in Q4 2024, closing 115 positions and reducing 566 holdings. Its most notable exit was State Street SPDR EURO STOXX 50 ETF, an estimated $3.8M position sold in full.

By sector, the portfolio is most concentrated in Technology at 14% of assets, up from 13% a quarter earlier, followed by Consumer Discretionary and Financials.

Against the trend, Sigma Planning Corp opened a new position in LHA Market State Tactical Beta ETF worth $5.26M.

  • Sigma Planning Corp's largest Q4 2024 buy was LHA Market State Tactical Beta ETF: 155,539 shares worth $5.26M.
  • Sigma Planning Corp added most to First Trust SMID Cap Rising Dividend Achievers ETF in Q4 2024, an estimated $3.6M increase.
  • Sigma Planning Corp's biggest Q4 2024 reduction was FT Vest US Equity Buffer ETF December, cutting an estimated $16.3M.
  • Sigma Planning Corp fully exited State Street SPDR EURO STOXX 50 ETF in Q4 2024, selling an estimated $3.8M.
  • Sigma Planning Corp's ten largest holdings make up 27% of its $3.18B portfolio in Q4 2024.
  • Sigma Planning Corp opened 66 new positions and closed 115 in Q4 2024.
  • Sigma Planning Corp's portfolio value fell 2.4% quarter-over-quarter to $3.18B.

Based on Sigma Planning Corp's 13F filing for Q4 2024, filed 3 Feb 2025.