SPC

Sigma Planning Corp Portfolio holdings

AUM $3.33B
1-Year Return 17.21%
This Quarter Return
+2.39%
1 Year Return
+17.21%
3 Year Return
+65.27%
5 Year Return
+117.04%
10 Year Return
+263.51%
AUM
$3.18B
AUM Growth
-$79.7M
Cap. Flow
-$103M
Cap. Flow %
-3.23%
Top 10 Hldgs %
27.03%
Holding
1,271
New
64
Increased
497
Reduced
566
Closed
111

Top Buys

1
DUKQ
Ocean Park Domestic ETF
DUKQ
$5.28M
2
MSTB icon
LHA Market State Tactical Beta ETF
MSTB
$5.26M
3
SDVY icon
First Trust SMID Cap Rising Dividend Achievers ETF
SDVY
$3.45M
4
MGOV icon
First Trust Intermediate Government Opportunities ETF
MGOV
$2.86M
5
PSFF icon
Pacer Swan SOS Fund of Funds ETF
PSFF
$2.79M

Top Sells

1
FDEC icon
FT Vest US Equity Buffer ETF December
FDEC
$16.4M
2
SPY icon
SPDR S&P 500 ETF Trust
SPY
$9.63M
3
JANW icon
AllianzIM U.S. Large Cap Buffer20 Jan ETF
JANW
$7.44M
4
AMZN icon
Amazon
AMZN
$5.18M
5
FIXD icon
First Trust Exchange-Traded Fund VIII First Trust Smith Opportunistic Fixed Income ETF
FIXD
$4.87M

Sector Composition

1 Technology 14.13%
2 Consumer Discretionary 4.56%
3 Financials 4.27%
4 Healthcare 3.64%
5 Industrials 3.03%
Name Market Value Portfolio Weight Shares or Principal Shares
Change % 		Capital Flow
B
1101
Barrick Mining Corporation
B
$46.1B
$179K 0.01%
11,560
-1,975
-15% -$30.6K
RCAT icon
1102
Red Cat Holdings
RCAT
$847M
$176K 0.01%
13,684
– –
EZPW icon
1103
Ezcorp Inc
EZPW
$1.02B
$175K 0.01%
14,356
-130
-0.9% -$1.59K
EFR
1104
Eaton Vance Senior Floating-Rate Fund
EFR
$344M
$172K 0.01%
13,415
+16
+0.1% +$205
FLG
1105
Flagstar Financial, Inc.
FLG
$5.42B
$171K 0.01%
18,334
-204
-1% -$1.9K
BBDC icon
1106
Barings BDC
BBDC
$982M
$171K 0.01%
17,861
+2,352
+15% +$22.5K
VSTS icon
1107
Vestis
VSTS
$574M
$163K 0.01%
10,674
-22
-0.2% -$335
CLSK icon
1108
CleanSpark
CLSK
$2.55B
$161K 0.01%
17,518
+1,865
+12% +$17.2K
AOD
1109
abrdn Total Dynamic Dividend Fund
AOD
$958M
$161K 0.01%
19,143
+5,691
+42% +$47.9K
APTO
1110
DELISTED
Aptose Biosciences, Inc.
APTO
$158K 0.01%
23,446
+10,054
+75% +$68K
GOGL
1111
DELISTED
Golden Ocean Group
GOGL
$156K ﹤0.01%
17,384
-1,921
-10% -$17.2K
UWMC icon
1112
UWM Holdings
UWMC
$1.25B
$144K ﹤0.01%
24,521
+24
+0.1% +$141
FDD icon
1113
First Trust STOXX European Select Dividend Income Fund
FDD
$670M
$142K ﹤0.01%
12,587
+734
+6% +$8.26K
SFL icon
1114
SFL Corp
SFL
$1.08B
$140K ﹤0.01%
13,669
-7,092
-34% -$72.5K
MORT icon
1115
VanEck Mortgage REIT Income ETF
MORT
$329M
$132K ﹤0.01%
12,450
– –
HL icon
1116
Hecla Mining
HL
$5.94B
$130K ﹤0.01%
26,389
+18
+0.1% +$88
ACTU
1117
Actuate Therapeutics, Inc. Common stock
ACTU
$179M
$128K ﹤0.01%
+16,075
New +$128K
SCWO icon
1118
374Water
SCWO
$53.4M
$126K ﹤0.01%
183,960
+48,767
+36% +$33.3K
EVV
1119
Eaton Vance Limited Duration Income Fund
EVV
$1.2B
$120K ﹤0.01%
+12,289
New +$120K
PFLT icon
1120
PennantPark Floating Rate Capital
PFLT
$1.01B
$119K ﹤0.01%
+10,891
New +$119K
ICLN icon
1121
iShares Global Clean Energy ETF
ICLN
$1.54B
$116K ﹤0.01%
10,186
+72
+0.7% +$819
FSCO
1122
FS Credit Opportunities Corp
FSCO
$1.47B
$107K ﹤0.01%
15,732
– –
VMO icon
1123
Invesco Municipal Opportunity Trust
VMO
$619M
$105K ﹤0.01%
10,853
+44
+0.4% +$428
CLF icon
1124
Cleveland-Cliffs
CLF
$5.07B
$99.5K ﹤0.01%
10,585
-1,355
-11% -$12.7K
JPC icon
1125
Nuveen Preferred & Income Opportunities Fund
JPC
$2.61B
$98.5K ﹤0.01%
12,537
+102
+0.8% +$802
43 44
45
46 47