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SPC

Sigma Planning Corp Portfolio holdings

AUM $3.6B
1-Year Est. Return 24.57%
This Fund
S&P 500
This Quarter Est. Return
-4.66%
1 Year Est. Return
+24.57%
3 Year Est. Return
+69.88%
5 Year Est. Return
+82.98%
10 Year Est. Return
+301.75%
AUM
$2.62B
AUM Growth
-$254M
Cap. Flow
-$114M
Cap. Flow %
-4.33%
Top 10 Hldgs %
20.41%
Holding
1,363
New
75
Increased
591
Reduced
553
Closed
102

Top Buys

Rank Stock Value
1
SHY icon
iShares 1-3 Year Treasury Bond ETF
SHY
+$18.1M
2
PEP icon
PepsiCo
PEP
+$8.37M
3
IVV icon
iShares Core S&P 500 ETF
IVV
+$7.73M
4
PSTP icon
Innovator Power Buffer Step-Up Strategy ETF
PSTP
+$4.94M
5
BALT icon
Innovator Defined Wealth Shield ETF
BALT
+$4.86M

Top Sells

Rank Stock Value
1
GLD icon
SPDR Gold Trust
GLD
+$8.96M
2
UUP icon
Invesco DB US Dollar Index Bullish Fund
UUP
+$6.66M
3
FTGC icon
First Trust Global Tactical Commodity Strategy Fund
FTGC
+$6.62M
4
CDC icon
VictoryShares US EQ Income Enhanced Volatility Wtd ETF
CDC
+$6.14M
5
PSFF icon
Pacer Swan SOS Fund of Funds ETF
PSFF
+$4.28M

Sector Composition

Rank Sector Weight
1 Technology 9.92%
2 Healthcare 5.17%
3 Consumer Discretionary 4.8%
4 Financials 4.33%
5 Consumer Staples 3.54%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
ACWX icon
1101
iShares MSCI ACWI ex US ETF
ACWX
$11.3B
$209K 0.01%
5,212
– –
HYHG icon
1102
ProShares High Yield-Interest Rate Hedged ETF
HYHG
$180M
$209K 0.01%
3,617
-136
-4% -$8K
IVZ icon
1103
Invesco
IVZ
$13.3B
$209K 0.01%
15,241
-143
-0.9% -$2.41K
REMX icon
1104
VanEck Rare Earth/Strategic Metals ETF
REMX
$2.03B
$209K 0.01%
2,508
+71
+3% +$6.57K
XSLV icon
1105
Invesco S&P SmallCap Low Volatility ETF
XSLV
$249M
$209K 0.01%
5,143
-23
-0.4% -$1.04K
ARCB icon
1106
ArcBest
ARCB
$3.44B
$208K 0.01%
+2,853
New +$229K
SIL icon
1107
Global X Silver Miners ETF NEW
SIL
$4.08B
$207K 0.01%
8,572
+5
+0.1% +$123
NEM icon
1108
Newmont
NEM
$98.2B
$206K 0.01%
4,894
-6,832
-58% -$319K
DOX icon
1109
Amdocs
DOX
$5.53B
$205K 0.01%
+2,586
New +$219K
FSEP icon
1110
FT Vest US Equity Buffer ETF September
FSEP
$1.21B
$205K 0.01%
6,487
-350
-5% -$11.6K
GIB icon
1111
CGI
GIB
$13.9B
$205K 0.01%
2,729
-43
-2% -$3.51K
RISN icon
1112
Inspire Capital Appreciation ETF
RISN
$74.1M
$205K 0.01%
8,875
-150
-2% -$3.56K
VMBS icon
1113
Vanguard Mortgage-Backed Securities ETF
VMBS
$15.4B
$205K 0.01%
4,550
-903
-17% -$43K
ATOM icon
1114
Atomera
ATOM
$201M
$204K 0.01%
20,100
+1,550
+8% +$18.3K
CQP icon
1115
Cheniere Energy
CQP
$31.8B
$204K 0.01%
+3,830
New +$192K
GNL icon
1116
Global Net Lease
GNL
$1.87B
$204K 0.01%
19,170
-4,019
-17% -$56K
HOG icon
1117
Harley-Davidson
HOG
$2.68B
$204K 0.01%
+5,840
New +$219K
EDIT icon
1118
Editas Medicine
EDIT
$399M
$203K 0.01%
16,615
-444
-3% -$6.92K
FAUG icon
1119
FT Vest US Equity Buffer ETF August
FAUG
$1.18B
$203K 0.01%
6,170
+365
+6% +$13K
VGIT icon
1120
Vanguard Intermediate-Term Treasury ETF
VGIT
$41.6B
$203K 0.01%
+3,480
New +$211K
CNXC icon
1121
Concentrix
CNXC
$1.36B
$202K 0.01%
1,809
– –
P
1122
Everpure Inc
P
$24.8B
$202K 0.01%
7,398
-4,700
-39% -$133K
CP icon
1123
Canadian Pacific Kansas City
CP
$82B
$201K 0.01%
3,006
+81
+3% +$6.12K
HLN icon
1124
Haleon
HLN
$43.1B
$199K 0.01%
+32,711
New +$212K
INAB icon
1125
IN8bio
INAB
$11.5M
$199K 0.01%
3,292
+34
+1% +$2.28K
43 44
45
46 47

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SL
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WB
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SCM
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BPS
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VPC
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ACM
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WWA
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Sigma Planning Corp's Q3 2022 Portfolio in Review

As of Q3 2022, Sigma Planning Corp held 1,363 positions worth $2.62B, down 8.8% from $2.88B the previous quarter. Its ten largest holdings account for 20% of the portfolio.

Sigma Planning Corp withdrew a net $114M in Q3 2022, closing 102 positions and reducing 553 holdings. Its most notable exit was Pacer Swan SOS Fund of Funds ETF, an estimated $4.28M position sold in full.

By sector, the portfolio is most concentrated in Technology at 9.9% of assets, up from 9.7% a quarter earlier, followed by Healthcare and Consumer Discretionary.

Against the trend, Sigma Planning Corp opened a new position in iShares 1-3 Year Treasury Bond ETF worth $17.8M.

  • Sigma Planning Corp's largest Q3 2022 buy was iShares 1-3 Year Treasury Bond ETF: 219,466 shares worth $17.8M.
  • Sigma Planning Corp added most to iShares Core S&P 500 ETF in Q3 2022, an estimated $7.73M increase.
  • Sigma Planning Corp's biggest Q3 2022 reduction was SPDR Gold Trust, cutting an estimated $8.96M.
  • Sigma Planning Corp fully exited Pacer Swan SOS Fund of Funds ETF in Q3 2022, selling an estimated $4.28M.
  • Sigma Planning Corp's ten largest holdings make up 20% of its $2.62B portfolio in Q3 2022.
  • Sigma Planning Corp opened 75 new positions and closed 102 in Q3 2022.
  • Sigma Planning Corp's portfolio value fell 8.8% quarter-over-quarter to $2.62B.

Based on Sigma Planning Corp's 13F filing for Q3 2022, filed 10 Nov 2022.