SPC

Sigma Planning Corp Portfolio holdings

AUM $3.33B
1-Year Return 17.21%
This Quarter Return
+2.39%
1 Year Return
+17.21%
3 Year Return
+65.27%
5 Year Return
+117.04%
10 Year Return
+263.51%
AUM
$3.18B
AUM Growth
-$79.7M
Cap. Flow
-$103M
Cap. Flow %
-3.23%
Top 10 Hldgs %
27.03%
Holding
1,271
New
64
Increased
497
Reduced
566
Closed
111

Top Buys

1
DUKQ
Ocean Park Domestic ETF
DUKQ
$5.28M
2
MSTB icon
LHA Market State Tactical Beta ETF
MSTB
$5.26M
3
SDVY icon
First Trust SMID Cap Rising Dividend Achievers ETF
SDVY
$3.45M
4
MGOV icon
First Trust Intermediate Government Opportunities ETF
MGOV
$2.86M
5
PSFF icon
Pacer Swan SOS Fund of Funds ETF
PSFF
$2.79M

Top Sells

1
FDEC icon
FT Vest US Equity Buffer ETF December
FDEC
$16.4M
2
SPY icon
SPDR S&P 500 ETF Trust
SPY
$9.63M
3
JANW icon
AllianzIM U.S. Large Cap Buffer20 Jan ETF
JANW
$7.44M
4
AMZN icon
Amazon
AMZN
$5.18M
5
FIXD icon
First Trust Exchange-Traded Fund VIII First Trust Smith Opportunistic Fixed Income ETF
FIXD
$4.87M

Sector Composition

1 Technology 14.13%
2 Consumer Discretionary 4.56%
3 Financials 4.27%
4 Healthcare 3.64%
5 Industrials 3.03%
Name Market Value Portfolio Weight Shares or Principal Shares
Change % 		Capital Flow
GLU
1076
Gabelli Utility & Income Trust
GLU
$107M
$211K 0.01%
14,079
-445
-3% -$6.68K
BDX icon
1077
Becton Dickinson
BDX
$54.8B
$211K 0.01%
929
-2,169
-70% -$492K
COF icon
1078
Capital One
COF
$145B
$210K 0.01%
1,180
-990
-46% -$176K
CDE icon
1079
Coeur Mining
CDE
$9.06B
$210K 0.01%
36,645
-450
-1% -$2.57K
DHI icon
1080
D.R. Horton
DHI
$52.7B
$209K 0.01%
1,493
-398
-21% -$55.7K
SOXQ icon
1081
Invesco PHLX Semiconductor ETF
SOXQ
$509M
$208K 0.01%
+5,311
New +$208K
ZS icon
1082
Zscaler
ZS
$41.8B
$208K 0.01%
+1,154
New +$208K
VIOO icon
1083
Vanguard S&P Small-Cap 600 ETF
VIOO
$3.04B
$208K 0.01%
1,964
-372
-16% -$39.4K
USEP icon
1084
Innovator US Equity Ultra Buffer ETF September
USEP
$128M
$208K 0.01%
5,897
-4,049
-41% -$143K
KAPR icon
1085
Innovator US Small Cap Power Buffer ETF April
KAPR
$170M
$207K 0.01%
6,342
+70
+1% +$2.29K
EXPD icon
1086
Expeditors International
EXPD
$16.5B
$207K 0.01%
1,869
-1,392
-43% -$154K
PSN icon
1087
Parsons
PSN
$7.89B
$206K 0.01%
2,236
-3
-0.1% -$277
HAFN icon
1088
Hafnia
HAFN
$3.02B
$206K 0.01%
36,950
+8,700
+31% +$48.5K
HYFI icon
1089
AB High Yield ETF
HYFI
$249M
$206K 0.01%
+5,570
New +$206K
VAL icon
1090
Valaris
VAL
$3.58B
$205K 0.01%
4,623
-105
-2% -$4.65K
YUM icon
1091
Yum! Brands
YUM
$39.9B
$203K 0.01%
1,516
-228
-13% -$30.6K
APAM icon
1092
Artisan Partners
APAM
$3.31B
$202K 0.01%
+4,694
New +$202K
NWL icon
1093
Newell Brands
NWL
$2.64B
$202K 0.01%
20,276
+954
+5% +$9.5K
TSI
1094
TCW Strategic Income Fund
TSI
$237M
$202K 0.01%
41,952
– –
QFLR icon
1095
Innovator Nasdaq-100 Managed Floor ETF
QFLR
$317M
$200K 0.01%
+6,850
New +$200K
GNL icon
1096
Global Net Lease
GNL
$1.75B
$197K 0.01%
26,968
-282
-1% -$2.06K
FTRI icon
1097
First Trust Exchange-Traded Fund II First Trust Indxx Global Natural Resources Income ETF
FTRI
$103M
$194K 0.01%
16,128
-87,952
-85% -$1.06M
RIOT icon
1098
Riot Platforms
RIOT
$4.86B
$189K 0.01%
18,539
+102
+0.6% +$1.04K
LIVE icon
1099
Live Ventures
LIVE
$48.3M
$184K 0.01%
19,739
+508
+3% +$4.74K
GBAB
1100
Guggenheim Taxable Municipal Bond & Investment Grade Debt Trust
GBAB
$420M
$183K 0.01%
12,033
+278
+2% +$4.23K
42 43
44
45 46