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SPC

Sigma Planning Corp Portfolio holdings

AUM $3.97B
1-Year Est. Return 32.34%
This Fund
S&P 500
This Quarter Est. Return
+9.13%
1 Year Est. Return
+32.34%
3 Year Est. Return
+87.34%
5 Year Est. Return
+99.61%
10 Year Est. Return
+350.72%
AUM
$3.18B
AUM Growth
+$1.9B
Cap. Flow
+$1.73B
Cap. Flow %
54.4%
Top 10 Hldgs %
24.54%
Holding
1,256
New
411
Increased
763
Reduced
43
Closed
34

Top Buys

Rank Stock Value
1
IVV icon
iShares Core S&P 500 ETF
IVV
+$94.1M
2
AAPL icon
Apple
AAPL
+$92M
3
MSFT icon
Microsoft
MSFT
+$37.4M
4
AMZN icon
Amazon
AMZN
+$37M
5
QQQ icon
Invesco QQQ Trust
QQQ
+$35.8M

Top Sells

Rank Stock Value
1
CEG icon
Constellation Energy
CEG
+$1.81M
2
PTLC icon
Pacer Trendpilot US Large Cap ETF
PTLC
+$1.79M
3
HYLS icon
First Trust Exchange-Traded Fund IV First Trust Tactical High Yield ETF
HYLS
+$1.54M
4
SMCI icon
Super Micro Computer
SMCI
+$1.09M
5
HTGC icon
Hercules Capital
HTGC
+$833K

Sector Composition

Rank Sector Weight
1 Miscellaneous 60.61%
2 Technology 12.93%
3 Healthcare 4.37%
4 Consumer Discretionary 4.33%
5 Financials 3.96%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
GVI icon
1076
iShares Intermediate Government/Credit Bond ETF
GVI
$3.75B
$230K 0.01%
+2,213
New +$230K
FTGC icon
1077
First Trust Global Tactical Commodity Strategy Fund
FTGC
$3.37B
$230K 0.01%
+9,681
New +$223K
VTWO icon
1078
Vanguard Russell 2000 ETF
VTWO
$16.7B
$230K 0.01%
+2,698
New +$217K
NJUL icon
1079
Innovator Growth-100 Power Buffer ETF July
NJUL
$275M
$229K 0.01%
+3,975
New +$224K
XJUN icon
1080
FT Vest US Equity Enhance & Moderate Buffer ETF June
XJUN
$138M
$229K 0.01%
+6,323
New +$226K
IGF icon
1081
iShares Global Infrastructure ETF
IGF
$10.2B
$228K 0.01%
+4,797
New +$220K
NEU icon
1082
NewMarket
NEU
$8.2B
$228K 0.01%
+359
New +$215K
LTC
1083
LTC Properties
LTC
$2.32B
$228K 0.01%
+7,010
New +$223K
IBMN
1084
DELISTED
iShares iBonds Dec 2025 Term Muni Bond ETF
IBMN
$228K 0.01%
+8,599
New +$228K
FLG
1085
Flagstar Bank National Association
FLG
$5.22B
$227K 0.01%
23,453
+2,055
+10% +$38K
IMAR icon
1086
Innovator International Developed Power Buffer ETF March
IMAR
$105M
$227K 0.01%
+8,800
New +$225K
ARKW icon
1087
ARK Next Generation Technology ETF
ARKW
$1.79B
$226K 0.01%
+2,709
New +$205K
SYM icon
1088
Symbotic
SYM
$5.6B
$226K 0.01%
+5,015
New +$220K
UTWO icon
1089
US Treasury 2 Year Note ETF
UTWO
$491M
$225K 0.01%
+4,679
New +$225K
UTF icon
1090
Cohen & Steers Infrastructure Fund
UTF
$2.78B
$225K 0.01%
+9,531
New +$209K
XJUL icon
1091
FT Vest US Equity Enhance & Moderate Buffer ETF July
XJUL
$41.4M
$224K 0.01%
+6,739
New +$220K
EAGG icon
1092
iShares ESG Aware US Aggregate Bond ETF
EAGG
$5.01B
$223K 0.01%
+4,736
New +$223K
KXI icon
1093
iShares Global Consumer Staples ETF
KXI
$1.07B
$222K 0.01%
+3,641
New +$218K
EPHE icon
1094
iShares MSCI Philippines ETF
EPHE
$138M
$222K 0.01%
+8,038
New +$217K
ASH icon
1095
Ashland
ASH
$3.23B
$222K 0.01%
+2,277
New +$204K
CNC icon
1096
Centene
CNC
$32.6B
$222K 0.01%
+2,822
New +$218K
CHTR icon
1097
Charter Communications
CHTR
$15.5B
$221K 0.01%
+760
New +$244K
AMZA icon
1098
InfraCap MLP ETF
AMZA
$484M
$221K 0.01%
+5,359
New +$203K
NVT icon
1099
nVent Electric
NVT
$23.9B
$219K 0.01%
+2,907
New +$187K
BUI icon
1100
BlackRock Utilities, Infrastructure & Power Opportunities Trust
BUI
$683M
$218K 0.01%
+10,120
New +$215K
42 43
44
45 46

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Sigma Planning Corp's Q1 2024 Portfolio in Review

As of Q1 2024, Sigma Planning Corp held 1,256 positions worth $3.18B, up 149% from $1.28B the previous quarter. Its ten largest holdings account for 25% of the portfolio.

Sigma Planning Corp deployed $1.73B of net new capital in Q1 2024, opening 411 new positions and adding to 763 existing holdings. Its largest new stake was AllianzIM U.S. Equity Buffer20 Jan ETF: 255,130 shares worth $8.02M.

By sector, the portfolio is most concentrated in Miscellaneous at 61% of assets, up from 60% a quarter earlier, followed by Technology and Healthcare.

On the sell side, the largest reduction was Constellation Energy, an estimated $1.81M trimmed.

  • Sigma Planning Corp's largest Q1 2024 buy was AllianzIM U.S. Equity Buffer20 Jan ETF: 255,130 shares worth $8.02M.
  • Sigma Planning Corp added most to iShares Core S&P 500 ETF in Q1 2024, an estimated $94.1M increase.
  • Sigma Planning Corp's biggest Q1 2024 reduction was Constellation Energy, cutting an estimated $1.81M.
  • Sigma Planning Corp fully exited First Trust Exchange-Traded Fund IV First Trust Tactical High Yield ETF in Q1 2024, selling an estimated $1.54M.
  • Sigma Planning Corp's ten largest holdings make up 25% of its $3.18B portfolio in Q1 2024.
  • Sigma Planning Corp opened 411 new positions and closed 34 in Q1 2024.
  • Sigma Planning Corp's portfolio value rose 149% quarter-over-quarter to $3.18B.

Based on Sigma Planning Corp's 13F filing for Q1 2024, filed 2 May 2024.