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SPC

Sigma Planning Corp Portfolio holdings

AUM $3.6B
1-Year Est. Return 24.57%
This Fund
S&P 500
This Quarter Est. Return
-4.66%
1 Year Est. Return
+24.57%
3 Year Est. Return
+69.88%
5 Year Est. Return
+82.98%
10 Year Est. Return
+301.75%
AUM
$2.62B
AUM Growth
-$254M
Cap. Flow
-$114M
Cap. Flow %
-4.33%
Top 10 Hldgs %
20.41%
Holding
1,363
New
75
Increased
591
Reduced
553
Closed
102

Top Buys

Rank Stock Value
1
SHY icon
iShares 1-3 Year Treasury Bond ETF
SHY
+$18.1M
2
PEP icon
PepsiCo
PEP
+$8.37M
3
IVV icon
iShares Core S&P 500 ETF
IVV
+$7.73M
4
PSTP icon
Innovator Power Buffer Step-Up Strategy ETF
PSTP
+$4.94M
5
BALT icon
Innovator Defined Wealth Shield ETF
BALT
+$4.86M

Top Sells

Rank Stock Value
1
GLD icon
SPDR Gold Trust
GLD
+$8.96M
2
UUP icon
Invesco DB US Dollar Index Bullish Fund
UUP
+$6.66M
3
FTGC icon
First Trust Global Tactical Commodity Strategy Fund
FTGC
+$6.62M
4
CDC icon
VictoryShares US EQ Income Enhanced Volatility Wtd ETF
CDC
+$6.14M
5
PSFF icon
Pacer Swan SOS Fund of Funds ETF
PSFF
+$4.28M

Sector Composition

Rank Sector Weight
1 Technology 9.92%
2 Healthcare 5.17%
3 Consumer Discretionary 4.8%
4 Financials 4.33%
5 Consumer Staples 3.54%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
USO icon
1076
United States Oil Fund
USO
$2.45B
$222K 0.01%
3,394
+24
+0.7% +$1.76K
XVV icon
1077
iShares ESG Screened S&P 500 ETF
XVV
$638M
$222K 0.01%
8,272
– –
CRK icon
1078
Comstock Resources
CRK
$3.97B
$221K 0.01%
+12,800
New +$212K
DOV icon
1079
Dover
DOV
$27.2B
$221K 0.01%
1,895
+90
+5% +$11.5K
TAP icon
1080
Molson Coors Class B
TAP
$7.68B
$220K 0.01%
4,578
+66
+1% +$3.58K
BJ icon
1081
BJs Wholesale Club
BJ
$11.9B
$218K 0.01%
+2,998
New +$215K
IR icon
1082
Ingersoll Rand
IR
$33B
$218K 0.01%
5,037
– –
PAUG icon
1083
Innovator US Equity Power Buffer ETF August
PAUG
$858M
$218K 0.01%
+8,066
New +$232K
SNOW icon
1084
Snowflake
SNOW
$92.9B
$218K 0.01%
1,281
-865
-40% -$143K
MDNA
1085
DELISTED
Medicenna Therapeutics Corp. Common Shares
MDNA
$218K 0.01%
263,050
+11,000
+4% +$12.4K
ALLE icon
1086
Allegion
ALLE
$13B
$217K 0.01%
2,418
– –
EMN icon
1087
Eastman Chemical
EMN
$7.8B
$217K 0.01%
3,048
-6,578
-68% -$591K
ICF icon
1088
iShares Select U.S. REIT ETF
ICF
$2.12B
$217K 0.01%
4,051
+26
+0.6% +$1.62K
BG icon
1089
Bunge Global
BG
$23.6B
$216K 0.01%
2,620
+110
+4% +$10.2K
ROUS icon
1090
Hartford Multifactor US Equity ETF
ROUS
$684M
$216K 0.01%
+6,104
New +$237K
JD icon
1091
JD.com
JD
$40.8B
$215K 0.01%
4,282
-5
-0.1% -$296
PFG icon
1092
Principal Financial Group
PFG
$23.6B
$215K 0.01%
+2,982
New +$214K
ASO icon
1093
Academy Sports + Outdoors
ASO
$2.89B
$213K 0.01%
+5,038
New +$221K
KMLM icon
1094
KFA Mount Lucas Managed Futures Index Strategy ETF
KMLM
$336M
$212K 0.01%
+5,537
New +$198K
BLOK icon
1095
Amplify Blockchain Technology ETF
BLOK
$1.1B
$211K 0.01%
11,400
-926
-8% -$19.4K
DSL
1096
DoubleLine Income Solutions Fund
DSL
$1.21B
$211K 0.01%
19,551
-462
-2% -$5.67K
BNS icon
1097
Scotiabank
BNS
$106B
$210K 0.01%
4,416
+312
+8% +$17.8K
BOCT icon
1098
Innovator US Equity Buffer ETF October
BOCT
$283M
$210K 0.01%
+7,021
New +$222K
FIDU icon
1099
Fidelity MSCI Industrials Index ETF
FIDU
$2.34B
$210K 0.01%
4,806
-33,091
-87% -$1.6M
HII icon
1100
Huntington Ingalls Industries
HII
$11.3B
$210K 0.01%
948
+5
+0.5% +$1.12K
42 43
44
45 46

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BPS
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ACM
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WWA
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Sigma Planning Corp's Q3 2022 Portfolio in Review

As of Q3 2022, Sigma Planning Corp held 1,363 positions worth $2.62B, down 8.8% from $2.88B the previous quarter. Its ten largest holdings account for 20% of the portfolio.

Sigma Planning Corp withdrew a net $114M in Q3 2022, closing 102 positions and reducing 553 holdings. Its most notable exit was Pacer Swan SOS Fund of Funds ETF, an estimated $4.28M position sold in full.

By sector, the portfolio is most concentrated in Technology at 9.9% of assets, up from 9.7% a quarter earlier, followed by Healthcare and Consumer Discretionary.

Against the trend, Sigma Planning Corp opened a new position in iShares 1-3 Year Treasury Bond ETF worth $17.8M.

  • Sigma Planning Corp's largest Q3 2022 buy was iShares 1-3 Year Treasury Bond ETF: 219,466 shares worth $17.8M.
  • Sigma Planning Corp added most to iShares Core S&P 500 ETF in Q3 2022, an estimated $7.73M increase.
  • Sigma Planning Corp's biggest Q3 2022 reduction was SPDR Gold Trust, cutting an estimated $8.96M.
  • Sigma Planning Corp fully exited Pacer Swan SOS Fund of Funds ETF in Q3 2022, selling an estimated $4.28M.
  • Sigma Planning Corp's ten largest holdings make up 20% of its $2.62B portfolio in Q3 2022.
  • Sigma Planning Corp opened 75 new positions and closed 102 in Q3 2022.
  • Sigma Planning Corp's portfolio value fell 8.8% quarter-over-quarter to $2.62B.

Based on Sigma Planning Corp's 13F filing for Q3 2022, filed 10 Nov 2022.