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SPC

Sigma Planning Corp Portfolio holdings

AUM $3.6B
1-Year Est. Return 24.57%
This Fund
S&P 500
This Quarter Est. Return
+2.4%
1 Year Est. Return
+24.57%
3 Year Est. Return
+69.88%
5 Year Est. Return
+82.98%
10 Year Est. Return
+301.75%
AUM
$3.18B
AUM Growth
-$79.9M
Cap. Flow
-$97.3M
Cap. Flow %
-3.05%
Top 10 Hldgs %
27.03%
Holding
1,277
New
66
Increased
498
Reduced
566
Closed
115

Top Buys

Rank Stock Value
1
MSTB icon
LHA Market State Tactical Beta ETF
MSTB
+$5.36M
2
DUKQ
Ocean Park Domestic ETF
DUKQ
+$5.35M
3
SDVY icon
First Trust SMID Cap Rising Dividend Achievers ETF
SDVY
+$3.6M
4
MGOV icon
First Trust Intermediate Government Opportunities ETF
MGOV
+$2.91M
5
PSFF icon
Pacer Swan SOS Fund of Funds ETF
PSFF
+$2.77M

Top Sells

Rank Stock Value
1
FDEC icon
FT Vest US Equity Buffer ETF December
FDEC
+$16.3M
2
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$9.68M
3
JANW icon
AllianzIM U.S. Equity Buffer20 Jan ETF
JANW
+$7.37M
4
FIXD icon
First Trust Smith Opportunistic Fixed Income ETF
FIXD
+$4.97M
5
AMZN icon
Amazon
AMZN
+$4.83M

Sector Composition

Rank Sector Weight
1 Technology 14.13%
2 Consumer Discretionary 4.56%
3 Financials 4.27%
4 Healthcare 3.68%
5 Industrials 3.03%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
OIH icon
1051
VanEck Oil Services ETF
OIH
$2.06B
$221K 0.01%
817
-176
-18% -$50.5K
VT icon
1052
Vanguard Total World Stock ETF
VT
$76.3B
$221K 0.01%
1,883
+13
+0.7% +$1.56K
XPH icon
1053
State Street SPDR S&P Pharmaceuticals ETF
XPH
$469M
$221K 0.01%
+5,147
New +$234K
BUI icon
1054
BlackRock Utilities, Infrastructure & Power Opportunities Trust
BUI
$740M
$219K 0.01%
9,350
+250
+3% +$5.88K
PCAR icon
1055
PACCAR
PCAR
$69.6B
$218K 0.01%
2,096
-78
-4% -$8.54K
REGL icon
1056
ProShares S&P MidCap 400 Dividend Aristocrats ETF
REGL
$1.77B
$218K 0.01%
2,700
– –
ALLE icon
1057
Allegion
ALLE
$13B
$218K 0.01%
1,666
+122
+8% +$17.3K
TPLC icon
1058
Timothy Plan US Large/Mid Cap Core ETF
TPLC
$307M
$217K 0.01%
5,073
-298
-6% -$13.2K
RSPU icon
1059
Invesco S&P 500 Equal Weight Utilities ETF
RSPU
$558M
$217K 0.01%
3,303
-1,006
-23% -$68.5K
OC icon
1060
Owens Corning
OC
$11.5B
$217K 0.01%
1,271
-1
-0.1% -$187
ALLY icon
1061
Ally Financial
ALLY
$13.1B
$216K 0.01%
6,010
-79
-1% -$2.87K
BR icon
1062
Broadridge
BR
$17.2B
$216K 0.01%
+957
New +$214K
HYLS icon
1063
First Trust Exchange-Traded Fund IV First Trust Tactical High Yield ETF
HYLS
$1.61B
$216K 0.01%
+5,216
New +$218K
PDM
1064
Piedmont Realty Trust
PDM
$1.22B
$215K 0.01%
23,522
-2,800
-11% -$27.2K
SRTS icon
1065
Sensus Healthcare
SRTS
$49.9M
$215K 0.01%
+31,000
New +$227K
IUS icon
1066
Invesco RAFI Strategic US ETF
IUS
$894M
$214K 0.01%
4,317
+238
+6% +$12.1K
HCA icon
1067
HCA Healthcare
HCA
$84.8B
$214K 0.01%
714
+147
+26% +$51.4K
IYR icon
1068
iShares US Real Estate ETF
IYR
$4.59B
$214K 0.01%
2,295
-318
-12% -$31.3K
WAB icon
1069
Wabtec
WAB
$51.1B
$213K 0.01%
1,126
-7
-0.6% -$1.35K
RSPT icon
1070
Invesco S&P 500 Equal Weight Technology ETF
RSPT
$5.38B
$213K 0.01%
5,700
-648
-10% -$24.7K
VTWG icon
1071
Vanguard Russell 2000 Growth ETF
VTWG
$1.47B
$213K 0.01%
1,013
– –
AZO icon
1072
AutoZone
AZO
$48.3B
$212K 0.01%
66
-39
-37% -$123K
URNM icon
1073
Sprott Uranium Miners ETF
URNM
$1.78B
$212K 0.01%
5,250
+154
+3% +$7.17K
HACK icon
1074
Amplify Cybersecurity ETF
HACK
$2.63B
$211K 0.01%
2,838
-694
-20% -$50.4K
ODFL icon
1075
Old Dominion Freight Line
ODFL
$48.5B
$211K 0.01%
1,198
-28
-2% -$5.71K
41 42
43
44 45

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WB
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SCM
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BPS
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WWA
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Sigma Planning Corp's Q4 2024 Portfolio in Review

As of Q4 2024, Sigma Planning Corp held 1,277 positions worth $3.18B, down 2.4% from $3.26B the previous quarter. Its ten largest holdings account for 27% of the portfolio.

Sigma Planning Corp withdrew a net $97.3M in Q4 2024, closing 115 positions and reducing 566 holdings. Its most notable exit was State Street SPDR EURO STOXX 50 ETF, an estimated $3.8M position sold in full.

By sector, the portfolio is most concentrated in Technology at 14% of assets, up from 13% a quarter earlier, followed by Consumer Discretionary and Financials.

Against the trend, Sigma Planning Corp opened a new position in LHA Market State Tactical Beta ETF worth $5.26M.

  • Sigma Planning Corp's largest Q4 2024 buy was LHA Market State Tactical Beta ETF: 155,539 shares worth $5.26M.
  • Sigma Planning Corp added most to First Trust SMID Cap Rising Dividend Achievers ETF in Q4 2024, an estimated $3.6M increase.
  • Sigma Planning Corp's biggest Q4 2024 reduction was FT Vest US Equity Buffer ETF December, cutting an estimated $16.3M.
  • Sigma Planning Corp fully exited State Street SPDR EURO STOXX 50 ETF in Q4 2024, selling an estimated $3.8M.
  • Sigma Planning Corp's ten largest holdings make up 27% of its $3.18B portfolio in Q4 2024.
  • Sigma Planning Corp opened 66 new positions and closed 115 in Q4 2024.
  • Sigma Planning Corp's portfolio value fell 2.4% quarter-over-quarter to $3.18B.

Based on Sigma Planning Corp's 13F filing for Q4 2024, filed 3 Feb 2025.