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SPC

Sigma Planning Corp Portfolio holdings

AUM $3.6B
1-Year Est. Return 24.57%
This Fund
S&P 500
This Quarter Est. Return
+2.4%
1 Year Est. Return
+24.57%
3 Year Est. Return
+69.88%
5 Year Est. Return
+82.98%
10 Year Est. Return
+301.75%
AUM
$3.18B
AUM Growth
-$79.9M
Cap. Flow
-$97.3M
Cap. Flow %
-3.05%
Top 10 Hldgs %
27.03%
Holding
1,277
New
66
Increased
498
Reduced
566
Closed
115

Top Buys

Rank Stock Value
1
MSTB icon
LHA Market State Tactical Beta ETF
MSTB
+$5.36M
2
DUKQ
Ocean Park Domestic ETF
DUKQ
+$5.35M
3
SDVY icon
First Trust SMID Cap Rising Dividend Achievers ETF
SDVY
+$3.6M
4
MGOV icon
First Trust Intermediate Government Opportunities ETF
MGOV
+$2.91M
5
PSFF icon
Pacer Swan SOS Fund of Funds ETF
PSFF
+$2.77M

Top Sells

Rank Stock Value
1
FDEC icon
FT Vest US Equity Buffer ETF December
FDEC
+$16.3M
2
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$9.68M
3
JANW icon
AllianzIM U.S. Equity Buffer20 Jan ETF
JANW
+$7.37M
4
FIXD icon
First Trust Smith Opportunistic Fixed Income ETF
FIXD
+$4.97M
5
AMZN icon
Amazon
AMZN
+$4.83M

Sector Composition

Rank Sector Weight
1 Technology 14.13%
2 Consumer Discretionary 4.56%
3 Financials 4.27%
4 Healthcare 3.68%
5 Industrials 3.03%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
CGGO icon
1026
Capital Group Global Growth Equity ETF
CGGO
$11.2B
$234K 0.01%
8,020
-13,521
-63% -$405K
MET icon
1027
MetLife
MET
$61B
$234K 0.01%
2,857
-269
-9% -$22.4K
GWW icon
1028
W.W. Grainger
GWW
$65.3B
$233K 0.01%
+221
New +$249K
TJUL icon
1029
Innovator Equity Defined Protection ETF - 2 Yr to July 2027
TJUL
$130M
$232K 0.01%
8,337
– –
WBA
1030
DELISTED
Walgreens Boots Alliance
WBA
$231K 0.01%
24,763
-6,869
-22% -$63.8K
KJAN icon
1031
Innovator US Small Cap Power Buffer ETF January
KJAN
$322M
$229K 0.01%
6,127
+55
+0.9% +$2.09K
GSLC icon
1032
Goldman Sachs ActiveBeta US Large Cap Equity ETF
GSLC
$15.2B
$228K 0.01%
1,983
+43
+2% +$5K
FSLR icon
1033
First Solar
FSLR
$21.8B
$228K 0.01%
1,295
-155
-11% -$30.9K
IVT icon
1034
InvenTrust Properties
IVT
$2.84B
$228K 0.01%
7,571
-1,398
-16% -$42.1K
HAL icon
1035
Halliburton
HAL
$27.9B
$228K 0.01%
8,383
-1,998
-19% -$58.4K
ZION icon
1036
Zions Bancorporation
ZION
$10.1B
$227K 0.01%
4,189
-2,738
-40% -$150K
EFIV icon
1037
State Street SPDR S&P 500 ESG ETF
EFIV
$1.06B
$226K 0.01%
4,010
-28
-0.7% -$1.6K
JBL icon
1038
Jabil
JBL
$32.8B
$226K 0.01%
1,568
-1,130
-42% -$148K
IWB icon
1039
iShares Russell 1000 ETF
IWB
$47.7B
$226K 0.01%
700
+6
+0.9% +$1.94K
UWM icon
1040
ProShares Ultra Russell2000
UWM
$255M
$225K 0.01%
+5,384
New +$244K
PTMC icon
1041
Pacer Trendpilot US Mid Cap ETF
PTMC
$396M
$225K 0.01%
6,093
-124
-2% -$4.74K
IYG icon
1042
iShares US Financial Services ETF
IYG
$2.13B
$225K 0.01%
2,888
-21
-0.7% -$1.62K
EXR icon
1043
Extra Space Storage
EXR
$31.2B
$225K 0.01%
1,502
-143
-9% -$23.4K
DDIV icon
1044
First Trust Exchange-Traded Fund VI First Trust Dorsey Wright Momentum & Dividend ETF
DDIV
$71.2M
$224K 0.01%
+5,929
New +$229K
BBRE icon
1045
JPMorgan BetaBuilders MSCI US REIT ETF
BBRE
$1.3B
$223K 0.01%
2,385
+307
+15% +$30.3K
IHF icon
1046
iShares US Healthcare Providers ETF
IHF
$1.18B
$223K 0.01%
4,646
-1,028
-18% -$54.3K
DFAX icon
1047
Dimensional World ex US Core Equity 2 ETF
DFAX
$11.8B
$223K 0.01%
8,950
+44
+0.5% +$1.14K
JNK icon
1048
State Street SPDR Bloomberg High Yield Bond ETF
JNK
$7.24B
$222K 0.01%
2,328
-88
-4% -$8.49K
VONG icon
1049
Vanguard Russell 1000 Growth ETF
VONG
$42.5B
$222K 0.01%
2,150
-291
-12% -$29.5K
CYBR
1050
DELISTED
CyberArk
CYBR
$222K 0.01%
+665
New +$202K
40 41
42
43 44

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SCM
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BPS
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WWA
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Sigma Planning Corp's Q4 2024 Portfolio in Review

As of Q4 2024, Sigma Planning Corp held 1,277 positions worth $3.18B, down 2.4% from $3.26B the previous quarter. Its ten largest holdings account for 27% of the portfolio.

Sigma Planning Corp withdrew a net $97.3M in Q4 2024, closing 115 positions and reducing 566 holdings. Its most notable exit was State Street SPDR EURO STOXX 50 ETF, an estimated $3.8M position sold in full.

By sector, the portfolio is most concentrated in Technology at 14% of assets, up from 13% a quarter earlier, followed by Consumer Discretionary and Financials.

Against the trend, Sigma Planning Corp opened a new position in LHA Market State Tactical Beta ETF worth $5.26M.

  • Sigma Planning Corp's largest Q4 2024 buy was LHA Market State Tactical Beta ETF: 155,539 shares worth $5.26M.
  • Sigma Planning Corp added most to First Trust SMID Cap Rising Dividend Achievers ETF in Q4 2024, an estimated $3.6M increase.
  • Sigma Planning Corp's biggest Q4 2024 reduction was FT Vest US Equity Buffer ETF December, cutting an estimated $16.3M.
  • Sigma Planning Corp fully exited State Street SPDR EURO STOXX 50 ETF in Q4 2024, selling an estimated $3.8M.
  • Sigma Planning Corp's ten largest holdings make up 27% of its $3.18B portfolio in Q4 2024.
  • Sigma Planning Corp opened 66 new positions and closed 115 in Q4 2024.
  • Sigma Planning Corp's portfolio value fell 2.4% quarter-over-quarter to $3.18B.

Based on Sigma Planning Corp's 13F filing for Q4 2024, filed 3 Feb 2025.