We are live on ! Find out more
SPC

Sigma Planning Corp Portfolio holdings

AUM $3.6B
1-Year Est. Return 24.57%
This Fund
S&P 500
This Quarter Est. Return
-4.66%
1 Year Est. Return
+24.57%
3 Year Est. Return
+69.88%
5 Year Est. Return
+82.98%
10 Year Est. Return
+301.75%
AUM
$2.62B
AUM Growth
-$254M
Cap. Flow
-$114M
Cap. Flow %
-4.33%
Top 10 Hldgs %
20.41%
Holding
1,363
New
75
Increased
591
Reduced
553
Closed
102

Top Buys

Rank Stock Value
1
SHY icon
iShares 1-3 Year Treasury Bond ETF
SHY
+$18.1M
2
PEP icon
PepsiCo
PEP
+$8.37M
3
IVV icon
iShares Core S&P 500 ETF
IVV
+$7.73M
4
PSTP icon
Innovator Power Buffer Step-Up Strategy ETF
PSTP
+$4.94M
5
BALT icon
Innovator Defined Wealth Shield ETF
BALT
+$4.86M

Top Sells

Rank Stock Value
1
GLD icon
SPDR Gold Trust
GLD
+$8.96M
2
UUP icon
Invesco DB US Dollar Index Bullish Fund
UUP
+$6.66M
3
FTGC icon
First Trust Global Tactical Commodity Strategy Fund
FTGC
+$6.62M
4
CDC icon
VictoryShares US EQ Income Enhanced Volatility Wtd ETF
CDC
+$6.14M
5
PSFF icon
Pacer Swan SOS Fund of Funds ETF
PSFF
+$4.28M

Sector Composition

Rank Sector Weight
1 Technology 9.92%
2 Healthcare 5.17%
3 Consumer Discretionary 4.8%
4 Financials 4.33%
5 Consumer Staples 3.54%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
AAL icon
1026
American Airlines Group
AAL
$9.58B
$245K 0.01%
20,357
+305
+2% +$4.25K
BXMT icon
1027
Blackstone Mortgage Trust
BXMT
$2.82B
$245K 0.01%
10,485
-8,716
-45% -$252K
SAM icon
1028
Boston Beer
SAM
$1.88B
$245K 0.01%
756
+66
+10% +$22.8K
CPRT icon
1029
Copart
CPRT
$25.9B
$244K 0.01%
9,172
-36
-0.4% -$1.07K
ETY icon
1030
Eaton Vance Tax-Managed Diversified Equity Income Fund
ETY
$2.27B
$244K 0.01%
22,434
-1,330
-6% -$16.4K
KEY icon
1031
KeyCorp
KEY
$24.3B
$244K 0.01%
15,246
+2,167
+17% +$38.8K
TX icon
1032
Ternium
TX
$9.29B
$244K 0.01%
8,900
-415
-4% -$13.3K
IDCC icon
1033
InterDigital
IDCC
$6.68B
$243K 0.01%
6,015
-340
-5% -$18.3K
FYLD icon
1034
Cambria Foreign Shareholder Yield ETF
FYLD
$692M
$242K 0.01%
11,845
-1,774
-13% -$40.9K
MFC icon
1035
Manulife Financial
MFC
$72.6B
$242K 0.01%
15,428
-430
-3% -$7.54K
EWX icon
1036
State Street SPDR S&P Emerging Markets Small Cap ETF
EWX
$662M
$241K 0.01%
5,278
-506
-9% -$24.7K
TDOC icon
1037
Teladoc Health
TDOC
$1.58B
$241K 0.01%
9,522
-219
-2% -$7.68K
EDV icon
1038
Vanguard World Funds Extended Duration ETF
EDV
$3.3B
$240K 0.01%
+2,769
New +$269K
TILT icon
1039
FlexShares Morningstar US Market Factors Tilt Index Fund
TILT
$2.17B
$239K 0.01%
1,731
-32
-2% -$4.92K
KDP icon
1040
Keurig Dr Pepper
KDP
$40.4B
$238K 0.01%
6,645
+3
+0% +$113
MTB icon
1041
M&T Bank
MTB
$36.2B
$238K 0.01%
1,349
-121
-8% -$21.4K
NGG icon
1042
National Grid
NGG
$82.7B
$238K 0.01%
4,978
-684
-12% -$41.2K
TPVG icon
1043
TriplePoint Venture Growth BDC
TPVG
$180M
$238K 0.01%
21,910
+9,243
+73% +$120K
FCPI icon
1044
Fidelity Stocks for Inflation ETF
FCPI
$277M
$237K 0.01%
8,420
+283
+3% +$8.67K
BUFB icon
1045
Innovator Laddered Allocation Buffer ETF
BUFB
$314M
$236K 0.01%
10,900
– –
TFI icon
1046
State Street SPDR Nuveen ICE Municipal Bond ETF
TFI
$3.05B
$236K 0.01%
5,362
+107
+2% +$4.92K
RETA
1047
DELISTED
Reata Pharmaceuticals, Inc. Class A Common Stock
RETA
$236K 0.01%
9,387
-928
-9% -$25.7K
EIX icon
1048
Edison International
EIX
$30.7B
$235K 0.01%
4,150
+6
+0.1% +$397
JHG
1049
DELISTED
Janus Henderson
JHG
$235K 0.01%
11,592
-697
-6% -$16.8K
ZM icon
1050
Zoom
ZM
$25.8B
$235K 0.01%
3,188
-1,150
-27% -$109K
40 41
42
43 44

Similar funds

U
Uber San Francisco, California $3.6B AUM 19.81% 1-Year Est. Return
SL
Siren LLC Greenwich, Connecticut $3.61B AUM 203.3% 1-Year Est. Return
WB
WesBanco Bank Wheeling, West Virginia $3.61B AUM 24.09% 1-Year Est. Return
SCM
Saba Capital Management New York $3.62B AUM 13% 1-Year Est. Return
BPS
BNDES Participacoes SA Rio De Janeiro, Brazil $3.58B AUM
VPC
Vestal Point Capital New York $3.58B AUM 189.12% 1-Year Est. Return
ACM
Advent Capital Management New York $3.63B AUM 0.29% 1-Year Est. Return
WWA
WCG Wealth Advisors Las Vegas, Nevada $3.57B AUM 18.63% 1-Year Est. Return

Sigma Planning Corp's Q3 2022 Portfolio in Review

As of Q3 2022, Sigma Planning Corp held 1,363 positions worth $2.62B, down 8.8% from $2.88B the previous quarter. Its ten largest holdings account for 20% of the portfolio.

Sigma Planning Corp withdrew a net $114M in Q3 2022, closing 102 positions and reducing 553 holdings. Its most notable exit was Pacer Swan SOS Fund of Funds ETF, an estimated $4.28M position sold in full.

By sector, the portfolio is most concentrated in Technology at 9.9% of assets, up from 9.7% a quarter earlier, followed by Healthcare and Consumer Discretionary.

Against the trend, Sigma Planning Corp opened a new position in iShares 1-3 Year Treasury Bond ETF worth $17.8M.

  • Sigma Planning Corp's largest Q3 2022 buy was iShares 1-3 Year Treasury Bond ETF: 219,466 shares worth $17.8M.
  • Sigma Planning Corp added most to iShares Core S&P 500 ETF in Q3 2022, an estimated $7.73M increase.
  • Sigma Planning Corp's biggest Q3 2022 reduction was SPDR Gold Trust, cutting an estimated $8.96M.
  • Sigma Planning Corp fully exited Pacer Swan SOS Fund of Funds ETF in Q3 2022, selling an estimated $4.28M.
  • Sigma Planning Corp's ten largest holdings make up 20% of its $2.62B portfolio in Q3 2022.
  • Sigma Planning Corp opened 75 new positions and closed 102 in Q3 2022.
  • Sigma Planning Corp's portfolio value fell 8.8% quarter-over-quarter to $2.62B.

Based on Sigma Planning Corp's 13F filing for Q3 2022, filed 10 Nov 2022.