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SPC

Sigma Planning Corp Portfolio holdings

AUM $3.6B
1-Year Est. Return 24.57%
This Fund
S&P 500
This Quarter Est. Return
+2.4%
1 Year Est. Return
+24.57%
3 Year Est. Return
+69.88%
5 Year Est. Return
+82.98%
10 Year Est. Return
+301.75%
AUM
$3.18B
AUM Growth
-$79.9M
Cap. Flow
-$97.3M
Cap. Flow %
-3.05%
Top 10 Hldgs %
27.03%
Holding
1,277
New
66
Increased
498
Reduced
566
Closed
115

Top Buys

Rank Stock Value
1
MSTB icon
LHA Market State Tactical Beta ETF
MSTB
+$5.36M
2
DUKQ
Ocean Park Domestic ETF
DUKQ
+$5.35M
3
SDVY icon
First Trust SMID Cap Rising Dividend Achievers ETF
SDVY
+$3.6M
4
MGOV icon
First Trust Intermediate Government Opportunities ETF
MGOV
+$2.91M
5
PSFF icon
Pacer Swan SOS Fund of Funds ETF
PSFF
+$2.77M

Top Sells

Rank Stock Value
1
FDEC icon
FT Vest US Equity Buffer ETF December
FDEC
+$16.3M
2
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$9.68M
3
JANW icon
AllianzIM U.S. Equity Buffer20 Jan ETF
JANW
+$7.37M
4
FIXD icon
First Trust Smith Opportunistic Fixed Income ETF
FIXD
+$4.97M
5
AMZN icon
Amazon
AMZN
+$4.83M

Sector Composition

Rank Sector Weight
1 Technology 14.13%
2 Consumer Discretionary 4.56%
3 Financials 4.27%
4 Healthcare 3.68%
5 Industrials 3.03%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
WHR icon
1001
Whirlpool
WHR
$2.42B
$248K 0.01%
2,167
-3
-0.1% -$331
MFC icon
1002
Manulife Financial
MFC
$72.6B
$248K 0.01%
8,074
+53
+0.7% +$1.64K
FCOR icon
1003
Fidelity Corporate Bond ETF
FCOR
$352M
$247K 0.01%
5,329
+456
+9% +$21.5K
SCHV
1004
Schwab US Large-Cap Value ETF
SCHV
$15.8B
$243K 0.01%
9,311
-1,102
-11% -$29.8K
CVNA icon
1005
Carvana
CVNA
$43.3B
$242K 0.01%
5,950
-605
-9% -$27.2K
NEA icon
1006
Nuveen AMT-Free Quality Municipal Income Fund
NEA
$3.36B
$242K 0.01%
21,441
+120
+0.6% +$1.4K
ONON icon
1007
On Holding
ONON
$11.9B
$241K 0.01%
4,407
-23,464
-84% -$1.24M
XT icon
1008
iShares Future Exponential Technologies ETF
XT
$3.77B
$241K 0.01%
4,044
– –
FLMI icon
1009
Franklin Dynamic Municipal Bond ETF
FLMI
$2.27B
$241K 0.01%
9,873
+371
+4% +$9.18K
ASIX icon
1010
AdvanSix
ASIX
$567M
$241K 0.01%
8,460
-270
-3% -$8.16K
ARKW icon
1011
ARK Web x.0 ETF
ARKW
$1.64B
$241K 0.01%
+2,231
New +$224K
AMP icon
1012
Ameriprise Financial
AMP
$46.8B
$241K 0.01%
452
+4
+0.9% +$2.13K
BSMQ icon
1013
Invesco BulletShares 2026 Municipal Bond ETF
BSMQ
$282M
$241K 0.01%
+10,211
New +$241K
ETV
1014
Eaton Vance Tax-Managed Buy-Write Opportunities Fund
ETV
$1.71B
$240K 0.01%
16,687
+3,597
+27% +$50.8K
DOC icon
1015
Healthpeak Properties
DOC
$15.4B
$240K 0.01%
11,861
+1,011
+9% +$21.9K
CGW icon
1016
Invesco S&P Global Water Index ETF
CGW
$1.05B
$240K 0.01%
4,434
-157
-3% -$9.2K
CHTR icon
1017
Charter Communications
CHTR
$14.7B
$240K 0.01%
701
– –
PEG icon
1018
Public Service Enterprise Group
PEG
$39.8B
$240K 0.01%
2,835
-1,396
-33% -$124K
SWKS icon
1019
Skyworks Solutions
SWKS
$9.06B
$239K 0.01%
2,698
-286
-10% -$26K
EEMS icon
1020
iShares MSCI Emerging Markets Small-Cap ETF
EEMS
$354M
$239K 0.01%
4,105
-569
-12% -$34.7K
GOVT icon
1021
iShares US Treasury Bond ETF
GOVT
$43.6B
$238K 0.01%
10,371
-3,341
-24% -$76.2K
CTVA icon
1022
Corteva
CTVA
$59.7B
$238K 0.01%
4,170
-3,458
-45% -$204K
UNG icon
1023
United States Natural Gas Fund
UNG
$470M
$236K 0.01%
14,049
-5,424
-28% -$77.6K
SNDX icon
1024
Syndax Pharmaceuticals
SNDX
$1.84B
$235K 0.01%
17,785
-950
-5% -$16.3K
WTRG icon
1025
Essential Utilities
WTRG
$11.2B
$235K 0.01%
6,470
-1,680
-21% -$65.2K
39 40
41
42 43

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Sigma Planning Corp's Q4 2024 Portfolio in Review

As of Q4 2024, Sigma Planning Corp held 1,277 positions worth $3.18B, down 2.4% from $3.26B the previous quarter. Its ten largest holdings account for 27% of the portfolio.

Sigma Planning Corp withdrew a net $97.3M in Q4 2024, closing 115 positions and reducing 566 holdings. Its most notable exit was State Street SPDR EURO STOXX 50 ETF, an estimated $3.8M position sold in full.

By sector, the portfolio is most concentrated in Technology at 14% of assets, up from 13% a quarter earlier, followed by Consumer Discretionary and Financials.

Against the trend, Sigma Planning Corp opened a new position in LHA Market State Tactical Beta ETF worth $5.26M.

  • Sigma Planning Corp's largest Q4 2024 buy was LHA Market State Tactical Beta ETF: 155,539 shares worth $5.26M.
  • Sigma Planning Corp added most to First Trust SMID Cap Rising Dividend Achievers ETF in Q4 2024, an estimated $3.6M increase.
  • Sigma Planning Corp's biggest Q4 2024 reduction was FT Vest US Equity Buffer ETF December, cutting an estimated $16.3M.
  • Sigma Planning Corp fully exited State Street SPDR EURO STOXX 50 ETF in Q4 2024, selling an estimated $3.8M.
  • Sigma Planning Corp's ten largest holdings make up 27% of its $3.18B portfolio in Q4 2024.
  • Sigma Planning Corp opened 66 new positions and closed 115 in Q4 2024.
  • Sigma Planning Corp's portfolio value fell 2.4% quarter-over-quarter to $3.18B.

Based on Sigma Planning Corp's 13F filing for Q4 2024, filed 3 Feb 2025.