SPC

Sigma Planning Corp Portfolio holdings

AUM $3.33B
1-Year Return 17.21%
This Quarter Return
+2.39%
1 Year Return
+17.21%
3 Year Return
+65.27%
5 Year Return
+117.04%
10 Year Return
+263.51%
AUM
$3.18B
AUM Growth
-$79.7M
Cap. Flow
-$103M
Cap. Flow %
-3.23%
Top 10 Hldgs %
27.03%
Holding
1,271
New
64
Increased
497
Reduced
566
Closed
111

Top Buys

1
DUKQ
Ocean Park Domestic ETF
DUKQ
$5.28M
2
MSTB icon
LHA Market State Tactical Beta ETF
MSTB
$5.26M
3
SDVY icon
First Trust SMID Cap Rising Dividend Achievers ETF
SDVY
$3.45M
4
MGOV icon
First Trust Intermediate Government Opportunities ETF
MGOV
$2.86M
5
PSFF icon
Pacer Swan SOS Fund of Funds ETF
PSFF
$2.79M

Top Sells

1
FDEC icon
FT Vest US Equity Buffer ETF December
FDEC
$16.4M
2
SPY icon
SPDR S&P 500 ETF Trust
SPY
$9.63M
3
JANW icon
AllianzIM U.S. Large Cap Buffer20 Jan ETF
JANW
$7.44M
4
AMZN icon
Amazon
AMZN
$5.18M
5
FIXD icon
First Trust Exchange-Traded Fund VIII First Trust Smith Opportunistic Fixed Income ETF
FIXD
$4.87M

Sector Composition

1 Technology 14.13%
2 Consumer Discretionary 4.56%
3 Financials 4.27%
4 Healthcare 3.64%
5 Industrials 3.03%
Name Market Value Portfolio Weight Shares or Principal Shares
Change % 		Capital Flow
WHR icon
1001
Whirlpool
WHR
$5.34B
$248K 0.01%
2,167
-3
-0.1% -$344
MFC icon
1002
Manulife Financial
MFC
$52B
$248K 0.01%
8,074
+53
+0.7% +$1.63K
FCOR icon
1003
Fidelity Corporate Bond ETF
FCOR
$289M
$247K 0.01%
5,329
+456
+9% +$21.1K
SCHV icon
1004
Schwab US Large-Cap Value ETF
SCHV
$13.1B
$243K 0.01%
9,311
-1,102
-11% -$28.7K
CVNA icon
1005
Carvana
CVNA
$52.1B
$242K 0.01%
1,190
-121
-9% -$24.6K
NEA icon
1006
Nuveen AMT-Free Quality Municipal Income Fund
NEA
$3.35B
$242K 0.01%
21,441
+120
+0.6% +$1.35K
ONON icon
1007
On Holding
ONON
$14.8B
$241K 0.01%
4,407
-23,464
-84% -$1.29M
XT icon
1008
iShares Exponential Technologies ETF
XT
$3.57B
$241K 0.01%
4,044
– –
FLMI icon
1009
Franklin Dynamic Municipal Bond ETF
FLMI
$888M
$241K 0.01%
9,873
+371
+4% +$9.07K
ASIX icon
1010
AdvanSix
ASIX
$565M
$241K 0.01%
8,460
-270
-3% -$7.69K
ARKW icon
1011
ARK Web x.0 ETF
ARKW
$2.38B
$241K 0.01%
+2,231
New +$241K
AMP icon
1012
Ameriprise Financial
AMP
$46.3B
$241K 0.01%
452
+4
+0.9% +$2.13K
BSMQ icon
1013
Invesco BulletShares 2026 Municipal Bond ETF
BSMQ
$290M
$241K 0.01%
+10,211
New +$241K
ETV
1014
Eaton Vance Tax-Managed Buy-Write Opportunities Fund
ETV
$1.65B
$240K 0.01%
16,687
+3,597
+27% +$51.8K
DOC icon
1015
Healthpeak Properties
DOC
$12.7B
$240K 0.01%
11,861
+1,011
+9% +$20.5K
CGW icon
1016
Invesco S&P Global Water Index ETF
CGW
$1.01B
$240K 0.01%
4,434
-157
-3% -$8.51K
CHTR icon
1017
Charter Communications
CHTR
$35.7B
$240K 0.01%
701
– –
PEG icon
1018
Public Service Enterprise Group
PEG
$40.1B
$240K 0.01%
2,835
-1,396
-33% -$118K
SWKS icon
1019
Skyworks Solutions
SWKS
$11.1B
$239K 0.01%
2,698
-286
-10% -$25.4K
EEMS icon
1020
iShares MSCI Emerging Markets Small-Cap ETF
EEMS
$397M
$239K 0.01%
4,105
-569
-12% -$33.1K
GOVT icon
1021
iShares US Treasury Bond ETF
GOVT
$28.1B
$238K 0.01%
10,371
-3,341
-24% -$76.8K
CTVA icon
1022
Corteva
CTVA
$49B
$238K 0.01%
4,170
-3,458
-45% -$197K
UNG icon
1023
United States Natural Gas Fund
UNG
$626M
$236K 0.01%
14,049
-5,424
-28% -$91.2K
SNDX icon
1024
Syndax Pharmaceuticals
SNDX
$1.42B
$235K 0.01%
17,785
-950
-5% -$12.6K
WTRG icon
1025
Essential Utilities
WTRG
$10.8B
$235K 0.01%
6,470
-1,680
-21% -$61K
39 40
41
42 43