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SPC

Sigma Planning Corp Portfolio holdings

AUM $3.6B
1-Year Est. Return 24.57%
This Fund
S&P 500
This Quarter Est. Return
-4.66%
1 Year Est. Return
+24.57%
3 Year Est. Return
+69.88%
5 Year Est. Return
+82.98%
10 Year Est. Return
+301.75%
AUM
$2.62B
AUM Growth
-$254M
Cap. Flow
-$114M
Cap. Flow %
-4.33%
Top 10 Hldgs %
20.41%
Holding
1,363
New
75
Increased
591
Reduced
553
Closed
102

Top Buys

Rank Stock Value
1
SHY icon
iShares 1-3 Year Treasury Bond ETF
SHY
+$18.1M
2
PEP icon
PepsiCo
PEP
+$8.37M
3
IVV icon
iShares Core S&P 500 ETF
IVV
+$7.73M
4
PSTP icon
Innovator Power Buffer Step-Up Strategy ETF
PSTP
+$4.94M
5
BALT icon
Innovator Defined Wealth Shield ETF
BALT
+$4.86M

Top Sells

Rank Stock Value
1
GLD icon
SPDR Gold Trust
GLD
+$8.96M
2
UUP icon
Invesco DB US Dollar Index Bullish Fund
UUP
+$6.66M
3
FTGC icon
First Trust Global Tactical Commodity Strategy Fund
FTGC
+$6.62M
4
CDC icon
VictoryShares US EQ Income Enhanced Volatility Wtd ETF
CDC
+$6.14M
5
PSFF icon
Pacer Swan SOS Fund of Funds ETF
PSFF
+$4.28M

Sector Composition

Rank Sector Weight
1 Technology 9.92%
2 Healthcare 5.17%
3 Consumer Discretionary 4.8%
4 Financials 4.33%
5 Consumer Staples 3.54%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
SPHQ icon
1001
Invesco S&P 500 Quality ETF
SPHQ
$19.4B
$258K 0.01%
6,501
-28,968
-82% -$1.27M
CRSP icon
1002
CRISPR Therapeutics
CRSP
$4.58B
$256K 0.01%
3,918
-849
-18% -$61.5K
MSFT icon
1003
CALL
Microsoft
MSFT
$2.84T
$256K 0.01%
1,100
-200
-15% -$52.8K
ESTE
1004
DELISTED
Earthstone Energy Inc. Class A Common Stock
ESTE
$256K 0.01%
20,763
+612
+3% +$8.32K
XOP icon
1005
State Street SPDR S&P Oil & Gas Exploration & Production ETF
XOP
$3.42B
$255K 0.01%
2,043
-868
-30% -$115K
BFH icon
1006
Bread Financial
BFH
$4.21B
$254K 0.01%
8,065
-239
-3% -$9.37K
IAT icon
1007
iShares US Regional Banks ETF
IAT
$685M
$254K 0.01%
5,328
+370
+7% +$19.2K
OLN icon
1008
Olin
OLN
$2.64B
$254K 0.01%
5,915
+705
+14% +$35.7K
MIDD icon
1009
Middleby
MIDD
$6.05B
$252K 0.01%
1,969
-10
-0.5% -$1.4K
SKT icon
1010
Tanger
SKT
$4.82B
$252K 0.01%
18,454
-2,718
-13% -$42.2K
WBS icon
1011
Webster Financial
WBS
$12.3B
$252K 0.01%
5,579
– –
FSR
1012
DELISTED
Fisker Inc.
FSR
$252K 0.01%
33,424
-1,053
-3% -$9.5K
DNUT icon
1013
Krispy Kreme
DNUT
$543M
$251K 0.01%
21,767
-341
-2% -$4.49K
FNOV icon
1014
FT Vest US Equity Buffer ETF November
FNOV
$1.2B
$251K 0.01%
7,605
-775
-9% -$27.5K
BJUN icon
1015
Innovator US Equity Buffer ETF June
BJUN
$311M
$250K 0.01%
8,674
+250
+3% +$7.76K
BUD icon
1016
AB InBev
BUD
$158B
$250K 0.01%
5,540
-1,124
-17% -$58.2K
JAKK icon
1017
Jakks Pacific
JAKK
$280M
$250K 0.01%
+12,948
New +$266K
BIDU icon
1018
Baidu
BIDU
$35.8B
$249K 0.01%
2,122
-1,208
-36% -$165K
LTC
1019
LTC Properties
LTC
$2.16B
$249K 0.01%
6,656
+293
+5% +$12.2K
LITS
1020
Lite Strategy Inc
LITS
$33.6M
$248K 0.01%
32,053
+443
+1% +$4.57K
CWH icon
1021
Camping World
CWH
$363M
$247K 0.01%
+9,761
New +$271K
IYT icon
1022
iShares US Transportation ETF
IYT
$2.33B
$246K 0.01%
5,008
-1,200
-19% -$67.8K
PSL icon
1023
Invesco Dorsey Wright Consumer Staples Momentum ETF
PSL
$83.4M
$246K 0.01%
3,290
– –
USHY icon
1024
iShares Broad USD High Yield Corporate Bond ETF
USHY
$28.9B
$246K 0.01%
7,329
-249
-3% -$8.85K
PFC
1025
DELISTED
Premier Financial Corp. Common Stock
PFC
$246K 0.01%
9,590
+8
+0.1% +$216
39 40
41
42 43

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BPS
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WWA
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Sigma Planning Corp's Q3 2022 Portfolio in Review

As of Q3 2022, Sigma Planning Corp held 1,363 positions worth $2.62B, down 8.8% from $2.88B the previous quarter. Its ten largest holdings account for 20% of the portfolio.

Sigma Planning Corp withdrew a net $114M in Q3 2022, closing 102 positions and reducing 553 holdings. Its most notable exit was Pacer Swan SOS Fund of Funds ETF, an estimated $4.28M position sold in full.

By sector, the portfolio is most concentrated in Technology at 9.9% of assets, up from 9.7% a quarter earlier, followed by Healthcare and Consumer Discretionary.

Against the trend, Sigma Planning Corp opened a new position in iShares 1-3 Year Treasury Bond ETF worth $17.8M.

  • Sigma Planning Corp's largest Q3 2022 buy was iShares 1-3 Year Treasury Bond ETF: 219,466 shares worth $17.8M.
  • Sigma Planning Corp added most to iShares Core S&P 500 ETF in Q3 2022, an estimated $7.73M increase.
  • Sigma Planning Corp's biggest Q3 2022 reduction was SPDR Gold Trust, cutting an estimated $8.96M.
  • Sigma Planning Corp fully exited Pacer Swan SOS Fund of Funds ETF in Q3 2022, selling an estimated $4.28M.
  • Sigma Planning Corp's ten largest holdings make up 20% of its $2.62B portfolio in Q3 2022.
  • Sigma Planning Corp opened 75 new positions and closed 102 in Q3 2022.
  • Sigma Planning Corp's portfolio value fell 8.8% quarter-over-quarter to $2.62B.

Based on Sigma Planning Corp's 13F filing for Q3 2022, filed 10 Nov 2022.