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SPC

Sigma Planning Corp Portfolio holdings

AUM $3.6B
1-Year Est. Return 24.57%
This Fund
S&P 500
This Quarter Est. Return
+2.4%
1 Year Est. Return
+24.57%
3 Year Est. Return
+69.88%
5 Year Est. Return
+82.98%
10 Year Est. Return
+301.75%
AUM
$3.18B
AUM Growth
-$79.9M
Cap. Flow
-$97.3M
Cap. Flow %
-3.05%
Top 10 Hldgs %
27.03%
Holding
1,277
New
66
Increased
498
Reduced
566
Closed
115

Top Buys

Rank Stock Value
1
MSTB icon
LHA Market State Tactical Beta ETF
MSTB
+$5.36M
2
DUKQ
Ocean Park Domestic ETF
DUKQ
+$5.35M
3
SDVY icon
First Trust SMID Cap Rising Dividend Achievers ETF
SDVY
+$3.6M
4
MGOV icon
First Trust Intermediate Government Opportunities ETF
MGOV
+$2.91M
5
PSFF icon
Pacer Swan SOS Fund of Funds ETF
PSFF
+$2.77M

Top Sells

Rank Stock Value
1
FDEC icon
FT Vest US Equity Buffer ETF December
FDEC
+$16.3M
2
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$9.68M
3
JANW icon
AllianzIM U.S. Equity Buffer20 Jan ETF
JANW
+$7.37M
4
FIXD icon
First Trust Smith Opportunistic Fixed Income ETF
FIXD
+$4.97M
5
AMZN icon
Amazon
AMZN
+$4.83M

Sector Composition

Rank Sector Weight
1 Technology 14.13%
2 Consumer Discretionary 4.56%
3 Financials 4.27%
4 Healthcare 3.68%
5 Industrials 3.03%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
DBND icon
976
DoubleLine Opportunistic Bond ETF
DBND
$734M
$268K 0.01%
5,912
+363
+7% +$16.7K
KJUL icon
977
Innovator US Small Cap Power Buffer ETF July
KJUL
$207M
$267K 0.01%
9,081
-4,285
-32% -$127K
DFNM icon
978
Dimensional National Municipal Bond ETF
DFNM
$2.22B
$266K 0.01%
5,565
+357
+7% +$17.2K
RWL icon
979
Invesco S&P 500 Revenue ETF
RWL
$9.51B
$266K 0.01%
2,712
+97
+4% +$9.72K
BSMP
980
DELISTED
Invesco BulletShares 2025 Municipal Bond ETF
BSMP
$265K 0.01%
+10,824
New +$266K
DVOL icon
981
First Trust Dorsey Wright Momentum & Low Volatility ETF
DVOL
$73.9M
$265K 0.01%
7,813
-140
-2% -$4.86K
STX icon
982
Seagate
STX
$193B
$264K 0.01%
3,058
-96
-3% -$9.66K
JPIB icon
983
JPMorgan International Bond Opportunities ETF
JPIB
$2.07B
$264K 0.01%
5,583
+73
+1% +$3.49K
XERS icon
984
Xeris Biopharma Holdings
XERS
$1.44B
$261K 0.01%
76,950
-1,500
-2% -$4.83K
HYMB icon
985
State Street SPDR Nuveen ICE High Yield Municipal Bond ETF
HYMB
$3.07B
$260K 0.01%
10,150
+722
+8% +$18.7K
EIX icon
986
Edison International
EIX
$30.7B
$259K 0.01%
3,240
-44
-1% -$3.68K
CBRE icon
987
CBRE Group
CBRE
$40.8B
$259K 0.01%
1,970
+131
+7% +$17.2K
FENI icon
988
Fidelity Enhanced International ETF
FENI
$10.4B
$258K 0.01%
9,355
+36
+0.4% +$1.03K
LRN icon
989
Stride
LRN
$3.69B
$257K 0.01%
2,470
-734
-23% -$69.8K
RPG icon
990
Invesco S&P 500 Pure Growth ETF
RPG
$2.04B
$256K 0.01%
6,214
-109
-2% -$4.53K
TPL icon
991
Texas Pacific Land
TPL
$28.9B
$256K 0.01%
696
-45
-6% -$18.4K
IYK icon
992
iShares US Consumer Staples ETF
IYK
$1.39B
$256K 0.01%
3,906
+1
+0% +$69
BIP icon
993
Brookfield Infrastructure Partners
BIP
$18.8B
$255K 0.01%
8,035
-8
-0.1% -$273
ACWV icon
994
iShares MSCI Global Min Vol Factor ETF
ACWV
$3.26B
$255K 0.01%
2,339
-1,858
-44% -$210K
DFEB icon
995
FT Vest US Equity Deep Buffer ETF February
DFEB
$458M
$250K 0.01%
5,849
-14,812
-72% -$627K
CP icon
996
Canadian Pacific Kansas City
CP
$82B
$250K 0.01%
3,449
-325
-9% -$25K
TXRH icon
997
Texas Roadhouse
TXRH
$12.7B
$250K 0.01%
1,383
-13
-0.9% -$2.45K
INGR icon
998
Ingredion
INGR
$6.38B
$248K 0.01%
1,806
-2
-0.1% -$282
UTF icon
999
Cohen & Steers Infrastructure Fund
UTF
$3.14B
$248K 0.01%
10,329
+1,074
+12% +$27K
PID icon
1000
Invesco International Dividend Achievers ETF
PID
$913M
$248K 0.01%
13,559
-638
-4% -$12.3K
38 39
40
41 42

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Sigma Planning Corp's Q4 2024 Portfolio in Review

As of Q4 2024, Sigma Planning Corp held 1,277 positions worth $3.18B, down 2.4% from $3.26B the previous quarter. Its ten largest holdings account for 27% of the portfolio.

Sigma Planning Corp withdrew a net $97.3M in Q4 2024, closing 115 positions and reducing 566 holdings. Its most notable exit was State Street SPDR EURO STOXX 50 ETF, an estimated $3.8M position sold in full.

By sector, the portfolio is most concentrated in Technology at 14% of assets, up from 13% a quarter earlier, followed by Consumer Discretionary and Financials.

Against the trend, Sigma Planning Corp opened a new position in LHA Market State Tactical Beta ETF worth $5.26M.

  • Sigma Planning Corp's largest Q4 2024 buy was LHA Market State Tactical Beta ETF: 155,539 shares worth $5.26M.
  • Sigma Planning Corp added most to First Trust SMID Cap Rising Dividend Achievers ETF in Q4 2024, an estimated $3.6M increase.
  • Sigma Planning Corp's biggest Q4 2024 reduction was FT Vest US Equity Buffer ETF December, cutting an estimated $16.3M.
  • Sigma Planning Corp fully exited State Street SPDR EURO STOXX 50 ETF in Q4 2024, selling an estimated $3.8M.
  • Sigma Planning Corp's ten largest holdings make up 27% of its $3.18B portfolio in Q4 2024.
  • Sigma Planning Corp opened 66 new positions and closed 115 in Q4 2024.
  • Sigma Planning Corp's portfolio value fell 2.4% quarter-over-quarter to $3.18B.

Based on Sigma Planning Corp's 13F filing for Q4 2024, filed 3 Feb 2025.