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SPC

Sigma Planning Corp Portfolio holdings

AUM $3.6B
1-Year Est. Return 24.57%
This Fund
S&P 500
This Quarter Est. Return
+2.4%
1 Year Est. Return
+24.57%
3 Year Est. Return
+69.88%
5 Year Est. Return
+82.98%
10 Year Est. Return
+301.75%
AUM
$3.18B
AUM Growth
-$79.9M
Cap. Flow
-$97.3M
Cap. Flow %
-3.05%
Top 10 Hldgs %
27.03%
Holding
1,277
New
66
Increased
498
Reduced
566
Closed
115

Top Buys

Rank Stock Value
1
MSTB icon
LHA Market State Tactical Beta ETF
MSTB
+$5.36M
2
DUKQ
Ocean Park Domestic ETF
DUKQ
+$5.35M
3
SDVY icon
First Trust SMID Cap Rising Dividend Achievers ETF
SDVY
+$3.6M
4
MGOV icon
First Trust Intermediate Government Opportunities ETF
MGOV
+$2.91M
5
PSFF icon
Pacer Swan SOS Fund of Funds ETF
PSFF
+$2.77M

Top Sells

Rank Stock Value
1
FDEC icon
FT Vest US Equity Buffer ETF December
FDEC
+$16.3M
2
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$9.68M
3
JANW icon
AllianzIM U.S. Equity Buffer20 Jan ETF
JANW
+$7.37M
4
FIXD icon
First Trust Smith Opportunistic Fixed Income ETF
FIXD
+$4.97M
5
AMZN icon
Amazon
AMZN
+$4.83M

Sector Composition

Rank Sector Weight
1 Technology 14.13%
2 Consumer Discretionary 4.56%
3 Financials 4.27%
4 Healthcare 3.68%
5 Industrials 3.03%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
FBND icon
76
Fidelity Total Bond ETF
FBND
$26.9B
$7.6M 0.24%
169,326
+6,481
+4% +$296K
VIG icon
77
Vanguard Dividend Appreciation ETF
VIG
$111B
$7.58M 0.24%
38,730
+39
+0.1% +$7.79K
KNG icon
78
FT Vest S&P 500 Dividend Aristocrats Target Income ETF
KNG
$3.4B
$7.45M 0.23%
148,301
-1,249
-0.8% -$66.4K
UNH icon
79
UnitedHealth
UNH
$382B
$7.38M 0.23%
14,591
-481
-3% -$273K
VEA icon
80
Vanguard FTSE Developed Markets ETF
VEA
$226B
$7.37M 0.23%
154,190
+4,116
+3% +$207K
IJT icon
81
iShares S&P Small-Cap 600 Growth ETF
IJT
$8.22B
$7.32M 0.23%
54,083
-56
-0.1% -$7.92K
PSFF icon
82
Pacer Swan SOS Fund of Funds ETF
PSFF
$586M
$7.29M 0.23%
248,980
+95,154
+62% +$2.77M
XHLF icon
83
BondBloxx Bloomberg Six Month Target Duration US Treasury ETF
XHLF
$1.94B
$7.13M 0.22%
142,103
-14,759
-9% -$742K
LMBS icon
84
First Trust Exchange-Traded Fund IV First Trust Low Duration Opportunities ETF
LMBS
$6.32B
$7.02M 0.22%
144,196
-28,141
-16% -$1.37M
VCSH icon
85
Vanguard Short-Term Corporate Bond ETF
VCSH
$44.7B
$7.02M 0.22%
89,948
-34,745
-28% -$2.73M
FCUS icon
86
Pinnacle Focused Opportunities ETF
FCUS
$82.7M
$6.84M 0.21%
237,815
+69,348
+41% +$2.2M
FHLC icon
87
Fidelity MSCI Health Care Index ETF
FHLC
$3.27B
$6.69M 0.21%
102,311
+1,000
+1% +$69.5K
FPE icon
88
First Trust Preferred Securities and Income ETF
FPE
$6.3B
$6.66M 0.21%
376,037
+15,851
+4% +$285K
DTE icon
89
DTE Energy
DTE
$31.1B
$6.64M 0.21%
55,001
-373
-0.7% -$46K
HDV
90
iShares Core High Dividend ETF
HDV
$14.4B
$6.62M 0.21%
295,010
+3,155
+1% +$74.1K
FTCS icon
91
First Trust Capital Strength ETF
FTCS
$7.88B
$6.6M 0.21%
75,142
-12,629
-14% -$1.15M
PLTR icon
92
Palantir
PLTR
$295B
$6.48M 0.2%
85,659
+18,286
+27% +$1.07M
SGOV icon
93
iShares 0-3 Month Treasury Bond ETF
SGOV
$98.6B
$6.31M 0.2%
62,880
-7,866
-11% -$790K
FTGS icon
94
First Trust Growth Strength ETF
FTGS
$1.26B
$6.25M 0.2%
198,903
+29,614
+17% +$951K
XLU icon
95
State Street Utilities Select Sector SPDR ETF
XLU
$24.1B
$6.24M 0.2%
164,918
-20,250
-11% -$804K
SMH icon
96
VanEck Semiconductor ETF
SMH
$67.6B
$6.19M 0.19%
25,553
+696
+3% +$173K
SPIB icon
97
State Street SPDR Portfolio Intermediate Term Corporate Bond ETF
SPIB
$11.5B
$6.11M 0.19%
186,464
+7,810
+4% +$259K
VO icon
98
Vanguard Mid-Cap ETF
VO
$106B
$6.04M 0.19%
91,444
-1,256
-1% -$85.3K
USHY icon
99
iShares Broad USD High Yield Corporate Bond ETF
USHY
$28.9B
$6.03M 0.19%
163,973
+4,215
+3% +$157K
USIG icon
100
iShares Broad USD Investment Grade Corporate Bond ETF
USIG
$17.2B
$6.02M 0.19%
119,635
+2,483
+2% +$127K
2 3
4
5 6

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U
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SL
Siren LLC Greenwich, Connecticut $3.61B AUM 203.3% 1-Year Est. Return
WB
WesBanco Bank Wheeling, West Virginia $3.61B AUM 24.09% 1-Year Est. Return
SCM
Saba Capital Management New York $3.62B AUM 13% 1-Year Est. Return
BPS
BNDES Participacoes SA Rio De Janeiro, Brazil $3.58B AUM
VPC
Vestal Point Capital New York $3.58B AUM 189.12% 1-Year Est. Return
ACM
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WWA
WCG Wealth Advisors Las Vegas, Nevada $3.57B AUM 18.63% 1-Year Est. Return

Sigma Planning Corp's Q4 2024 Portfolio in Review

As of Q4 2024, Sigma Planning Corp held 1,277 positions worth $3.18B, down 2.4% from $3.26B the previous quarter. Its ten largest holdings account for 27% of the portfolio.

Sigma Planning Corp withdrew a net $97.3M in Q4 2024, closing 115 positions and reducing 566 holdings. Its most notable exit was State Street SPDR EURO STOXX 50 ETF, an estimated $3.8M position sold in full.

By sector, the portfolio is most concentrated in Technology at 14% of assets, up from 13% a quarter earlier, followed by Consumer Discretionary and Financials.

Against the trend, Sigma Planning Corp opened a new position in LHA Market State Tactical Beta ETF worth $5.26M.

  • Sigma Planning Corp's largest Q4 2024 buy was LHA Market State Tactical Beta ETF: 155,539 shares worth $5.26M.
  • Sigma Planning Corp added most to First Trust SMID Cap Rising Dividend Achievers ETF in Q4 2024, an estimated $3.6M increase.
  • Sigma Planning Corp's biggest Q4 2024 reduction was FT Vest US Equity Buffer ETF December, cutting an estimated $16.3M.
  • Sigma Planning Corp fully exited State Street SPDR EURO STOXX 50 ETF in Q4 2024, selling an estimated $3.8M.
  • Sigma Planning Corp's ten largest holdings make up 27% of its $3.18B portfolio in Q4 2024.
  • Sigma Planning Corp opened 66 new positions and closed 115 in Q4 2024.
  • Sigma Planning Corp's portfolio value fell 2.4% quarter-over-quarter to $3.18B.

Based on Sigma Planning Corp's 13F filing for Q4 2024, filed 3 Feb 2025.