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SPC

Sigma Planning Corp Portfolio holdings

AUM $3.6B
1-Year Est. Return 24.57%
This Fund
S&P 500
This Quarter Est. Return
-4.66%
1 Year Est. Return
+24.57%
3 Year Est. Return
+69.88%
5 Year Est. Return
+82.98%
10 Year Est. Return
+301.75%
AUM
$2.62B
AUM Growth
-$254M
Cap. Flow
-$114M
Cap. Flow %
-4.33%
Top 10 Hldgs %
20.41%
Holding
1,363
New
75
Increased
591
Reduced
553
Closed
102

Top Buys

Rank Stock Value
1
SHY icon
iShares 1-3 Year Treasury Bond ETF
SHY
+$18.1M
2
PEP icon
PepsiCo
PEP
+$8.37M
3
IVV icon
iShares Core S&P 500 ETF
IVV
+$7.73M
4
PSTP icon
Innovator Power Buffer Step-Up Strategy ETF
PSTP
+$4.94M
5
BALT icon
Innovator Defined Wealth Shield ETF
BALT
+$4.86M

Top Sells

Rank Stock Value
1
GLD icon
SPDR Gold Trust
GLD
+$8.96M
2
UUP icon
Invesco DB US Dollar Index Bullish Fund
UUP
+$6.66M
3
FTGC icon
First Trust Global Tactical Commodity Strategy Fund
FTGC
+$6.62M
4
CDC icon
VictoryShares US EQ Income Enhanced Volatility Wtd ETF
CDC
+$6.14M
5
PSFF icon
Pacer Swan SOS Fund of Funds ETF
PSFF
+$4.28M

Sector Composition

Rank Sector Weight
1 Technology 9.92%
2 Healthcare 5.17%
3 Consumer Discretionary 4.8%
4 Financials 4.33%
5 Consumer Staples 3.54%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
MOAT icon
76
VanEck Morningstar Wide Moat ETF
MOAT
$11.5B
$7.21M 0.27%
120,204
+19,825
+20% +$1.33M
BA icon
77
Boeing
BA
$165B
$7.18M 0.27%
59,342
-1,080
-2% -$166K
VCSH icon
78
Vanguard Short-Term Corporate Bond ETF
VCSH
$44.7B
$7.13M 0.27%
96,033
+11,567
+14% +$881K
META icon
79
Meta Platforms (Facebook)
META
$1.51T
$6.9M 0.26%
50,823
-4,356
-8% -$706K
XLU icon
80
State Street Utilities Select Sector SPDR ETF
XLU
$24.1B
$6.89M 0.26%
210,450
+33,982
+19% +$1.25M
RSP icon
81
Invesco S&P 500 Equal Weight ETF
RSP
$96.1B
$6.89M 0.26%
54,138
-5,575
-9% -$786K
IJS icon
82
iShares S&P Small-Cap 600 Value ETF
IJS
$8.11B
$6.83M 0.26%
82,803
+1,177
+1% +$109K
FTA icon
83
First Trust Large Cap Value AlphaDEX Fund
FTA
$1.38B
$6.8M 0.26%
117,914
+770
+0.7% +$49.5K
VLUE icon
84
iShares MSCI USA Value Factor ETF
VLUE
$9.4B
$6.78M 0.26%
82,810
-25,365
-23% -$2.35M
F icon
85
Ford
F
$57.3B
$6.69M 0.25%
597,007
+12,393
+2% +$173K
KO icon
86
Coca-Cola
KO
$354B
$6.47M 0.25%
115,420
-4,474
-4% -$278K
MCD icon
87
McDonald's
MCD
$188B
$6.38M 0.24%
27,637
-42
-0.2% -$10.7K
BAC icon
88
Bank of America
BAC
$435B
$6.34M 0.24%
209,797
+1,883
+0.9% +$63K
EFA icon
89
iShares MSCI EAFE ETF
EFA
$76.4B
$6.13M 0.23%
109,483
-1,550
-1% -$96.6K
DTE icon
90
DTE Energy
DTE
$31.1B
$6.12M 0.23%
53,216
+2,154
+4% +$278K
FTGC icon
91
First Trust Global Tactical Commodity Strategy Fund
FTGC
$2.99B
$6.12M 0.23%
241,409
-250,324
-51% -$6.62M
MO icon
92
Altria Group
MO
$122B
$6.06M 0.23%
150,045
+3,116
+2% +$136K
LLY icon
93
Eli Lilly
LLY
$1.07T
$6.03M 0.23%
18,654
+891
+5% +$282K
SPY icon
94
PUT
State Street SPDR S&P 500 ETF Trust
SPY
$778B
$6M 0.23%
16,800
-130,400
-89% -$51.8M
BMY icon
95
Bristol-Myers Squibb
BMY
$127B
$5.96M 0.23%
83,773
-8,178
-9% -$593K
XLP icon
96
State Street Consumer Staples Select Sector SPDR ETF
XLP
$14.2B
$5.93M 0.23%
88,800
+13,985
+19% +$1.02M
VIG icon
97
Vanguard Dividend Appreciation ETF
VIG
$111B
$5.92M 0.23%
43,786
+6,409
+17% +$954K
BSCN
98
DELISTED
Invesco BulletShares 2023 Corporate Bond ETF
BSCN
$5.87M 0.22%
281,379
+8,100
+3% +$170K
BSCO
99
DELISTED
Invesco BulletShares 2024 Corporate Bond ETF
BSCO
$5.76M 0.22%
282,276
+9,666
+4% +$200K
BSV icon
100
Vanguard Short-Term Bond ETF
BSV
$44.6B
$5.72M 0.22%
76,450
-7,616
-9% -$582K
2 3
4
5 6

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SL
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WB
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SCM
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BPS
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VPC
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ACM
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WWA
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Sigma Planning Corp's Q3 2022 Portfolio in Review

As of Q3 2022, Sigma Planning Corp held 1,363 positions worth $2.62B, down 8.8% from $2.88B the previous quarter. Its ten largest holdings account for 20% of the portfolio.

Sigma Planning Corp withdrew a net $114M in Q3 2022, closing 102 positions and reducing 553 holdings. Its most notable exit was Pacer Swan SOS Fund of Funds ETF, an estimated $4.28M position sold in full.

By sector, the portfolio is most concentrated in Technology at 9.9% of assets, up from 9.7% a quarter earlier, followed by Healthcare and Consumer Discretionary.

Against the trend, Sigma Planning Corp opened a new position in iShares 1-3 Year Treasury Bond ETF worth $17.8M.

  • Sigma Planning Corp's largest Q3 2022 buy was iShares 1-3 Year Treasury Bond ETF: 219,466 shares worth $17.8M.
  • Sigma Planning Corp added most to iShares Core S&P 500 ETF in Q3 2022, an estimated $7.73M increase.
  • Sigma Planning Corp's biggest Q3 2022 reduction was SPDR Gold Trust, cutting an estimated $8.96M.
  • Sigma Planning Corp fully exited Pacer Swan SOS Fund of Funds ETF in Q3 2022, selling an estimated $4.28M.
  • Sigma Planning Corp's ten largest holdings make up 20% of its $2.62B portfolio in Q3 2022.
  • Sigma Planning Corp opened 75 new positions and closed 102 in Q3 2022.
  • Sigma Planning Corp's portfolio value fell 8.8% quarter-over-quarter to $2.62B.

Based on Sigma Planning Corp's 13F filing for Q3 2022, filed 10 Nov 2022.