We are live on ! Find out more
SPC

Sigma Planning Corp Portfolio holdings

AUM $3.6B
1-Year Est. Return 24.57%
This Fund
S&P 500
This Quarter Est. Return
+2.4%
1 Year Est. Return
+24.57%
3 Year Est. Return
+69.88%
5 Year Est. Return
+82.98%
10 Year Est. Return
+301.75%
AUM
$3.18B
AUM Growth
-$79.9M
Cap. Flow
-$97.3M
Cap. Flow %
-3.05%
Top 10 Hldgs %
27.03%
Holding
1,277
New
66
Increased
498
Reduced
566
Closed
115

Top Buys

Rank Stock Value
1
MSTB icon
LHA Market State Tactical Beta ETF
MSTB
+$5.36M
2
DUKQ
Ocean Park Domestic ETF
DUKQ
+$5.35M
3
SDVY icon
First Trust SMID Cap Rising Dividend Achievers ETF
SDVY
+$3.6M
4
MGOV icon
First Trust Intermediate Government Opportunities ETF
MGOV
+$2.91M
5
PSFF icon
Pacer Swan SOS Fund of Funds ETF
PSFF
+$2.77M

Top Sells

Rank Stock Value
1
FDEC icon
FT Vest US Equity Buffer ETF December
FDEC
+$16.3M
2
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$9.68M
3
JANW icon
AllianzIM U.S. Equity Buffer20 Jan ETF
JANW
+$7.37M
4
FIXD icon
First Trust Smith Opportunistic Fixed Income ETF
FIXD
+$4.97M
5
AMZN icon
Amazon
AMZN
+$4.83M

Sector Composition

Rank Sector Weight
1 Technology 14.13%
2 Consumer Discretionary 4.56%
3 Financials 4.27%
4 Healthcare 3.68%
5 Industrials 3.03%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
ETJ
951
Eaton Vance Risk-Managed Diversified Equity Income Fund
ETJ
$563M
$283K 0.01%
30,372
+282
+0.9% +$2.62K
ISCV icon
952
iShares Morningstar Small-Cap Value ETF
ISCV
$687M
$282K 0.01%
4,452
– –
FMDE icon
953
Fidelity Enhanced Mid Cap Core ETF
FMDE
$7.52B
$282K 0.01%
8,571
-1,228
-13% -$41.1K
NET icon
954
Cloudflare
NET
$93B
$281K 0.01%
2,612
-3,813
-59% -$373K
AGO icon
955
Assured Guaranty
AGO
$3.78B
$280K 0.01%
3,108
– –
FITB
956
Fifth Third Bancorp
FITB
$52B
$279K 0.01%
6,604
-2,628
-28% -$118K
JBHT icon
957
JB Hunt Transport Services
JBHT
$27.1B
$279K 0.01%
1,634
-119
-7% -$21.3K
PWR icon
958
Quanta Services
PWR
$93.9B
$279K 0.01%
882
-145
-14% -$46.6K
RGTI icon
959
Rigetti Computing
RGTI
$4.7B
$279K 0.01%
18,254
-492
-3% -$1.84K
FIDU icon
960
Fidelity MSCI Industrials Index ETF
FIDU
$2.34B
$278K 0.01%
3,950
+204
+5% +$15K
VGIT icon
961
Vanguard Intermediate-Term Treasury ETF
VGIT
$41.6B
$278K 0.01%
+4,788
New +$281K
ARM icon
962
Arm
ARM
$278B
$277K 0.01%
2,246
-14,755
-87% -$2.08M
XDEC icon
963
FT Vest US Equity Enhance & Moderate Buffer ETF December
XDEC
$202M
$276K 0.01%
7,411
– –
FTHI icon
964
First Trust Exchange-Traded Fund VI First Trust BuyWrite Income ETF
FTHI
$2.36B
$276K 0.01%
11,877
+788
+7% +$18.5K
UGI icon
965
UGI
UGI
$8B
$276K 0.01%
9,775
-406
-4% -$10.5K
AGNT
966
AGNT Inc
AGNT
$664M
$276K 0.01%
23,973
-2,125
-8% -$28K
CQP icon
967
Cheniere Energy
CQP
$31.8B
$274K 0.01%
5,161
+243
+5% +$12.7K
CRMD icon
968
CorMedix
CRMD
$617M
$273K 0.01%
33,693
-6,254
-16% -$62.5K
FNK icon
969
First Trust Mid Cap Value AlphaDEX Fund
FNK
$227M
$272K 0.01%
5,091
-63
-1% -$3.46K
GNTX icon
970
Gentex
GNTX
$4.88B
$272K 0.01%
9,462
-674
-7% -$20.2K
JCI icon
971
Johnson Controls International
JCI
$87.5B
$271K 0.01%
3,439
-1,359
-28% -$109K
IYE icon
972
iShares US Energy ETF
IYE
$1.74B
$271K 0.01%
5,948
-156
-3% -$7.48K
PAPR icon
973
Innovator US Equity Power Buffer ETF April
PAPR
$946M
$270K 0.01%
7,354
-50
-0.7% -$1.82K
AZN icon
974
AstraZeneca
AZN
$263B
$269K 0.01%
2,056
-255
-11% -$35.7K
INAB icon
975
IN8bio
INAB
$11.5M
$268K 0.01%
34,713
+6,337
+22% +$55.7K
37 38
39
40 41

Similar funds

U
Uber San Francisco, California $3.6B AUM 19.81% 1-Year Est. Return
SL
Siren LLC Greenwich, Connecticut $3.61B AUM 203.3% 1-Year Est. Return
WB
WesBanco Bank Wheeling, West Virginia $3.61B AUM 24.09% 1-Year Est. Return
SCM
Saba Capital Management New York $3.62B AUM 13% 1-Year Est. Return
BPS
BNDES Participacoes SA Rio De Janeiro, Brazil $3.58B AUM
VPC
Vestal Point Capital New York $3.58B AUM 189.12% 1-Year Est. Return
ACM
Advent Capital Management New York $3.63B AUM 0.29% 1-Year Est. Return
WWA
WCG Wealth Advisors Las Vegas, Nevada $3.57B AUM 18.63% 1-Year Est. Return

Sigma Planning Corp's Q4 2024 Portfolio in Review

As of Q4 2024, Sigma Planning Corp held 1,277 positions worth $3.18B, down 2.4% from $3.26B the previous quarter. Its ten largest holdings account for 27% of the portfolio.

Sigma Planning Corp withdrew a net $97.3M in Q4 2024, closing 115 positions and reducing 566 holdings. Its most notable exit was State Street SPDR EURO STOXX 50 ETF, an estimated $3.8M position sold in full.

By sector, the portfolio is most concentrated in Technology at 14% of assets, up from 13% a quarter earlier, followed by Consumer Discretionary and Financials.

Against the trend, Sigma Planning Corp opened a new position in LHA Market State Tactical Beta ETF worth $5.26M.

  • Sigma Planning Corp's largest Q4 2024 buy was LHA Market State Tactical Beta ETF: 155,539 shares worth $5.26M.
  • Sigma Planning Corp added most to First Trust SMID Cap Rising Dividend Achievers ETF in Q4 2024, an estimated $3.6M increase.
  • Sigma Planning Corp's biggest Q4 2024 reduction was FT Vest US Equity Buffer ETF December, cutting an estimated $16.3M.
  • Sigma Planning Corp fully exited State Street SPDR EURO STOXX 50 ETF in Q4 2024, selling an estimated $3.8M.
  • Sigma Planning Corp's ten largest holdings make up 27% of its $3.18B portfolio in Q4 2024.
  • Sigma Planning Corp opened 66 new positions and closed 115 in Q4 2024.
  • Sigma Planning Corp's portfolio value fell 2.4% quarter-over-quarter to $3.18B.

Based on Sigma Planning Corp's 13F filing for Q4 2024, filed 3 Feb 2025.