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SPC

Sigma Planning Corp Portfolio holdings

AUM $3.6B
1-Year Est. Return 24.57%
This Fund
S&P 500
This Quarter Est. Return
-4.66%
1 Year Est. Return
+24.57%
3 Year Est. Return
+69.88%
5 Year Est. Return
+82.98%
10 Year Est. Return
+301.75%
AUM
$2.62B
AUM Growth
-$254M
Cap. Flow
-$114M
Cap. Flow %
-4.33%
Top 10 Hldgs %
20.41%
Holding
1,363
New
75
Increased
591
Reduced
553
Closed
102

Top Buys

Rank Stock Value
1
SHY icon
iShares 1-3 Year Treasury Bond ETF
SHY
+$18.1M
2
PEP icon
PepsiCo
PEP
+$8.37M
3
IVV icon
iShares Core S&P 500 ETF
IVV
+$7.73M
4
PSTP icon
Innovator Power Buffer Step-Up Strategy ETF
PSTP
+$4.94M
5
BALT icon
Innovator Defined Wealth Shield ETF
BALT
+$4.86M

Top Sells

Rank Stock Value
1
GLD icon
SPDR Gold Trust
GLD
+$8.96M
2
UUP icon
Invesco DB US Dollar Index Bullish Fund
UUP
+$6.66M
3
FTGC icon
First Trust Global Tactical Commodity Strategy Fund
FTGC
+$6.62M
4
CDC icon
VictoryShares US EQ Income Enhanced Volatility Wtd ETF
CDC
+$6.14M
5
PSFF icon
Pacer Swan SOS Fund of Funds ETF
PSFF
+$4.28M

Sector Composition

Rank Sector Weight
1 Technology 9.92%
2 Healthcare 5.17%
3 Consumer Discretionary 4.8%
4 Financials 4.33%
5 Consumer Staples 3.54%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
VIS icon
951
Vanguard Industrials ETF
VIS
$8.23B
$298K 0.01%
1,891
-135
-7% -$23.5K
BCI icon
952
abrdn Bloomberg All Commodity Strategy K-1 Free ETF
BCI
$2.56B
$297K 0.01%
11,490
-1,564
-12% -$42.7K
OTIS icon
953
Otis Worldwide
OTIS
$27.4B
$297K 0.01%
4,658
-1,657
-26% -$121K
DFUV icon
954
Dimensional US Marketwide Value ETF
DFUV
$15.4B
$296K 0.01%
+10,013
New +$326K
ASH icon
955
Ashland
ASH
$3.04B
$295K 0.01%
3,109
-3,949
-56% -$402K
EDOW icon
956
First Trust Dow 30 Equal Weight ETF
EDOW
$308M
$294K 0.01%
11,844
-262
-2% -$7.3K
ICLR icon
957
Icon
ICLR
$12.8B
$294K 0.01%
1,601
-58
-3% -$12.6K
PDP icon
958
Invesco Dorsey Wright Momentum ETF
PDP
$1.5B
$293K 0.01%
4,333
-200
-4% -$14.6K
RPG icon
959
Invesco S&P 500 Pure Growth ETF
RPG
$2.04B
$291K 0.01%
10,050
+190
+2% +$6.08K
SPH icon
960
Suburban Propane Partners
SPH
$1.23B
$291K 0.01%
19,345
-106
-0.5% -$1.71K
BBBY
961
Bed Bath & Beyond
BBBY
$473M
$289K 0.01%
13,036
-1,288
-9% -$32.3K
PWB icon
962
Invesco Large Cap Growth ETF
PWB
$2.29B
$288K 0.01%
5,051
+58
+1% +$3.64K
SPLK
963
DELISTED
Splunk Inc
SPLK
$288K 0.01%
3,824
-54
-1% -$5.29K
BLE
964
DELISTED
BlackRock Municipal Income Trust II
BLE
$287K 0.01%
28,711
-706
-2% -$7.89K
ITB icon
965
iShares US Home Construction ETF
ITB
$2.41B
$285K 0.01%
5,470
-441
-7% -$25.4K
REGL icon
966
ProShares S&P MidCap 400 Dividend Aristocrats ETF
REGL
$1.77B
$285K 0.01%
+4,427
New +$311K
ALLY icon
967
Ally Financial
ALLY
$13.1B
$284K 0.01%
10,217
-334
-3% -$11.1K
COR icon
968
Cencora
COR
$60.3B
$284K 0.01%
2,095
+11
+0.5% +$1.58K
DY icon
969
Dycom Industries
DY
$12.9B
$283K 0.01%
2,960
+500
+20% +$52.3K
GCC icon
970
WisdomTree Enhanced Commodity Strategy Fund
GCC
$272M
$282K 0.01%
13,239
-767
-5% -$17.3K
ILCB icon
971
iShares Morningstar US Equity ETF
ILCB
$1.26B
$282K 0.01%
5,713
+4
+0.1% +$219
AEM icon
972
Agnico Eagle Mines
AEM
$72.6B
$281K 0.01%
6,647
-114
-2% -$4.89K
PDEC icon
973
Innovator US Equity Power Buffer ETF December
PDEC
$977M
$281K 0.01%
9,860
+330
+3% +$9.78K
TDTT icon
974
FlexShares iBoxx 3-Year Target Duration TIPS Index Fund
TDTT
$2.52B
$281K 0.01%
12,031
-95
-0.8% -$2.33K
DVOL icon
975
First Trust Dorsey Wright Momentum & Low Volatility ETF
DVOL
$73.9M
$278K 0.01%
11,616
-695
-6% -$18.1K
37 38
39
40 41

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SL
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WB
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SCM
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BPS
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VPC
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ACM
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WWA
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Sigma Planning Corp's Q3 2022 Portfolio in Review

As of Q3 2022, Sigma Planning Corp held 1,363 positions worth $2.62B, down 8.8% from $2.88B the previous quarter. Its ten largest holdings account for 20% of the portfolio.

Sigma Planning Corp withdrew a net $114M in Q3 2022, closing 102 positions and reducing 553 holdings. Its most notable exit was Pacer Swan SOS Fund of Funds ETF, an estimated $4.28M position sold in full.

By sector, the portfolio is most concentrated in Technology at 9.9% of assets, up from 9.7% a quarter earlier, followed by Healthcare and Consumer Discretionary.

Against the trend, Sigma Planning Corp opened a new position in iShares 1-3 Year Treasury Bond ETF worth $17.8M.

  • Sigma Planning Corp's largest Q3 2022 buy was iShares 1-3 Year Treasury Bond ETF: 219,466 shares worth $17.8M.
  • Sigma Planning Corp added most to iShares Core S&P 500 ETF in Q3 2022, an estimated $7.73M increase.
  • Sigma Planning Corp's biggest Q3 2022 reduction was SPDR Gold Trust, cutting an estimated $8.96M.
  • Sigma Planning Corp fully exited Pacer Swan SOS Fund of Funds ETF in Q3 2022, selling an estimated $4.28M.
  • Sigma Planning Corp's ten largest holdings make up 20% of its $2.62B portfolio in Q3 2022.
  • Sigma Planning Corp opened 75 new positions and closed 102 in Q3 2022.
  • Sigma Planning Corp's portfolio value fell 8.8% quarter-over-quarter to $2.62B.

Based on Sigma Planning Corp's 13F filing for Q3 2022, filed 10 Nov 2022.