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SPC

Sigma Planning Corp Portfolio holdings

AUM $3.6B
1-Year Est. Return 24.57%
This Fund
S&P 500
This Quarter Est. Return
+2.4%
1 Year Est. Return
+24.57%
3 Year Est. Return
+69.88%
5 Year Est. Return
+82.98%
10 Year Est. Return
+301.75%
AUM
$3.18B
AUM Growth
-$79.9M
Cap. Flow
-$97.3M
Cap. Flow %
-3.05%
Top 10 Hldgs %
27.03%
Holding
1,277
New
66
Increased
498
Reduced
566
Closed
115

Top Buys

Rank Stock Value
1
MSTB icon
LHA Market State Tactical Beta ETF
MSTB
+$5.36M
2
DUKQ
Ocean Park Domestic ETF
DUKQ
+$5.35M
3
SDVY icon
First Trust SMID Cap Rising Dividend Achievers ETF
SDVY
+$3.6M
4
MGOV icon
First Trust Intermediate Government Opportunities ETF
MGOV
+$2.91M
5
PSFF icon
Pacer Swan SOS Fund of Funds ETF
PSFF
+$2.77M

Top Sells

Rank Stock Value
1
FDEC icon
FT Vest US Equity Buffer ETF December
FDEC
+$16.3M
2
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$9.68M
3
JANW icon
AllianzIM U.S. Equity Buffer20 Jan ETF
JANW
+$7.37M
4
FIXD icon
First Trust Smith Opportunistic Fixed Income ETF
FIXD
+$4.97M
5
AMZN icon
Amazon
AMZN
+$4.83M

Sector Composition

Rank Sector Weight
1 Technology 14.13%
2 Consumer Discretionary 4.56%
3 Financials 4.27%
4 Healthcare 3.68%
5 Industrials 3.03%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
SNPS icon
926
Synopsys
SNPS
$71.5B
$299K 0.01%
617
-32
-5% -$16.7K
FREL icon
927
Fidelity MSCI Real Estate Index ETF
FREL
$1.53B
$299K 0.01%
11,069
-29,171
-72% -$835K
DDOG icon
928
Datadog
DDOG
$87.9B
$299K 0.01%
2,092
-3,553
-63% -$488K
PSEC icon
929
Prospect Capital
PSEC
$1.06B
$298K 0.01%
69,188
-1,344
-2% -$6.44K
NAPR icon
930
Innovator Growth-100 Power Buffer ETF April
NAPR
$208M
$298K 0.01%
5,907
-1,795
-23% -$89.3K
BROS icon
931
Dutch Bros
BROS
$8.78B
$297K 0.01%
+5,661
New +$250K
IDXX icon
932
Idexx Laboratories
IDXX
$42.9B
$296K 0.01%
715
-1,177
-62% -$516K
MNST icon
933
Monster Beverage
MNST
$91.4B
$295K 0.01%
5,618
-440
-7% -$23.3K
PMAR icon
934
Innovator US Equity Power Buffer ETF March
PMAR
$755M
$294K 0.01%
7,319
-50
-0.7% -$1.99K
DECK icon
935
Deckers Outdoor
DECK
$13.3B
$294K 0.01%
+1,447
New +$262K
RCKT icon
936
Rocket Pharmaceuticals
RCKT
$348M
$294K 0.01%
23,375
-1,500
-6% -$22.6K
SUSB icon
937
iShares ESG Aware 1-5 Year USD Corporate Bond ETF
SUSB
$1.29B
$293K 0.01%
11,863
+204
+2% +$5.07K
ITB icon
938
iShares US Home Construction ETF
ITB
$2.41B
$293K 0.01%
2,834
-6,641
-70% -$788K
DGT icon
939
State Street SPDR Global Dow ETF
DGT
$607M
$293K 0.01%
+2,216
New +$302K
WLK icon
940
Westlake Corp
WLK
$9.46B
$290K 0.01%
2,531
– –
AFSM icon
941
First Trust Active Factor Small Cap ETF
AFSM
$111M
$290K 0.01%
9,646
+601
+7% +$18.9K
CAG icon
942
Conagra Brands
CAG
$7.07B
$290K 0.01%
10,442
-992
-9% -$28.2K
LIT icon
943
Global X Lithium & Battery Tech ETF
LIT
$1.49B
$289K 0.01%
7,081
-497
-7% -$21.9K
RGNX icon
944
Regenxbio
RGNX
$623M
$288K 0.01%
37,310
-900
-2% -$8.45K
IIPR icon
945
Innovative Industrial Properties
IIPR
$1.78B
$288K 0.01%
4,324
-3,153
-42% -$355K
UVV icon
946
Universal Corp
UVV
$1.34B
$286K 0.01%
5,219
+646
+14% +$34.6K
EW icon
947
Edwards Lifesciences
EW
$47.6B
$286K 0.01%
3,864
-268
-6% -$18.8K
QQQH
948
NEOS Nasdaq-100 Hedged Equity Income ETF
QQQH
$375M
$285K 0.01%
5,464
-127
-2% -$6.6K
SBSW icon
949
Sibanye-Stillwater
SBSW
$5.92B
$285K 0.01%
86,249
-7,267
-8% -$30.6K
PBR icon
950
Petrobras
PBR
$121B
$284K 0.01%
22,116
-7,320
-25% -$102K
36 37
38
39 40

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Sigma Planning Corp's Q4 2024 Portfolio in Review

As of Q4 2024, Sigma Planning Corp held 1,277 positions worth $3.18B, down 2.4% from $3.26B the previous quarter. Its ten largest holdings account for 27% of the portfolio.

Sigma Planning Corp withdrew a net $97.3M in Q4 2024, closing 115 positions and reducing 566 holdings. Its most notable exit was State Street SPDR EURO STOXX 50 ETF, an estimated $3.8M position sold in full.

By sector, the portfolio is most concentrated in Technology at 14% of assets, up from 13% a quarter earlier, followed by Consumer Discretionary and Financials.

Against the trend, Sigma Planning Corp opened a new position in LHA Market State Tactical Beta ETF worth $5.26M.

  • Sigma Planning Corp's largest Q4 2024 buy was LHA Market State Tactical Beta ETF: 155,539 shares worth $5.26M.
  • Sigma Planning Corp added most to First Trust SMID Cap Rising Dividend Achievers ETF in Q4 2024, an estimated $3.6M increase.
  • Sigma Planning Corp's biggest Q4 2024 reduction was FT Vest US Equity Buffer ETF December, cutting an estimated $16.3M.
  • Sigma Planning Corp fully exited State Street SPDR EURO STOXX 50 ETF in Q4 2024, selling an estimated $3.8M.
  • Sigma Planning Corp's ten largest holdings make up 27% of its $3.18B portfolio in Q4 2024.
  • Sigma Planning Corp opened 66 new positions and closed 115 in Q4 2024.
  • Sigma Planning Corp's portfolio value fell 2.4% quarter-over-quarter to $3.18B.

Based on Sigma Planning Corp's 13F filing for Q4 2024, filed 3 Feb 2025.