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SPC

Sigma Planning Corp Portfolio holdings

AUM $3.6B
1-Year Est. Return 24.57%
This Fund
S&P 500
This Quarter Est. Return
+2.4%
1 Year Est. Return
+24.57%
3 Year Est. Return
+69.88%
5 Year Est. Return
+82.98%
10 Year Est. Return
+301.75%
AUM
$3.18B
AUM Growth
-$79.9M
Cap. Flow
-$97.3M
Cap. Flow %
-3.05%
Top 10 Hldgs %
27.03%
Holding
1,277
New
66
Increased
498
Reduced
566
Closed
115

Top Buys

Rank Stock Value
1
MSTB icon
LHA Market State Tactical Beta ETF
MSTB
+$5.36M
2
DUKQ
Ocean Park Domestic ETF
DUKQ
+$5.35M
3
SDVY icon
First Trust SMID Cap Rising Dividend Achievers ETF
SDVY
+$3.6M
4
MGOV icon
First Trust Intermediate Government Opportunities ETF
MGOV
+$2.91M
5
PSFF icon
Pacer Swan SOS Fund of Funds ETF
PSFF
+$2.77M

Top Sells

Rank Stock Value
1
FDEC icon
FT Vest US Equity Buffer ETF December
FDEC
+$16.3M
2
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$9.68M
3
JANW icon
AllianzIM U.S. Equity Buffer20 Jan ETF
JANW
+$7.37M
4
FIXD icon
First Trust Smith Opportunistic Fixed Income ETF
FIXD
+$4.97M
5
AMZN icon
Amazon
AMZN
+$4.83M

Sector Composition

Rank Sector Weight
1 Technology 14.13%
2 Consumer Discretionary 4.56%
3 Financials 4.27%
4 Healthcare 3.68%
5 Industrials 3.03%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
LQDH icon
901
iShares Interest Rate Hedged Corporate Bond ETF
LQDH
$503M
$321K 0.01%
3,463
-200
-5% -$18.6K
WY icon
902
Weyerhaeuser
WY
$17.3B
$319K 0.01%
11,345
-49
-0.4% -$1.53K
IAGG icon
903
iShares Core International Aggregate Bond Fund
IAGG
$10.6B
$319K 0.01%
+6,392
New +$330K
EEM icon
904
iShares MSCI Emerging Markets ETF
EEM
$28.5B
$315K 0.01%
7,541
+6
+0.1% +$266
ONB icon
905
Old National Bancorp
ONB
$10.1B
$315K 0.01%
+14,522
New +$302K
WTV icon
906
WisdomTree US Value Fund
WTV
$3.11B
$315K 0.01%
3,769
-234
-6% -$19.7K
VOOV icon
907
Vanguard S&P 500 Value ETF
VOOV
$6.58B
$314K 0.01%
1,701
+620
+57% +$119K
UNM icon
908
Unum
UNM
$13.8B
$313K 0.01%
4,293
-94
-2% -$6.48K
BTI icon
909
British American Tobacco
BTI
$132B
$312K 0.01%
8,593
-69
-0.8% -$2.49K
SJM icon
910
J.M. Smucker
SJM
$12.6B
$312K 0.01%
2,833
-1,282
-31% -$147K
XTWO icon
911
BondBloxx Bloomberg Two Year Target Duration US Treasury ETF
XTWO
$184M
$311K 0.01%
6,342
-2,341
-27% -$115K
IBKR icon
912
Interactive Brokers
IBKR
$40.9B
$310K 0.01%
7,020
+568
+9% +$23.9K
AMCR icon
913
Amcor
AMCR
$20.6B
$310K 0.01%
6,589
-818
-11% -$42.7K
SNOW icon
914
Snowflake
SNOW
$92.9B
$308K 0.01%
1,992
-1,495
-43% -$211K
APA icon
915
APA Corp
APA
$12.8B
$306K 0.01%
13,267
+33
+0.2% +$771
BHVN icon
916
Biohaven
BHVN
$2.16B
$306K 0.01%
8,201
-3
-0% -$140
VFMO icon
917
Vanguard US Momentum Factor ETF
VFMO
$1.8B
$306K 0.01%
+1,860
New +$314K
PWB icon
918
Invesco Large Cap Growth ETF
PWB
$2.29B
$306K 0.01%
3,004
-464
-13% -$47.7K
IMCB icon
919
iShares Morningstar Mid-Cap ETF
IMCB
$1.64B
$305K 0.01%
4,005
-162
-4% -$12.7K
PSL icon
920
Invesco Dorsey Wright Consumer Staples Momentum ETF
PSL
$83.4M
$305K 0.01%
2,904
-34
-1% -$3.57K
ALB icon
921
Albemarle
ALB
$13.5B
$304K 0.01%
3,536
-549
-13% -$54.7K
SPEM icon
922
State Street SPDR Portfolio Emerging Markets ETF
SPEM
$17B
$302K 0.01%
7,873
-2,463
-24% -$99.1K
TTE icon
923
TotalEnergies
TTE
$193B
$302K 0.01%
5,536
-974
-15% -$59.2K
LONZ icon
924
PIMCO Senior Loan Active Exchange-Traded Fund
LONZ
$579M
$302K 0.01%
+5,901
New +$303K
AR icon
925
Antero Resources
AR
$10.9B
$302K 0.01%
8,602
+28
+0.3% +$848
35 36
37
38 39

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Sigma Planning Corp's Q4 2024 Portfolio in Review

As of Q4 2024, Sigma Planning Corp held 1,277 positions worth $3.18B, down 2.4% from $3.26B the previous quarter. Its ten largest holdings account for 27% of the portfolio.

Sigma Planning Corp withdrew a net $97.3M in Q4 2024, closing 115 positions and reducing 566 holdings. Its most notable exit was State Street SPDR EURO STOXX 50 ETF, an estimated $3.8M position sold in full.

By sector, the portfolio is most concentrated in Technology at 14% of assets, up from 13% a quarter earlier, followed by Consumer Discretionary and Financials.

Against the trend, Sigma Planning Corp opened a new position in LHA Market State Tactical Beta ETF worth $5.26M.

  • Sigma Planning Corp's largest Q4 2024 buy was LHA Market State Tactical Beta ETF: 155,539 shares worth $5.26M.
  • Sigma Planning Corp added most to First Trust SMID Cap Rising Dividend Achievers ETF in Q4 2024, an estimated $3.6M increase.
  • Sigma Planning Corp's biggest Q4 2024 reduction was FT Vest US Equity Buffer ETF December, cutting an estimated $16.3M.
  • Sigma Planning Corp fully exited State Street SPDR EURO STOXX 50 ETF in Q4 2024, selling an estimated $3.8M.
  • Sigma Planning Corp's ten largest holdings make up 27% of its $3.18B portfolio in Q4 2024.
  • Sigma Planning Corp opened 66 new positions and closed 115 in Q4 2024.
  • Sigma Planning Corp's portfolio value fell 2.4% quarter-over-quarter to $3.18B.

Based on Sigma Planning Corp's 13F filing for Q4 2024, filed 3 Feb 2025.