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SPC

Sigma Planning Corp Portfolio holdings

AUM $3.6B
1-Year Est. Return 24.57%
This Fund
S&P 500
This Quarter Est. Return
-4.66%
1 Year Est. Return
+24.57%
3 Year Est. Return
+69.88%
5 Year Est. Return
+82.98%
10 Year Est. Return
+301.75%
AUM
$2.62B
AUM Growth
-$254M
Cap. Flow
-$114M
Cap. Flow %
-4.33%
Top 10 Hldgs %
20.41%
Holding
1,363
New
75
Increased
591
Reduced
553
Closed
102

Top Buys

Rank Stock Value
1
SHY icon
iShares 1-3 Year Treasury Bond ETF
SHY
+$18.1M
2
PEP icon
PepsiCo
PEP
+$8.37M
3
IVV icon
iShares Core S&P 500 ETF
IVV
+$7.73M
4
PSTP icon
Innovator Power Buffer Step-Up Strategy ETF
PSTP
+$4.94M
5
BALT icon
Innovator Defined Wealth Shield ETF
BALT
+$4.86M

Top Sells

Rank Stock Value
1
GLD icon
SPDR Gold Trust
GLD
+$8.96M
2
UUP icon
Invesco DB US Dollar Index Bullish Fund
UUP
+$6.66M
3
FTGC icon
First Trust Global Tactical Commodity Strategy Fund
FTGC
+$6.62M
4
CDC icon
VictoryShares US EQ Income Enhanced Volatility Wtd ETF
CDC
+$6.14M
5
PSFF icon
Pacer Swan SOS Fund of Funds ETF
PSFF
+$4.28M

Sector Composition

Rank Sector Weight
1 Technology 9.92%
2 Healthcare 5.17%
3 Consumer Discretionary 4.8%
4 Financials 4.33%
5 Consumer Staples 3.54%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
ALTL icon
901
Pacer Lunt Large Cap Alternator ETF
ALTL
$92.8M
$340K 0.01%
9,495
+3,319
+54% +$137K
MRSH
902
Marsh
MRSH
$86.3B
$340K 0.01%
2,275
+4
+0.2% +$642
REGN icon
903
Regeneron Pharmaceuticals
REGN
$68.8B
$340K 0.01%
493
-53
-10% -$33.4K
SPYG icon
904
State Street SPDR Portfolio S&P 500 Growth ETF
SPYG
$50.7B
$339K 0.01%
6,765
-407
-6% -$22.9K
NMAI icon
905
Nuveen Multi-Asset Income Fund
NMAI
$460M
$337K 0.01%
29,596
-6,126
-17% -$81.9K
BUFF icon
906
Innovator Laddered Allocation Power Buffer ETF
BUFF
$895M
$335K 0.01%
10,318
+100
+1% +$3.41K
PSA icon
907
Public Storage
PSA
$60.2B
$334K 0.01%
1,141
+197
+21% +$64.1K
FXD icon
908
First Trust Consumer Discretionary AlphaDEX Fund
FXD
$263M
$333K 0.01%
7,731
-11,150
-59% -$537K
CCJ icon
909
Cameco
CCJ
$38.3B
$331K 0.01%
+12,471
New +$319K
CHTR icon
910
Charter Communications
CHTR
$14.7B
$331K 0.01%
1,091
-25
-2% -$10.7K
DIN icon
911
Dine Brands
DIN
$432M
$331K 0.01%
5,209
-17
-0.3% -$1.18K
CHW
912
Calamos Global Dynamic Income Fund
CHW
$544M
$330K 0.01%
54,401
+30
+0.1% +$214
JBHT icon
913
JB Hunt Transport Services
JBHT
$27.1B
$330K 0.01%
2,110
+95
+5% +$16.6K
UFOX
914
Defiance Space and Connective Tech ETF
UFOX
$851M
$330K 0.01%
11,557
-2,844
-20% -$93.6K
FLBL icon
915
Franklin Senior Loan ETF
FLBL
$852M
$328K 0.01%
14,251
-49,091
-78% -$1.16M
DFUS
916
Dimensional US Equity ETF
DFUS
$20.7B
$327K 0.01%
8,419
+1
+0% +$43
SCHO icon
917
Schwab Short-Term US Treasury ETF
SCHO
$12.7B
$326K 0.01%
+13,514
New +$331K
TWLO icon
918
Twilio
TWLO
$29.1B
$325K 0.01%
4,700
-229
-5% -$18.3K
JMST icon
919
JPMorgan Ultra-Short Municipal Income ETF
JMST
$7.11B
$324K 0.01%
+6,448
New +$326K
MC icon
920
Moelis & Co
MC
$4.98B
$324K 0.01%
9,572
-1,330
-12% -$55.7K
SECT icon
921
Main Sector Rotation ETF
SECT
$2.75B
$323K 0.01%
9,084
-9,816
-52% -$377K
BNDC icon
922
FlexShares Core Select Bond Fund
BNDC
$167M
$321K 0.01%
14,745
+60
+0.4% +$1.37K
IBHC
923
DELISTED
iShares iBonds 2023 Term High Yield and Income ETF
IBHC
$321K 0.01%
+13,756
New +$323K
BAX icon
924
Baxter International
BAX
$11.6B
$317K 0.01%
5,888
-26
-0.4% -$1.56K
MIY icon
925
BlackRock MuniYield Michigan Quality Fund
MIY
$354M
$316K 0.01%
25,525
-12,551
-33% -$168K
35 36
37
38 39

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WB
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SCM
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BPS
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VPC
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ACM
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WWA
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Sigma Planning Corp's Q3 2022 Portfolio in Review

As of Q3 2022, Sigma Planning Corp held 1,363 positions worth $2.62B, down 8.8% from $2.88B the previous quarter. Its ten largest holdings account for 20% of the portfolio.

Sigma Planning Corp withdrew a net $114M in Q3 2022, closing 102 positions and reducing 553 holdings. Its most notable exit was Pacer Swan SOS Fund of Funds ETF, an estimated $4.28M position sold in full.

By sector, the portfolio is most concentrated in Technology at 9.9% of assets, up from 9.7% a quarter earlier, followed by Healthcare and Consumer Discretionary.

Against the trend, Sigma Planning Corp opened a new position in iShares 1-3 Year Treasury Bond ETF worth $17.8M.

  • Sigma Planning Corp's largest Q3 2022 buy was iShares 1-3 Year Treasury Bond ETF: 219,466 shares worth $17.8M.
  • Sigma Planning Corp added most to iShares Core S&P 500 ETF in Q3 2022, an estimated $7.73M increase.
  • Sigma Planning Corp's biggest Q3 2022 reduction was SPDR Gold Trust, cutting an estimated $8.96M.
  • Sigma Planning Corp fully exited Pacer Swan SOS Fund of Funds ETF in Q3 2022, selling an estimated $4.28M.
  • Sigma Planning Corp's ten largest holdings make up 20% of its $2.62B portfolio in Q3 2022.
  • Sigma Planning Corp opened 75 new positions and closed 102 in Q3 2022.
  • Sigma Planning Corp's portfolio value fell 8.8% quarter-over-quarter to $2.62B.

Based on Sigma Planning Corp's 13F filing for Q3 2022, filed 10 Nov 2022.