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SPC

Sigma Planning Corp Portfolio holdings

AUM $3.6B
1-Year Est. Return 24.57%
This Fund
S&P 500
This Quarter Est. Return
+2.4%
1 Year Est. Return
+24.57%
3 Year Est. Return
+69.88%
5 Year Est. Return
+82.98%
10 Year Est. Return
+301.75%
AUM
$3.18B
AUM Growth
-$79.9M
Cap. Flow
-$97.3M
Cap. Flow %
-3.05%
Top 10 Hldgs %
27.03%
Holding
1,277
New
66
Increased
498
Reduced
566
Closed
115

Top Buys

Rank Stock Value
1
MSTB icon
LHA Market State Tactical Beta ETF
MSTB
+$5.36M
2
DUKQ
Ocean Park Domestic ETF
DUKQ
+$5.35M
3
SDVY icon
First Trust SMID Cap Rising Dividend Achievers ETF
SDVY
+$3.6M
4
MGOV icon
First Trust Intermediate Government Opportunities ETF
MGOV
+$2.91M
5
PSFF icon
Pacer Swan SOS Fund of Funds ETF
PSFF
+$2.77M

Top Sells

Rank Stock Value
1
FDEC icon
FT Vest US Equity Buffer ETF December
FDEC
+$16.3M
2
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$9.68M
3
JANW icon
AllianzIM U.S. Equity Buffer20 Jan ETF
JANW
+$7.37M
4
FIXD icon
First Trust Smith Opportunistic Fixed Income ETF
FIXD
+$4.97M
5
AMZN icon
Amazon
AMZN
+$4.83M

Sector Composition

Rank Sector Weight
1 Technology 14.13%
2 Consumer Discretionary 4.56%
3 Financials 4.27%
4 Healthcare 3.68%
5 Industrials 3.03%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
SPYX icon
876
State Street SPDR S&P 500 Fossil Fuel Reserves Free ETF
SPYX
$2.72B
$349K 0.01%
7,249
-93
-1% -$4.5K
LW icon
877
Lamb Weston
LW
$7.3B
$349K 0.01%
5,221
– –
SILJ icon
878
Amplify Junior Silver Miners ETF
SILJ
$3.29B
$349K 0.01%
35,113
-730
-2% -$9.16K
IGPT icon
879
Invesco AI and Next Gen Software ETF
IGPT
$1.16B
$349K 0.01%
7,707
-637
-8% -$29.7K
CCS icon
880
Century Communities
CCS
$2.03B
$347K 0.01%
4,725
+100
+2% +$8.91K
XVV icon
881
iShares ESG Screened S&P 500 ETF
XVV
$640M
$346K 0.01%
7,647
+33
+0.4% +$1.5K
PNOV icon
882
Innovator US Equity Power Buffer ETF November
PNOV
$880M
$346K 0.01%
9,130
-370
-4% -$13.9K
PRFZ icon
883
Invesco FTSE RAFI US 1500 Small-Mid ETF
PRFZ
$2.77B
$345K 0.01%
8,280
+31
+0.4% +$1.33K
IRM icon
884
Iron Mountain
IRM
$37.8B
$344K 0.01%
3,272
-1,329
-29% -$156K
RUM icon
885
RUM Group Inc
RUM
$1.67B
$343K 0.01%
26,332
+3,985
+18% +$28.3K
CGMU icon
886
Capital Group Municipal Income ETF
CGMU
$6.39B
$341K 0.01%
12,676
+658
+5% +$17.9K
APLE icon
887
Apple Hospitality REIT
APLE
$3.98B
$341K 0.01%
22,192
-741
-3% -$11.5K
AIQ icon
888
Global X Artificial Intelligence & Technology ETF
AIQ
$9.26B
$340K 0.01%
+8,812
New +$339K
HLT icon
889
Hilton Worldwide
HLT
$75.3B
$340K 0.01%
1,374
+150
+12% +$36.7K
MDYG icon
890
State Street SPDR S&P 400 Mid Cap Growth ETF
MDYG
$2.85B
$339K 0.01%
3,899
+19
+0.5% +$1.71K
INFL icon
891
Horizon Kinetics Inflation Beneficiaries ETF
INFL
$1.49B
$338K 0.01%
8,881
+3,262
+58% +$130K
HII icon
892
Huntington Ingalls Industries
HII
$11.4B
$336K 0.01%
1,779
+517
+41% +$112K
SBLK icon
893
Star Bulk Carriers
SBLK
$3.02B
$336K 0.01%
22,482
+1,060
+5% +$19.7K
OXLC
894
Oxford Lane Capital
OXLC
$824M
$334K 0.01%
13,172
-689
-5% -$18K
FTI icon
895
TechnipFMC
FTI
$29.9B
$334K 0.01%
11,527
+363
+3% +$10.3K
HPQ icon
896
HP
HPQ
$24.3B
$333K 0.01%
10,221
-72
-0.7% -$2.59K
BOTZ icon
897
Global X Robotics & Artificial Intelligence ETF
BOTZ
$3.2B
$333K 0.01%
10,437
-376
-3% -$12.3K
GGN
898
GAMCO Global Gold, Natural Resources & Income Trust
GGN
$762M
$329K 0.01%
87,368
+1,040
+1% +$4.35K
FEX icon
899
First Trust Large Cap Core AlphaDEX Fund
FEX
$1.58B
$329K 0.01%
3,152
-146
-4% -$15.7K
STLD icon
900
Steel Dynamics
STLD
$36.1B
$322K 0.01%
2,822
+459
+19% +$61K
34 35
36
37 38

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SCM
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WWA
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Sigma Planning Corp's Q4 2024 Portfolio in Review

As of Q4 2024, Sigma Planning Corp held 1,277 positions worth $3.18B, down 2.4% from $3.26B the previous quarter. Its ten largest holdings account for 27% of the portfolio.

Sigma Planning Corp withdrew a net $97.3M in Q4 2024, closing 115 positions and reducing 566 holdings. Its most notable exit was State Street SPDR EURO STOXX 50 ETF, an estimated $3.8M position sold in full.

By sector, the portfolio is most concentrated in Technology at 14% of assets, up from 13% a quarter earlier, followed by Consumer Discretionary and Financials.

Against the trend, Sigma Planning Corp opened a new position in LHA Market State Tactical Beta ETF worth $5.26M.

  • Sigma Planning Corp's largest Q4 2024 buy was LHA Market State Tactical Beta ETF: 155,539 shares worth $5.26M.
  • Sigma Planning Corp added most to First Trust SMID Cap Rising Dividend Achievers ETF in Q4 2024, an estimated $3.6M increase.
  • Sigma Planning Corp's biggest Q4 2024 reduction was FT Vest US Equity Buffer ETF December, cutting an estimated $16.3M.
  • Sigma Planning Corp fully exited State Street SPDR EURO STOXX 50 ETF in Q4 2024, selling an estimated $3.8M.
  • Sigma Planning Corp's ten largest holdings make up 27% of its $3.18B portfolio in Q4 2024.
  • Sigma Planning Corp opened 66 new positions and closed 115 in Q4 2024.
  • Sigma Planning Corp's portfolio value fell 2.4% quarter-over-quarter to $3.18B.

Based on Sigma Planning Corp's 13F filing for Q4 2024, filed 3 Feb 2025.