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SPC

Sigma Planning Corp Portfolio holdings

AUM $3.6B
1-Year Est. Return 24.57%
This Fund
S&P 500
This Quarter Est. Return
-4.66%
1 Year Est. Return
+24.57%
3 Year Est. Return
+69.88%
5 Year Est. Return
+82.98%
10 Year Est. Return
+301.75%
AUM
$2.62B
AUM Growth
-$254M
Cap. Flow
-$114M
Cap. Flow %
-4.33%
Top 10 Hldgs %
20.41%
Holding
1,363
New
75
Increased
591
Reduced
553
Closed
102

Top Buys

Rank Stock Value
1
SHY icon
iShares 1-3 Year Treasury Bond ETF
SHY
+$18.1M
2
PEP icon
PepsiCo
PEP
+$8.37M
3
IVV icon
iShares Core S&P 500 ETF
IVV
+$7.73M
4
PSTP icon
Innovator Power Buffer Step-Up Strategy ETF
PSTP
+$4.94M
5
BALT icon
Innovator Defined Wealth Shield ETF
BALT
+$4.86M

Top Sells

Rank Stock Value
1
GLD icon
SPDR Gold Trust
GLD
+$8.96M
2
UUP icon
Invesco DB US Dollar Index Bullish Fund
UUP
+$6.66M
3
FTGC icon
First Trust Global Tactical Commodity Strategy Fund
FTGC
+$6.62M
4
CDC icon
VictoryShares US EQ Income Enhanced Volatility Wtd ETF
CDC
+$6.14M
5
PSFF icon
Pacer Swan SOS Fund of Funds ETF
PSFF
+$4.28M

Sector Composition

Rank Sector Weight
1 Technology 9.92%
2 Healthcare 5.17%
3 Consumer Discretionary 4.8%
4 Financials 4.33%
5 Consumer Staples 3.54%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
VT icon
876
Vanguard Total World Stock ETF
VT
$76.3B
$360K 0.01%
4,564
-3,428
-43% -$301K
LEG icon
877
Leggett & Platt
LEG
$1.52B
$358K 0.01%
10,791
+647
+6% +$24.6K
NEA icon
878
Nuveen AMT-Free Quality Municipal Income Fund
NEA
$3.36B
$358K 0.01%
33,802
-674
-2% -$8.1K
FDLO icon
879
Fidelity Low Volatility Factor ETF
FDLO
$1.4B
$357K 0.01%
8,509
+2,088
+33% +$96.1K
BFH icon
880
PUT
Bread Financial
BFH
$4.21B
$355K 0.01%
+11,300
New +$443K
LAC
881
DELISTED
Lithium Americas Corp. Common Shares
LAC
$355K 0.01%
+13,523
New +$360K
PAYC icon
882
Paycom
PAYC
$6.78B
$354K 0.01%
+1,072
New +$369K
XIFR
883
XPLR Infrastructure LP
XIFR
$1.18B
$354K 0.01%
4,894
+152
+3% +$12.2K
BOUT icon
884
CapForce IBD Breakout Opportunities ETF
BOUT
$16.2M
$353K 0.01%
12,594
+884
+8% +$27.4K
RBLX icon
885
Roblox
RBLX
$34B
$353K 0.01%
9,839
-718
-7% -$29.7K
INTU icon
886
Intuit
INTU
$81.1B
$351K 0.01%
905
+52
+6% +$22.5K
XYLD icon
887
Global X S&P 500 Covered Call ETF
XYLD
$3.2B
$351K 0.01%
9,197
+895
+11% +$37.9K
OLED icon
888
PUT
Universal Display
OLED
$3.71B
$349K 0.01%
+3,700
New +$410K
CNC icon
889
Centene
CNC
$31.3B
$345K 0.01%
4,432
+234
+6% +$20.9K
EL icon
890
Estee Lauder
EL
$29B
$344K 0.01%
1,591
-13
-0.8% -$3.32K
FINX icon
891
Global X FinTech ETF
FINX
$168M
$344K 0.01%
16,939
-446
-3% -$10.5K
FLRN icon
892
State Street SPDR Bloomberg Investment Grade Floating Rate ETF
FLRN
$3.11B
$344K 0.01%
11,363
-329
-3% -$9.97K
IDXX icon
893
Idexx Laboratories
IDXX
$42.9B
$344K 0.01%
1,056
+11
+1% +$4.04K
PEG icon
894
Public Service Enterprise Group
PEG
$39.8B
$343K 0.01%
6,093
+17
+0.3% +$1.09K
QQQH
895
NEOS Nasdaq-100 Hedged Equity Income ETF
QQQH
$375M
$343K 0.01%
8,834
+1,133
+15% +$45.5K
FBC
896
DELISTED
Flagstar Bancorp, Inc. New
FBC
$343K 0.01%
10,260
+244
+2% +$9.32K
BSX icon
897
Boston Scientific
BSX
$65.8B
$341K 0.01%
8,797
+761
+9% +$30.5K
GNW icon
898
Genworth Financial
GNW
$3.8B
$341K 0.01%
97,305
-16,111
-14% -$65K
LPX icon
899
Louisiana-Pacific
LPX
$5.2B
$341K 0.01%
6,655
-845
-11% -$48K
STX icon
900
Seagate
STX
$193B
$341K 0.01%
6,404
-205
-3% -$14.8K
34 35
36
37 38

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SL
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WB
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SCM
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BPS
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VPC
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ACM
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WWA
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Sigma Planning Corp's Q3 2022 Portfolio in Review

As of Q3 2022, Sigma Planning Corp held 1,363 positions worth $2.62B, down 8.8% from $2.88B the previous quarter. Its ten largest holdings account for 20% of the portfolio.

Sigma Planning Corp withdrew a net $114M in Q3 2022, closing 102 positions and reducing 553 holdings. Its most notable exit was Pacer Swan SOS Fund of Funds ETF, an estimated $4.28M position sold in full.

By sector, the portfolio is most concentrated in Technology at 9.9% of assets, up from 9.7% a quarter earlier, followed by Healthcare and Consumer Discretionary.

Against the trend, Sigma Planning Corp opened a new position in iShares 1-3 Year Treasury Bond ETF worth $17.8M.

  • Sigma Planning Corp's largest Q3 2022 buy was iShares 1-3 Year Treasury Bond ETF: 219,466 shares worth $17.8M.
  • Sigma Planning Corp added most to iShares Core S&P 500 ETF in Q3 2022, an estimated $7.73M increase.
  • Sigma Planning Corp's biggest Q3 2022 reduction was SPDR Gold Trust, cutting an estimated $8.96M.
  • Sigma Planning Corp fully exited Pacer Swan SOS Fund of Funds ETF in Q3 2022, selling an estimated $4.28M.
  • Sigma Planning Corp's ten largest holdings make up 20% of its $2.62B portfolio in Q3 2022.
  • Sigma Planning Corp opened 75 new positions and closed 102 in Q3 2022.
  • Sigma Planning Corp's portfolio value fell 8.8% quarter-over-quarter to $2.62B.

Based on Sigma Planning Corp's 13F filing for Q3 2022, filed 10 Nov 2022.