We are live on ! Find out more
SPC

Sigma Planning Corp Portfolio holdings

AUM $3.6B
1-Year Est. Return 24.57%
This Fund
S&P 500
This Quarter Est. Return
+2.4%
1 Year Est. Return
+24.57%
3 Year Est. Return
+69.88%
5 Year Est. Return
+82.98%
10 Year Est. Return
+301.75%
AUM
$3.18B
AUM Growth
-$79.9M
Cap. Flow
-$97.3M
Cap. Flow %
-3.05%
Top 10 Hldgs %
27.03%
Holding
1,277
New
66
Increased
498
Reduced
566
Closed
115

Top Buys

Rank Stock Value
1
MSTB icon
LHA Market State Tactical Beta ETF
MSTB
+$5.36M
2
DUKQ
Ocean Park Domestic ETF
DUKQ
+$5.35M
3
SDVY icon
First Trust SMID Cap Rising Dividend Achievers ETF
SDVY
+$3.6M
4
MGOV icon
First Trust Intermediate Government Opportunities ETF
MGOV
+$2.91M
5
PSFF icon
Pacer Swan SOS Fund of Funds ETF
PSFF
+$2.77M

Top Sells

Rank Stock Value
1
FDEC icon
FT Vest US Equity Buffer ETF December
FDEC
+$16.3M
2
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$9.68M
3
JANW icon
AllianzIM U.S. Equity Buffer20 Jan ETF
JANW
+$7.37M
4
FIXD icon
First Trust Smith Opportunistic Fixed Income ETF
FIXD
+$4.97M
5
AMZN icon
Amazon
AMZN
+$4.83M

Sector Composition

Rank Sector Weight
1 Technology 14.13%
2 Consumer Discretionary 4.56%
3 Financials 4.27%
4 Healthcare 3.68%
5 Industrials 3.03%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
YMAR icon
851
FT Vest International Equity Moderate Buffer ETF March
YMAR
$160M
$371K 0.01%
16,291
+1,612
+11% +$37.6K
TAXF icon
852
American Century Diversified Municipal Bond ETF
TAXF
$685M
$371K 0.01%
7,394
+82
+1% +$4.16K
YJUN icon
853
FT Vest International Equity Buffer ETF June
YJUN
$138M
$370K 0.01%
17,139
+1,764
+11% +$39.1K
HMOP icon
854
Hartford Municipal Opportunities ETF
HMOP
$781M
$370K 0.01%
9,566
+71
+0.7% +$2.77K
HUM icon
855
Humana
HUM
$45.9B
$369K 0.01%
1,456
+800
+122% +$215K
IONQ icon
856
IonQ
IONQ
$13.4B
$369K 0.01%
+8,837
New +$222K
MPLX icon
857
MPLX
MPLX
$59.7B
$368K 0.01%
7,690
+1,171
+18% +$54.5K
TXT icon
858
Textron
TXT
$16.8B
$366K 0.01%
4,790
-1,309
-21% -$110K
LNT icon
859
Alliant Energy
LNT
$19.3B
$366K 0.01%
6,188
+12
+0.2% +$725
IAI icon
860
iShares US Broker-Dealers & Securities Exchanges ETF
IAI
$1.38B
$366K 0.01%
2,537
+3
+0.1% +$428
AVUS icon
861
Avantis US Equity ETF
AVUS
$13.9B
$365K 0.01%
+3,768
New +$370K
VFLO icon
862
VictoryShares Free Cash Flow ETF
VFLO
$8.7B
$362K 0.01%
10,620
+3,539
+50% +$123K
HYS icon
863
PIMCO 0-5 Year High Yield Corporate Bond Index Exchange-Traded Fund
HYS
$1.74B
$361K 0.01%
3,855
-90
-2% -$8.51K
EMB icon
864
iShares JPMorgan USD Emerging Markets Bond ETF
EMB
$15B
$360K 0.01%
4,046
-838
-17% -$76.5K
USB icon
865
US Bancorp
USB
$99.7B
$360K 0.01%
7,530
-825
-10% -$40.6K
ULTA icon
866
Ulta Beauty
ULTA
$20.5B
$359K 0.01%
826
-333
-29% -$129K
QSR icon
867
Restaurant Brands International
QSR
$25.4B
$358K 0.01%
5,485
-1,648
-23% -$114K
WSM icon
868
Williams-Sonoma
WSM
$27.1B
$357K 0.01%
1,926
-10
-0.5% -$1.59K
VLUE icon
869
iShares MSCI USA Value Factor ETF
VLUE
$9.28B
$357K 0.01%
3,376
+16
+0.5% +$1.76K
QDEC icon
870
FT Vest Growth-100 Buffer ETF December
QDEC
$682M
$356K 0.01%
12,929
+2,015
+18% +$54.9K
LDOS icon
871
Leidos
LDOS
$14.3B
$356K 0.01%
2,471
+462
+23% +$76.9K
IEI icon
872
iShares 3-7 Year Treasury Bond ETF
IEI
$18.1B
$354K 0.01%
3,068
-203
-6% -$23.7K
SPYD icon
873
State Street SPDR Portfolio S&P 500 High Dividend ETF
SPYD
$7.68B
$352K 0.01%
8,152
+8
+0.1% +$363
PNC icon
874
PNC Financial Services
PNC
$100B
$352K 0.01%
1,825
-2,462
-57% -$484K
DON icon
875
WisdomTree US MidCap Dividend Fund
DON
$4.05B
$350K 0.01%
6,871
-287
-4% -$15.1K
33 34
35
36 37

Similar funds

U
Uber San Francisco, California $3.6B AUM 19.81% 1-Year Est. Return
SL
Siren LLC Greenwich, Connecticut $3.61B AUM 203.3% 1-Year Est. Return
WB
WesBanco Bank Wheeling, West Virginia $3.61B AUM 24.09% 1-Year Est. Return
SCM
Saba Capital Management New York $3.62B AUM 13% 1-Year Est. Return
BPS
BNDES Participacoes SA Rio De Janeiro, Brazil $3.58B AUM
VPC
Vestal Point Capital New York $3.58B AUM 189.12% 1-Year Est. Return
ACM
Advent Capital Management New York $3.63B AUM 0.29% 1-Year Est. Return
WWA
WCG Wealth Advisors Las Vegas, Nevada $3.57B AUM 18.63% 1-Year Est. Return

Sigma Planning Corp's Q4 2024 Portfolio in Review

As of Q4 2024, Sigma Planning Corp held 1,277 positions worth $3.18B, down 2.4% from $3.26B the previous quarter. Its ten largest holdings account for 27% of the portfolio.

Sigma Planning Corp withdrew a net $97.3M in Q4 2024, closing 115 positions and reducing 566 holdings. Its most notable exit was State Street SPDR EURO STOXX 50 ETF, an estimated $3.8M position sold in full.

By sector, the portfolio is most concentrated in Technology at 14% of assets, up from 13% a quarter earlier, followed by Consumer Discretionary and Financials.

Against the trend, Sigma Planning Corp opened a new position in LHA Market State Tactical Beta ETF worth $5.26M.

  • Sigma Planning Corp's largest Q4 2024 buy was LHA Market State Tactical Beta ETF: 155,539 shares worth $5.26M.
  • Sigma Planning Corp added most to First Trust SMID Cap Rising Dividend Achievers ETF in Q4 2024, an estimated $3.6M increase.
  • Sigma Planning Corp's biggest Q4 2024 reduction was FT Vest US Equity Buffer ETF December, cutting an estimated $16.3M.
  • Sigma Planning Corp fully exited State Street SPDR EURO STOXX 50 ETF in Q4 2024, selling an estimated $3.8M.
  • Sigma Planning Corp's ten largest holdings make up 27% of its $3.18B portfolio in Q4 2024.
  • Sigma Planning Corp opened 66 new positions and closed 115 in Q4 2024.
  • Sigma Planning Corp's portfolio value fell 2.4% quarter-over-quarter to $3.18B.

Based on Sigma Planning Corp's 13F filing for Q4 2024, filed 3 Feb 2025.