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SPC

Sigma Planning Corp Portfolio holdings

AUM $3.6B
1-Year Est. Return 24.57%
This Fund
S&P 500
This Quarter Est. Return
-4.66%
1 Year Est. Return
+24.57%
3 Year Est. Return
+69.88%
5 Year Est. Return
+82.98%
10 Year Est. Return
+301.75%
AUM
$2.62B
AUM Growth
-$254M
Cap. Flow
-$114M
Cap. Flow %
-4.33%
Top 10 Hldgs %
20.41%
Holding
1,363
New
75
Increased
591
Reduced
553
Closed
102

Top Buys

Rank Stock Value
1
SHY icon
iShares 1-3 Year Treasury Bond ETF
SHY
+$18.1M
2
PEP icon
PepsiCo
PEP
+$8.37M
3
IVV icon
iShares Core S&P 500 ETF
IVV
+$7.73M
4
PSTP icon
Innovator Power Buffer Step-Up Strategy ETF
PSTP
+$4.94M
5
BALT icon
Innovator Defined Wealth Shield ETF
BALT
+$4.86M

Top Sells

Rank Stock Value
1
GLD icon
SPDR Gold Trust
GLD
+$8.96M
2
UUP icon
Invesco DB US Dollar Index Bullish Fund
UUP
+$6.66M
3
FTGC icon
First Trust Global Tactical Commodity Strategy Fund
FTGC
+$6.62M
4
CDC icon
VictoryShares US EQ Income Enhanced Volatility Wtd ETF
CDC
+$6.14M
5
PSFF icon
Pacer Swan SOS Fund of Funds ETF
PSFF
+$4.28M

Sector Composition

Rank Sector Weight
1 Technology 9.92%
2 Healthcare 5.17%
3 Consumer Discretionary 4.8%
4 Financials 4.33%
5 Consumer Staples 3.54%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
USRT icon
851
iShares Core US REIT ETF
USRT
$4.74B
$375K 0.01%
7,903
-154
-2% -$8.48K
AG icon
852
First Majestic Silver
AG
$8.05B
$373K 0.01%
49,005
+37,344
+320% +$279K
CHD icon
853
Church & Dwight Co
CHD
$23.1B
$373K 0.01%
5,226
+62
+1% +$5.35K
ETSY icon
854
Etsy
ETSY
$7.65B
$373K 0.01%
3,726
-36
-1% -$3.67K
LQDA icon
855
Liquidia Corp
LQDA
$7.67B
$373K 0.01%
68,575
+7,570
+12% +$42.5K
ARKW icon
856
ARK Web x.0 ETF
ARKW
$1.64B
$372K 0.01%
8,155
-315
-4% -$17K
FID icon
857
First Trust Exchange-Traded Fund VI First Trust S&P International Dividend Aristocrats ETF
FID
$165M
$371K 0.01%
26,985
-3,538
-12% -$54.6K
TTE icon
858
TotalEnergies
TTE
$193B
$371K 0.01%
7,970
+641
+9% +$32.2K
SRE icon
859
Sempra
SRE
$60.8B
$369K 0.01%
4,920
+28
+0.6% +$2.27K
COIN icon
860
Coinbase
COIN
$41.7B
$368K 0.01%
5,711
-1,526
-21% -$107K
VSTO
861
DELISTED
Vista Outdoor Inc.
VSTO
$367K 0.01%
15,094
-155
-1% -$4.41K
SITE icon
862
SiteOne Landscape Supply
SITE
$4.43B
$366K 0.01%
3,518
+790
+29% +$98.9K
DKS icon
863
Dick's Sporting Goods
DKS
$18.4B
$365K 0.01%
3,485
-251
-7% -$25.5K
SYBT icon
864
Stock Yards Bancorp
SYBT
$2.41B
$365K 0.01%
5,363
+150
+3% +$10K
PLUG icon
865
Plug Power
PLUG
$2.92B
$364K 0.01%
17,321
+1,089
+7% +$26K
TSM icon
866
TSMC
TSM
$2.09T
$364K 0.01%
5,315
+233
+5% +$19.3K
KYNB
867
Kyntra Bio
KYNB
$28.5M
$363K 0.01%
1,116
+165
+17% +$53.1K
RVT icon
868
Royce Value Trust
RVT
$2.21B
$363K 0.01%
28,959
+522
+2% +$7.75K
SPDW icon
869
State Street SPDR Portfolio Developed World ex-US ETF
SPDW
$39.7B
$363K 0.01%
14,083
-275
-2% -$7.93K
PVLA
870
Palvella Therapeutics
PVLA
$1.98B
$363K 0.01%
3,945
+3
+0.1% +$387
FNV icon
871
Franco-Nevada
FNV
$41.4B
$362K 0.01%
3,032
-1,682
-36% -$211K
GRID
872
First Trust NASDAQ Clean Edge Smart Grid Infrastructure Index Fund
GRID
$11.4B
$362K 0.01%
4,812
+51
+1% +$4.28K
XHB icon
873
State Street SPDR S&P Homebuilders ETF
XHB
$1.74B
$362K 0.01%
6,620
-1,353
-17% -$82.1K
ULTA icon
874
Ulta Beauty
ULTA
$20.4B
$361K 0.01%
900
-12
-1% -$4.83K
CIK
875
Credit Suisse Asset Management Income Fund
CIK
$133M
$360K 0.01%
135,760
+812
+0.6% +$2.31K
33 34
35
36 37

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Sigma Planning Corp's Q3 2022 Portfolio in Review

As of Q3 2022, Sigma Planning Corp held 1,363 positions worth $2.62B, down 8.8% from $2.88B the previous quarter. Its ten largest holdings account for 20% of the portfolio.

Sigma Planning Corp withdrew a net $114M in Q3 2022, closing 102 positions and reducing 553 holdings. Its most notable exit was Pacer Swan SOS Fund of Funds ETF, an estimated $4.28M position sold in full.

By sector, the portfolio is most concentrated in Technology at 9.9% of assets, up from 9.7% a quarter earlier, followed by Healthcare and Consumer Discretionary.

Against the trend, Sigma Planning Corp opened a new position in iShares 1-3 Year Treasury Bond ETF worth $17.8M.

  • Sigma Planning Corp's largest Q3 2022 buy was iShares 1-3 Year Treasury Bond ETF: 219,466 shares worth $17.8M.
  • Sigma Planning Corp added most to iShares Core S&P 500 ETF in Q3 2022, an estimated $7.73M increase.
  • Sigma Planning Corp's biggest Q3 2022 reduction was SPDR Gold Trust, cutting an estimated $8.96M.
  • Sigma Planning Corp fully exited Pacer Swan SOS Fund of Funds ETF in Q3 2022, selling an estimated $4.28M.
  • Sigma Planning Corp's ten largest holdings make up 20% of its $2.62B portfolio in Q3 2022.
  • Sigma Planning Corp opened 75 new positions and closed 102 in Q3 2022.
  • Sigma Planning Corp's portfolio value fell 8.8% quarter-over-quarter to $2.62B.

Based on Sigma Planning Corp's 13F filing for Q3 2022, filed 10 Nov 2022.