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SPC

Sigma Planning Corp Portfolio holdings

AUM $3.6B
1-Year Est. Return 24.57%
This Fund
S&P 500
This Quarter Est. Return
+2.4%
1 Year Est. Return
+24.57%
3 Year Est. Return
+69.88%
5 Year Est. Return
+82.98%
10 Year Est. Return
+301.75%
AUM
$3.18B
AUM Growth
-$79.9M
Cap. Flow
-$97.3M
Cap. Flow %
-3.05%
Top 10 Hldgs %
27.03%
Holding
1,277
New
66
Increased
498
Reduced
566
Closed
115

Top Buys

Rank Stock Value
1
MSTB icon
LHA Market State Tactical Beta ETF
MSTB
+$5.36M
2
DUKQ
Ocean Park Domestic ETF
DUKQ
+$5.35M
3
SDVY icon
First Trust SMID Cap Rising Dividend Achievers ETF
SDVY
+$3.6M
4
MGOV icon
First Trust Intermediate Government Opportunities ETF
MGOV
+$2.91M
5
PSFF icon
Pacer Swan SOS Fund of Funds ETF
PSFF
+$2.77M

Top Sells

Rank Stock Value
1
FDEC icon
FT Vest US Equity Buffer ETF December
FDEC
+$16.3M
2
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$9.68M
3
JANW icon
AllianzIM U.S. Equity Buffer20 Jan ETF
JANW
+$7.37M
4
FIXD icon
First Trust Smith Opportunistic Fixed Income ETF
FIXD
+$4.97M
5
AMZN icon
Amazon
AMZN
+$4.83M

Sector Composition

Rank Sector Weight
1 Technology 14.13%
2 Consumer Discretionary 4.56%
3 Financials 4.27%
4 Healthcare 3.68%
5 Industrials 3.03%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
CRH icon
826
CRH
CRH
$68.7B
$391K 0.01%
4,229
-109
-3% -$10.5K
SPMO icon
827
Invesco S&P 500 Momentum ETF
SPMO
$20.9B
$391K 0.01%
4,114
-588
-13% -$55.7K
IMO icon
828
Imperial Oil
IMO
$60.8B
$390K 0.01%
6,336
-1,441
-19% -$104K
ESTC icon
829
Elastic
ESTC
$6.37B
$389K 0.01%
3,929
+139
+4% +$12.8K
SIL icon
830
Global X Silver Miners ETF NEW
SIL
$4.09B
$389K 0.01%
12,234
+1,280
+12% +$47K
LULU icon
831
lululemon athletica
LULU
$13.4B
$388K 0.01%
1,015
-61
-6% -$19.9K
MSCI icon
832
MSCI
MSCI
$41.5B
$388K 0.01%
646
+32
+5% +$19.2K
ABR icon
833
Arbor Realty Trust
ABR
$977M
$388K 0.01%
27,983
+455
+2% +$6.7K
BSCQ icon
834
Invesco BulletShares 2026 Corporate Bond ETF
BSCQ
$3.66B
$383K 0.01%
+19,724
New +$384K
WPC icon
835
W.P. Carey
WPC
$17B
$383K 0.01%
7,033
-1,128
-14% -$64.3K
IEO icon
836
iShares US Oil & Gas Exploration & Production ETF
IEO
$558M
$383K 0.01%
4,273
+99
+2% +$9.32K
GIB icon
837
CGI
GIB
$14.5B
$383K 0.01%
3,503
+2
+0.1% +$225
PMAY icon
838
Innovator US Equity Power Buffer ETF May
PMAY
$806M
$382K 0.01%
10,645
-5,957
-36% -$212K
USFR icon
839
WisdomTree Floating Rate Treasury Fund
USFR
$18.1B
$382K 0.01%
7,593
-547
-7% -$27.5K
FJUN icon
840
FT Vest US Equity Buffer ETF June
FJUN
$1.35B
$380K 0.01%
7,396
– –
KRE icon
841
State Street SPDR S&P Regional Banking ETF
KRE
$4.47B
$379K 0.01%
6,283
+2,562
+69% +$159K
BFEB icon
842
Innovator US Equity Buffer ETF February
BFEB
$252M
$379K 0.01%
8,796
– –
HSY icon
843
Hershey
HSY
$36.6B
$378K 0.01%
2,234
+412
+23% +$73.9K
PCN
844
PIMCO Corporate & Income Strategy Fund
PCN
$869M
$377K 0.01%
28,071
+409
+1% +$5.68K
FQAL icon
845
Fidelity Quality Factor ETF
FQAL
$1.41B
$376K 0.01%
5,742
+418
+8% +$27.8K
MAS icon
846
Masco
MAS
$16.4B
$375K 0.01%
5,164
-510
-9% -$40.8K
SFEB
847
FT Vest US Small Cap Moderate Buffer ETF February
SFEB
$127M
$373K 0.01%
17,358
+887
+5% +$19.3K
SAUG icon
848
FT Vest US Small Cap Moderate Buffer ETF August
SAUG
$110M
$373K 0.01%
15,813
+838
+6% +$19.9K
SMAY icon
849
FT Vest US Small Cap Moderate Buffer ETF May
SMAY
$110M
$372K 0.01%
15,025
+785
+6% +$19.6K
YSEP icon
850
FT Vest International Equity Buffer ETF September
YSEP
$119M
$371K 0.01%
17,115
+1,647
+11% +$36.5K
32 33
34
35 36

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WB
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SCM
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BPS
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VPC
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ACM
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WWA
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Sigma Planning Corp's Q4 2024 Portfolio in Review

As of Q4 2024, Sigma Planning Corp held 1,277 positions worth $3.18B, down 2.4% from $3.26B the previous quarter. Its ten largest holdings account for 27% of the portfolio.

Sigma Planning Corp withdrew a net $97.3M in Q4 2024, closing 115 positions and reducing 566 holdings. Its most notable exit was State Street SPDR EURO STOXX 50 ETF, an estimated $3.8M position sold in full.

By sector, the portfolio is most concentrated in Technology at 14% of assets, up from 13% a quarter earlier, followed by Consumer Discretionary and Financials.

Against the trend, Sigma Planning Corp opened a new position in LHA Market State Tactical Beta ETF worth $5.26M.

  • Sigma Planning Corp's largest Q4 2024 buy was LHA Market State Tactical Beta ETF: 155,539 shares worth $5.26M.
  • Sigma Planning Corp added most to First Trust SMID Cap Rising Dividend Achievers ETF in Q4 2024, an estimated $3.6M increase.
  • Sigma Planning Corp's biggest Q4 2024 reduction was FT Vest US Equity Buffer ETF December, cutting an estimated $16.3M.
  • Sigma Planning Corp fully exited State Street SPDR EURO STOXX 50 ETF in Q4 2024, selling an estimated $3.8M.
  • Sigma Planning Corp's ten largest holdings make up 27% of its $3.18B portfolio in Q4 2024.
  • Sigma Planning Corp opened 66 new positions and closed 115 in Q4 2024.
  • Sigma Planning Corp's portfolio value fell 2.4% quarter-over-quarter to $3.18B.

Based on Sigma Planning Corp's 13F filing for Q4 2024, filed 3 Feb 2025.