We are live on ! Find out more
SPC

Sigma Planning Corp Portfolio holdings

AUM $3.6B
1-Year Est. Return 24.57%
This Fund
S&P 500
This Quarter Est. Return
-4.66%
1 Year Est. Return
+24.57%
3 Year Est. Return
+69.88%
5 Year Est. Return
+82.98%
10 Year Est. Return
+301.75%
AUM
$2.62B
AUM Growth
-$254M
Cap. Flow
-$114M
Cap. Flow %
-4.33%
Top 10 Hldgs %
20.41%
Holding
1,363
New
75
Increased
591
Reduced
553
Closed
102

Top Buys

Rank Stock Value
1
SHY icon
iShares 1-3 Year Treasury Bond ETF
SHY
+$18.1M
2
PEP icon
PepsiCo
PEP
+$8.37M
3
IVV icon
iShares Core S&P 500 ETF
IVV
+$7.73M
4
PSTP icon
Innovator Power Buffer Step-Up Strategy ETF
PSTP
+$4.94M
5
BALT icon
Innovator Defined Wealth Shield ETF
BALT
+$4.86M

Top Sells

Rank Stock Value
1
GLD icon
SPDR Gold Trust
GLD
+$8.96M
2
UUP icon
Invesco DB US Dollar Index Bullish Fund
UUP
+$6.66M
3
FTGC icon
First Trust Global Tactical Commodity Strategy Fund
FTGC
+$6.62M
4
CDC icon
VictoryShares US EQ Income Enhanced Volatility Wtd ETF
CDC
+$6.14M
5
PSFF icon
Pacer Swan SOS Fund of Funds ETF
PSFF
+$4.28M

Sector Composition

Rank Sector Weight
1 Technology 9.92%
2 Healthcare 5.17%
3 Consumer Discretionary 4.8%
4 Financials 4.33%
5 Consumer Staples 3.54%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
FANG icon
826
Diamondback Energy
FANG
$57.6B
$397K 0.02%
3,293
+408
+14% +$50.9K
APO icon
827
Apollo Global Management
APO
$70.7B
$395K 0.02%
8,496
-28
-0.3% -$1.54K
MASI
828
DELISTED
Masimo
MASI
$395K 0.02%
2,800
-38
-1% -$5.55K
HR icon
829
Healthcare Realty
HR
$7.42B
$394K 0.02%
18,913
-313
-2% -$7.96K
CNA icon
830
CNA Financial
CNA
$14.5B
$392K 0.01%
10,620
-191
-2% -$7.78K
OUSA icon
831
ALPS O'Shares U.S. Quality Dividend ETF
OUSA
$737M
$391K 0.01%
10,553
+9
+0.1% +$367
FXO icon
832
First Trust Financials AlphaDEX Fund
FXO
$1.12B
$390K 0.01%
10,594
-285
-3% -$11.6K
SPHB icon
833
Invesco S&P 500 High Beta ETF
SPHB
$964M
$390K 0.01%
6,798
-4,009
-37% -$260K
CAH icon
834
Cardinal Health
CAH
$53.4B
$389K 0.01%
5,830
-802
-12% -$50.8K
BIP icon
835
Brookfield Infrastructure Partners
BIP
$18.8B
$388K 0.01%
10,817
+227
+2% +$9.12K
PLAY icon
836
Dave & Buster's
PLAY
$343M
$388K 0.01%
12,505
-701
-5% -$26.2K
PINS icon
837
Pinterest
PINS
$12.4B
$387K 0.01%
16,598
-4,061
-20% -$89.1K
LNT icon
838
Alliant Energy
LNT
$19.4B
$386K 0.01%
7,276
+1,187
+19% +$71.6K
CGW icon
839
Invesco S&P Global Water Index ETF
CGW
$1.05B
$385K 0.01%
9,381
– –
RVTY icon
840
Revvity
RVTY
$12.3B
$385K 0.01%
3,195
-407
-11% -$57.4K
TREX icon
841
Trex
TREX
$4.51B
$385K 0.01%
8,755
-190
-2% -$10.2K
BABA icon
842
Alibaba
BABA
$269B
$384K 0.01%
4,795
-947
-16% -$90.2K
CPE
843
DELISTED
Callon Petroleum Company
CPE
$384K 0.01%
10,981
-626
-5% -$25K
FNY icon
844
First Trust Mid Cap Growth AlphaDEX Fund
FNY
$580M
$382K 0.01%
7,129
-493
-6% -$29K
OFS icon
845
OFS Capital
OFS
$43.8M
$382K 0.01%
46,476
-3,576
-7% -$37K
FRME icon
846
First Merchants
FRME
$2.72B
$379K 0.01%
9,800
-269
-3% -$10.7K
LIN icon
847
Linde
LIN
$237B
$377K 0.01%
1,398
-44
-3% -$12.6K
CALY
848
Callaway Golf Company
CALY
$3.26B
$377K 0.01%
19,598
+382
+2% +$8.44K
AOM icon
849
iShares Core Moderate Allocation ETF
AOM
$1.76B
$376K 0.01%
10,274
+435
+4% +$17K
VNLA icon
850
Janus Henderson Short Duration Income ETF
VNLA
$3.33B
$376K 0.01%
7,752
+314
+4% +$15.3K
32 33
34
35 36

Similar funds

U
Uber San Francisco, California $3.6B AUM 19.81% 1-Year Est. Return
SL
Siren LLC Greenwich, Connecticut $3.61B AUM 203.3% 1-Year Est. Return
WB
WesBanco Bank Wheeling, West Virginia $3.61B AUM 24.09% 1-Year Est. Return
SCM
Saba Capital Management New York $3.62B AUM 13% 1-Year Est. Return
BPS
BNDES Participacoes SA Rio De Janeiro, Brazil $3.58B AUM
VPC
Vestal Point Capital New York $3.58B AUM 189.12% 1-Year Est. Return
ACM
Advent Capital Management New York $3.63B AUM 0.29% 1-Year Est. Return
WWA
WCG Wealth Advisors Las Vegas, Nevada $3.57B AUM 18.63% 1-Year Est. Return

Sigma Planning Corp's Q3 2022 Portfolio in Review

As of Q3 2022, Sigma Planning Corp held 1,363 positions worth $2.62B, down 8.8% from $2.88B the previous quarter. Its ten largest holdings account for 20% of the portfolio.

Sigma Planning Corp withdrew a net $114M in Q3 2022, closing 102 positions and reducing 553 holdings. Its most notable exit was Pacer Swan SOS Fund of Funds ETF, an estimated $4.28M position sold in full.

By sector, the portfolio is most concentrated in Technology at 9.9% of assets, up from 9.7% a quarter earlier, followed by Healthcare and Consumer Discretionary.

Against the trend, Sigma Planning Corp opened a new position in iShares 1-3 Year Treasury Bond ETF worth $17.8M.

  • Sigma Planning Corp's largest Q3 2022 buy was iShares 1-3 Year Treasury Bond ETF: 219,466 shares worth $17.8M.
  • Sigma Planning Corp added most to iShares Core S&P 500 ETF in Q3 2022, an estimated $7.73M increase.
  • Sigma Planning Corp's biggest Q3 2022 reduction was SPDR Gold Trust, cutting an estimated $8.96M.
  • Sigma Planning Corp fully exited Pacer Swan SOS Fund of Funds ETF in Q3 2022, selling an estimated $4.28M.
  • Sigma Planning Corp's ten largest holdings make up 20% of its $2.62B portfolio in Q3 2022.
  • Sigma Planning Corp opened 75 new positions and closed 102 in Q3 2022.
  • Sigma Planning Corp's portfolio value fell 8.8% quarter-over-quarter to $2.62B.

Based on Sigma Planning Corp's 13F filing for Q3 2022, filed 10 Nov 2022.