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SPC

Sigma Planning Corp Portfolio holdings

AUM $3.6B
1-Year Est. Return 24.57%
This Fund
S&P 500
This Quarter Est. Return
+2.4%
1 Year Est. Return
+24.57%
3 Year Est. Return
+69.88%
5 Year Est. Return
+82.98%
10 Year Est. Return
+301.75%
AUM
$3.18B
AUM Growth
-$79.9M
Cap. Flow
-$97.3M
Cap. Flow %
-3.05%
Top 10 Hldgs %
27.03%
Holding
1,277
New
66
Increased
498
Reduced
566
Closed
115

Top Buys

Rank Stock Value
1
MSTB icon
LHA Market State Tactical Beta ETF
MSTB
+$5.36M
2
DUKQ
Ocean Park Domestic ETF
DUKQ
+$5.35M
3
SDVY icon
First Trust SMID Cap Rising Dividend Achievers ETF
SDVY
+$3.6M
4
MGOV icon
First Trust Intermediate Government Opportunities ETF
MGOV
+$2.91M
5
PSFF icon
Pacer Swan SOS Fund of Funds ETF
PSFF
+$2.77M

Top Sells

Rank Stock Value
1
FDEC icon
FT Vest US Equity Buffer ETF December
FDEC
+$16.3M
2
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$9.68M
3
JANW icon
AllianzIM U.S. Equity Buffer20 Jan ETF
JANW
+$7.37M
4
FIXD icon
First Trust Smith Opportunistic Fixed Income ETF
FIXD
+$4.97M
5
AMZN icon
Amazon
AMZN
+$4.83M

Sector Composition

Rank Sector Weight
1 Technology 14.13%
2 Consumer Discretionary 4.56%
3 Financials 4.27%
4 Healthcare 3.68%
5 Industrials 3.03%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
P
801
Everpure Inc
P
$24B
$424K 0.01%
6,895
-136
-2% -$7.57K
HBAN icon
802
Huntington Bancshares
HBAN
$34.8B
$423K 0.01%
25,988
-10,395
-29% -$171K
APO icon
803
Apollo Global Management
APO
$71.7B
$422K 0.01%
2,557
+16
+0.6% +$2.54K
CINF icon
804
Cincinnati Financial
CINF
$28.6B
$422K 0.01%
2,937
+341
+13% +$49.8K
FXO icon
805
First Trust Financials AlphaDEX Fund
FXO
$1.13B
$421K 0.01%
7,782
-90
-1% -$4.93K
IDV icon
806
iShares International Select Dividend ETF
IDV
$8.24B
$421K 0.01%
15,373
+414
+3% +$11.9K
FDLO icon
807
Fidelity Low Volatility Factor ETF
FDLO
$1.42B
$419K 0.01%
6,918
+114
+2% +$7.04K
ESPR
808
DELISTED
Esperion Therapeutics
ESPR
$419K 0.01%
190,441
+178,200
+1,456% +$416K
XMVM icon
809
Invesco S&P MidCap Value with Momentum ETF
XMVM
$501M
$419K 0.01%
7,552
-1,550
-17% -$89.3K
GPC icon
810
Genuine Parts
GPC
$17.6B
$418K 0.01%
3,576
+608
+20% +$75.9K
LYB icon
811
LyondellBasell Industries
LYB
$19B
$417K 0.01%
+5,610
New +$472K
ASML icon
812
ASML
ASML
$621B
$415K 0.01%
598
+54
+10% +$38.8K
XYLD icon
813
Global X S&P 500 Covered Call ETF
XYLD
$3.2B
$415K 0.01%
9,898
-46,008
-82% -$1.93M
XSVM icon
814
Invesco S&P SmallCap Value with Momentum ETF
XSVM
$675M
$414K 0.01%
7,601
+690
+10% +$38.9K
TGRW icon
815
T. Rowe Price Growth Stock ETF
TGRW
$967M
$413K 0.01%
10,383
+2,664
+35% +$105K
AM icon
816
Antero Midstream
AM
$10.6B
$412K 0.01%
27,308
-3,494
-11% -$53.2K
NVS icon
817
Novartis
NVS
$298B
$410K 0.01%
4,218
-1,012
-19% -$108K
GSL icon
818
Global Ship Lease
GSL
$1.56B
$409K 0.01%
18,725
-2,415
-11% -$56.4K
BAB icon
819
Invesco Taxable Municipal Bond ETF
BAB
$1.02B
$408K 0.01%
15,605
-30,021
-66% -$804K
SLB icon
820
SLB Ltd
SLB
$78B
$406K 0.01%
10,592
+129
+1% +$5.42K
DKNG icon
821
DraftKings
DKNG
$12.1B
$403K 0.01%
10,826
-365
-3% -$14.5K
CR icon
822
Crane Co
CR
$12.9B
$401K 0.01%
2,645
– –
DOV icon
823
Dover
DOV
$27.3B
$401K 0.01%
2,137
+45
+2% +$8.8K
DFS
824
DELISTED
Discover Financial Services
DFS
$398K 0.01%
2,295
+47
+2% +$7.71K
PR
825
Permian Resources
PR
$17.2B
$392K 0.01%
27,241
+5,020
+23% +$72.8K
31 32
33
34 35

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Sigma Planning Corp's Q4 2024 Portfolio in Review

As of Q4 2024, Sigma Planning Corp held 1,277 positions worth $3.18B, down 2.4% from $3.26B the previous quarter. Its ten largest holdings account for 27% of the portfolio.

Sigma Planning Corp withdrew a net $97.3M in Q4 2024, closing 115 positions and reducing 566 holdings. Its most notable exit was State Street SPDR EURO STOXX 50 ETF, an estimated $3.8M position sold in full.

By sector, the portfolio is most concentrated in Technology at 14% of assets, up from 13% a quarter earlier, followed by Consumer Discretionary and Financials.

Against the trend, Sigma Planning Corp opened a new position in LHA Market State Tactical Beta ETF worth $5.26M.

  • Sigma Planning Corp's largest Q4 2024 buy was LHA Market State Tactical Beta ETF: 155,539 shares worth $5.26M.
  • Sigma Planning Corp added most to First Trust SMID Cap Rising Dividend Achievers ETF in Q4 2024, an estimated $3.6M increase.
  • Sigma Planning Corp's biggest Q4 2024 reduction was FT Vest US Equity Buffer ETF December, cutting an estimated $16.3M.
  • Sigma Planning Corp fully exited State Street SPDR EURO STOXX 50 ETF in Q4 2024, selling an estimated $3.8M.
  • Sigma Planning Corp's ten largest holdings make up 27% of its $3.18B portfolio in Q4 2024.
  • Sigma Planning Corp opened 66 new positions and closed 115 in Q4 2024.
  • Sigma Planning Corp's portfolio value fell 2.4% quarter-over-quarter to $3.18B.

Based on Sigma Planning Corp's 13F filing for Q4 2024, filed 3 Feb 2025.