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SPC

Sigma Planning Corp Portfolio holdings

AUM $3.6B
1-Year Est. Return 24.57%
This Fund
S&P 500
This Quarter Est. Return
+2.4%
1 Year Est. Return
+24.57%
3 Year Est. Return
+69.88%
5 Year Est. Return
+82.98%
10 Year Est. Return
+301.75%
AUM
$3.18B
AUM Growth
-$79.9M
Cap. Flow
-$97.3M
Cap. Flow %
-3.05%
Top 10 Hldgs %
27.03%
Holding
1,277
New
66
Increased
498
Reduced
566
Closed
115

Top Buys

Rank Stock Value
1
MSTB icon
LHA Market State Tactical Beta ETF
MSTB
+$5.36M
2
DUKQ
Ocean Park Domestic ETF
DUKQ
+$5.35M
3
SDVY icon
First Trust SMID Cap Rising Dividend Achievers ETF
SDVY
+$3.6M
4
MGOV icon
First Trust Intermediate Government Opportunities ETF
MGOV
+$2.91M
5
PSFF icon
Pacer Swan SOS Fund of Funds ETF
PSFF
+$2.77M

Top Sells

Rank Stock Value
1
FDEC icon
FT Vest US Equity Buffer ETF December
FDEC
+$16.3M
2
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$9.68M
3
JANW icon
AllianzIM U.S. Equity Buffer20 Jan ETF
JANW
+$7.37M
4
FIXD icon
First Trust Smith Opportunistic Fixed Income ETF
FIXD
+$4.97M
5
AMZN icon
Amazon
AMZN
+$4.83M

Sector Composition

Rank Sector Weight
1 Technology 14.13%
2 Consumer Discretionary 4.56%
3 Financials 4.27%
4 Healthcare 3.68%
5 Industrials 3.03%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
XBI icon
776
State Street SPDR S&P Biotech ETF
XBI
$10.2B
$450K 0.01%
5,000
-6,924
-58% -$671K
DFAU icon
777
Dimensional US Core Equity Market ETF
DFAU
$12.3B
$449K 0.01%
+11,097
New +$453K
THC icon
778
Tenet Healthcare
THC
$21B
$448K 0.01%
3,551
-89
-2% -$13.2K
AIG icon
779
American International
AIG
$42B
$446K 0.01%
6,124
– –
ESGU icon
780
iShares ESG Aware MSCI USA ETF
ESGU
$17.7B
$443K 0.01%
3,435
+41
+1% +$5.31K
SPMD icon
781
State Street SPDR Portfolio S&P 400 Mid Cap ETF
SPMD
$18.4B
$441K 0.01%
8,059
-97
-1% -$5.46K
APUE icon
782
ActivePassive US Equity ETF
APUE
$2.39B
$439K 0.01%
12,282
+893
+8% +$32.3K
NNN icon
783
NNN REIT
NNN
$9.36B
$438K 0.01%
10,725
-1,175
-10% -$52K
COR icon
784
Cencora
COR
$60.5B
$438K 0.01%
1,949
+28
+1% +$6.58K
ABNB icon
785
Airbnb
ABNB
$87.2B
$438K 0.01%
3,331
-3,863
-54% -$520K
SMCI icon
786
Super Micro Computer
SMCI
$19.3B
$437K 0.01%
14,341
-25,159
-64% -$914K
MUNI icon
787
PIMCO Intermediate Municipal Bond Active Exchange-Traded Fund
MUNI
$3.06B
$436K 0.01%
8,435
-245
-3% -$12.8K
VTWO icon
788
Vanguard Russell 2000 ETF
VTWO
$17.4B
$435K 0.01%
4,869
+830
+21% +$76.6K
SPOT icon
789
Spotify
SPOT
$102B
$431K 0.01%
964
-4,252
-82% -$1.82M
CGTX icon
790
Cognition Therapeutics
CGTX
$85M
$431K 0.01%
614,490
+417,300
+212% +$206K
TPHD icon
791
Timothy Plan High Dividend Stock ETF
TPHD
$363M
$431K 0.01%
11,848
+3
+0% +$114
ARKQ icon
792
ARK Autonomous Technology & Robotics ETF
ARKQ
$1.9B
$430K 0.01%
5,571
-51
-0.9% -$3.54K
FDRR icon
793
Fidelity Dividend ETF for Rising Rates
FDRR
$733M
$430K 0.01%
8,373
+1,607
+24% +$84.3K
CGMS icon
794
Capital Group US Multi-Sector Income ETF
CGMS
$5.2B
$429K 0.01%
15,736
-1,605
-9% -$44.2K
QGRW icon
795
WisdomTree US Quality Growth Fund
QGRW
$2.67B
$429K 0.01%
+8,713
New +$420K
TM icon
796
Toyota
TM
$216B
$429K 0.01%
2,204
-8
-0.4% -$1.41K
TDVG icon
797
T. Rowe Price Dividend Growth ETF
TDVG
$1.42B
$426K 0.01%
10,765
-37,087
-78% -$1.51M
TER icon
798
Teradyne
TER
$52.4B
$425K 0.01%
3,379
-140
-4% -$16.6K
MKC icon
799
McCormick & Company Non-Voting
MKC
$13.6B
$424K 0.01%
5,562
+1,009
+22% +$79.3K
EPI icon
800
WisdomTree India Earnings Fund ETF
EPI
$2.03B
$424K 0.01%
9,359
+318
+4% +$15.1K
30 31
32
33 34

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Sigma Planning Corp's Q4 2024 Portfolio in Review

As of Q4 2024, Sigma Planning Corp held 1,277 positions worth $3.18B, down 2.4% from $3.26B the previous quarter. Its ten largest holdings account for 27% of the portfolio.

Sigma Planning Corp withdrew a net $97.3M in Q4 2024, closing 115 positions and reducing 566 holdings. Its most notable exit was State Street SPDR EURO STOXX 50 ETF, an estimated $3.8M position sold in full.

By sector, the portfolio is most concentrated in Technology at 14% of assets, up from 13% a quarter earlier, followed by Consumer Discretionary and Financials.

Against the trend, Sigma Planning Corp opened a new position in LHA Market State Tactical Beta ETF worth $5.26M.

  • Sigma Planning Corp's largest Q4 2024 buy was LHA Market State Tactical Beta ETF: 155,539 shares worth $5.26M.
  • Sigma Planning Corp added most to First Trust SMID Cap Rising Dividend Achievers ETF in Q4 2024, an estimated $3.6M increase.
  • Sigma Planning Corp's biggest Q4 2024 reduction was FT Vest US Equity Buffer ETF December, cutting an estimated $16.3M.
  • Sigma Planning Corp fully exited State Street SPDR EURO STOXX 50 ETF in Q4 2024, selling an estimated $3.8M.
  • Sigma Planning Corp's ten largest holdings make up 27% of its $3.18B portfolio in Q4 2024.
  • Sigma Planning Corp opened 66 new positions and closed 115 in Q4 2024.
  • Sigma Planning Corp's portfolio value fell 2.4% quarter-over-quarter to $3.18B.

Based on Sigma Planning Corp's 13F filing for Q4 2024, filed 3 Feb 2025.