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SPC

Sigma Planning Corp Portfolio holdings

AUM $3.6B
1-Year Est. Return 24.57%
This Fund
S&P 500
This Quarter Est. Return
-4.66%
1 Year Est. Return
+24.57%
3 Year Est. Return
+69.88%
5 Year Est. Return
+82.98%
10 Year Est. Return
+301.75%
AUM
$2.62B
AUM Growth
-$254M
Cap. Flow
-$114M
Cap. Flow %
-4.33%
Top 10 Hldgs %
20.41%
Holding
1,363
New
75
Increased
591
Reduced
553
Closed
102

Top Buys

Rank Stock Value
1
SHY icon
iShares 1-3 Year Treasury Bond ETF
SHY
+$18.1M
2
PEP icon
PepsiCo
PEP
+$8.37M
3
IVV icon
iShares Core S&P 500 ETF
IVV
+$7.73M
4
PSTP icon
Innovator Power Buffer Step-Up Strategy ETF
PSTP
+$4.94M
5
BALT icon
Innovator Defined Wealth Shield ETF
BALT
+$4.86M

Top Sells

Rank Stock Value
1
GLD icon
SPDR Gold Trust
GLD
+$8.96M
2
UUP icon
Invesco DB US Dollar Index Bullish Fund
UUP
+$6.66M
3
FTGC icon
First Trust Global Tactical Commodity Strategy Fund
FTGC
+$6.62M
4
CDC icon
VictoryShares US EQ Income Enhanced Volatility Wtd ETF
CDC
+$6.14M
5
PSFF icon
Pacer Swan SOS Fund of Funds ETF
PSFF
+$4.28M

Sector Composition

Rank Sector Weight
1 Technology 9.92%
2 Healthcare 5.17%
3 Consumer Discretionary 4.8%
4 Financials 4.33%
5 Consumer Staples 3.54%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
BR icon
776
Broadridge
BR
$17.2B
$449K 0.02%
3,108
-201
-6% -$32.6K
GNTX icon
777
Gentex
GNTX
$4.88B
$449K 0.02%
18,813
-92
-0.5% -$2.52K
RSPT icon
778
Invesco S&P 500 Equal Weight Technology ETF
RSPT
$5.39B
$447K 0.02%
19,730
+540
+3% +$13.8K
TAN icon
779
Invesco Solar ETF
TAN
$1.47B
$445K 0.02%
6,044
-670
-10% -$54.1K
CMA
780
DELISTED
Comerica
CMA
$442K 0.02%
6,213
-654
-10% -$51.5K
SILJ icon
781
Amplify Junior Silver Miners ETF
SILJ
$3.27B
$440K 0.02%
48,282
+25,405
+111% +$235K
DHS icon
782
WisdomTree US High Dividend Fund
DHS
$1.56B
$438K 0.02%
+5,772
New +$479K
HYS icon
783
PIMCO 0-5 Year High Yield Corporate Bond Index Exchange-Traded Fund
HYS
$1.74B
$438K 0.02%
5,011
-352
-7% -$31.9K
LOUP icon
784
Innovator Deepwater Frontier Tech ETF
LOUP
$202M
$438K 0.02%
16,326
-7
-0% -$220
DKNG icon
785
DraftKings
DKNG
$11.4B
$437K 0.02%
28,844
-615
-2% -$9.78K
SNV
786
DELISTED
Synovus
SNV
$437K 0.02%
11,648
+114
+1% +$4.52K
TFC icon
787
Truist Financial
TFC
$63.2B
$437K 0.02%
10,041
+169
+2% +$8.13K
ANET icon
788
Arista Networks
ANET
$219B
$436K 0.02%
15,452
+96
+0.6% +$2.77K
CMG icon
789
Chipotle Mexican Grill
CMG
$40.8B
$435K 0.02%
14,450
+300
+2% +$9.3K
UNG icon
790
United States Natural Gas Fund
UNG
$478M
$434K 0.02%
4,644
-597
-11% -$65.4K
PEY icon
791
Invesco High Yield Equity Dividend Achievers ETF
PEY
$1.13B
$432K 0.02%
+23,232
New +$480K
GBF icon
792
iShares Government/Credit Bond ETF
GBF
$133M
$431K 0.02%
+4,226
New +$451K
NTR icon
793
Nutrien
NTR
$32.7B
$431K 0.02%
5,171
+78
+2% +$6.71K
IHF icon
794
iShares US Healthcare Providers ETF
IHF
$1.18B
$430K 0.02%
8,410
+840
+11% +$45.5K
CASH icon
795
Pathward Financial
CASH
$1.81B
$429K 0.02%
13,020
-6,823
-34% -$245K
GSEW icon
796
Goldman Sachs Equal Weight US Large Cap Equity ETF
GSEW
$1.87B
$429K 0.02%
8,045
– –
ARKQ icon
797
ARK Autonomous Technology & Robotics ETF
ARKQ
$1.88B
$428K 0.02%
9,496
+294
+3% +$15.5K
MMP
798
DELISTED
Magellan Midstream Partners, L.P.
MMP
$428K 0.02%
9,004
-735
-8% -$36.9K
VICI icon
799
VICI Properties
VICI
$29.4B
$425K 0.02%
14,230
-1,319
-8% -$43.6K
PTBD icon
800
Pacer Trendpilot US Bond ETF
PTBD
$87M
$424K 0.02%
21,608
-18,640
-46% -$393K
30 31
32
33 34

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SL
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WB
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SCM
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BPS
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VPC
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ACM
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WWA
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Sigma Planning Corp's Q3 2022 Portfolio in Review

As of Q3 2022, Sigma Planning Corp held 1,363 positions worth $2.62B, down 8.8% from $2.88B the previous quarter. Its ten largest holdings account for 20% of the portfolio.

Sigma Planning Corp withdrew a net $114M in Q3 2022, closing 102 positions and reducing 553 holdings. Its most notable exit was Pacer Swan SOS Fund of Funds ETF, an estimated $4.28M position sold in full.

By sector, the portfolio is most concentrated in Technology at 9.9% of assets, up from 9.7% a quarter earlier, followed by Healthcare and Consumer Discretionary.

Against the trend, Sigma Planning Corp opened a new position in iShares 1-3 Year Treasury Bond ETF worth $17.8M.

  • Sigma Planning Corp's largest Q3 2022 buy was iShares 1-3 Year Treasury Bond ETF: 219,466 shares worth $17.8M.
  • Sigma Planning Corp added most to iShares Core S&P 500 ETF in Q3 2022, an estimated $7.73M increase.
  • Sigma Planning Corp's biggest Q3 2022 reduction was SPDR Gold Trust, cutting an estimated $8.96M.
  • Sigma Planning Corp fully exited Pacer Swan SOS Fund of Funds ETF in Q3 2022, selling an estimated $4.28M.
  • Sigma Planning Corp's ten largest holdings make up 20% of its $2.62B portfolio in Q3 2022.
  • Sigma Planning Corp opened 75 new positions and closed 102 in Q3 2022.
  • Sigma Planning Corp's portfolio value fell 8.8% quarter-over-quarter to $2.62B.

Based on Sigma Planning Corp's 13F filing for Q3 2022, filed 10 Nov 2022.